Q4 2016 Holdings
Filed 2017-02-14 | 641 holdings | $334.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Merus Labs Intl Inc New | COM | 59047R101 | $19 | 21,607 | 0.0% |
| Hudbay Minerals Inc | *W EXP 07/20/201 | 443628136 | $27 | 59,499 | 0.0% |
| Primero MNG Corp | COM | 74164W106 | $37 | 47,250 | 0.0% |
| Drive Shack Inc(DSEUR) | COM | 262077100 | $42 | 11,296 | 0.0% |
| Pharmathene Inc | COM | 71714G102 | $49 | 15,000 | 0.0% |
| OHA Invt Corp | COM | 67091U102 | $67 | 38,676 | 0.0% |
| Atlantic PWR Corp(AT) | COM NEW | 04878Q863 | $72 | 28,795 | 0.0% |
| Israel Chemicals LTD(ICL) | SHS | M5920A109 | $72 | 17,600 | 0.0% |
| CYS Invts Inc | COM | 12673A108 | $97 | 12,590 | 0.0% |
| Vereit Inc | COM | 92339V100 | $98 | 11,533 | 0.0% |
| Xinyuan Real Estate Co LTD | SPONS ADR | 98417P105 | $100 | 20,150 | 0.0% |
| Companhia de Saneamento Basi(SAJA) | SPONSORED ADR | 20441A102 | $102 | 11,700 | 0.0% |
| Capstead MTG Corp(CMO) | COM NO PAR | 14067E506 | $114 | 11,222 | 0.0% |
| Sprint Corp | COM SER 1 | 85207U105 | $125 | 14,847 | 0.0% |
| Ticc Capital Corp | COM | 87244T109 | $130 | 19,602 | 0.0% |
| Gladstone Invt Corp(GAIN) | COM | 376546107 | $135 | 16,000 | 0.0% |
| Dynex Cap Inc | COM NEW | 26817Q506 | $138 | 20,166 | 0.0% |
| LA Quinta Hldgs Inc | COM | 50420D108 | $142 | 10,000 | 0.0% |
| Whitestone REIT(WSR) | COM | 966084204 | $144 | 10,000 | 0.0% |
| Staples Inc | COM | 855030102 | $160 | 17,689 | 0.0% |
| First Data Corp New(FDC) | COM CL A | 32008D106 | $161 | 11,367 | 0.0% |
| Sapiens Intl Corp N V | SHS NEW | N7716A151 | $168 | 11,692 | 0.0% |
| Hudbay Minerals Inc(HBM) | COM | 443628102 | $169 | 29,630 | 0.0% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $171 | 24,579 | 0.0% |
| Apollo Coml Real EST FIN Inc(ARI) | COM | 03762U105 | $176 | 10,562 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $179 | 23,805 | 0.0% |
| Onebeacon Insurance Group LT | CL A | G67742109 | $189 | 11,750 | 0.0% |
| Royal BK of Scotland PLC | DEBT 7.500%12/3 | 780099CJ4 | $190 | $200,000 | 0.0% |
| JA Solar Holdings Co LTD | SPON ADR REP5ORD | 466090206 | $192 | 40,300 | 0.0% |
| Rent A CTR Inc New(UPBD) | COM | 76009N100 | $194 | 17,218 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $196 | 25,619 | 0.0% |
| Five Oaks Invt Corp | COM | 33830W106 | $197 | 39,659 | 0.0% |
| Alkermes PLC(ALKS) | SHS | G01767105 | $201 | 3,624 | 0.0% |
| T Mobile US Inc(TMUS) | COM | 872590104 | $201 | 3,499 | 0.0% |
| BED Bath & Beyond Inc(BBBYEUR)Call | COM | 075896100 | $203 | 5,000 | 0.0% |
| Emerson Elec Co(EMR) | COM | 291011104 | $203 | 3,648 | 0.0% |
| Kohls Corp(KSS) | COM | 500255104 | $204 | 4,122 | 0.0% |
| Lloyds Banking Group PLC | SDCV 7.500%12/3 | 539439AG4 | $206 | $200,000 | 0.0% |
| TPG Specialty Lending Inc | COM | 87265K102 | $207 | 11,107 | 0.0% |
| Mid Amer APT Cmntys Inc(MAA) | COM | 59522J103 | $211 | 2,154 | 0.0% |
| HCP Inc | COM | 40414L109 | $212 | 7,139 | 0.0% |
| DR Pepper Snapple Group Inc | COM | 26138E109 | $212 | 2,337 | 0.0% |
| Texas Instrs Inc(TXN) | COM | 882508104 | $215 | 2,947 | 0.0% |
| Ares Coml Real Estate Corp(ACRE) | COM | 04013V108 | $218 | 15,887 | 0.0% |
| Dunkin Brands Group Inc(DNKN) | COM | 265504100 | $219 | 4,172 | 0.0% |
| Chimera Invt Corp | COM NEW | 16934Q208 | $220 | 12,916 | 0.0% |
| United States Cellular Corp(AD) | COM | 911684108 | $223 | 5,100 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $225 | 29,529 | 0.0% |
| Ellington Residential MTG RE(EARN) | COM SHS BEN INT | 288578107 | $226 | 17,402 | 0.0% |
| PG&E Corp(PCG) | COM | 69331C108 | $228 | 3,760 | 0.0% |