Q1 2020 Holdings
Filed 2020-05-05 | 985 holdings | $228.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cenovus Energy Inc(CVE) | COM | 15135U109 | $103 | 50,957 | 0.0% |
| Zagg Inc | COM | 98884U108 | $105 | 33,804 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $106 | 14,304 | 0.0% |
| Freeport-Mcmoran Inc(FCX) | CL B | 35671D857 | $108 | 15,965 | 0.0% |
| Barclays Bank PLC | MTNF 9/2 | 06741J7V5 | $108 | $110,000 | 0.0% |
| Pacira Biosciences | NOTE 2.375% 4/0 | 695127AD2 | $109 | $115,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $109 | $140,000 | 0.0% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $109 | $125,000 | 0.0% |
| II VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $111 | $120,000 | 0.0% |
| Hannon Armstrong Sust Infr C | NOTE 4.125% 9/0 | 41068XAB6 | $113 | $120,000 | 0.0% |
| Advent Convertible & Income(AVK) | COM | 00764C109 | $115 | 10,802 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $116 | 22,173 | 0.0% |
| Service Pptys TR(SVC) | COM SH BEN INT | 81761L102 | $116 | 21,268 | 0.0% |
| Pimco Calif MUN Income FD II(XPCKX) | COM | 72200M108 | $117 | 13,865 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $120 | $120,000 | 0.0% |
| Spero Therapeutics Inc(SPRO) | COM | 84833T103 | $121 | 15,000 | 0.0% |
| Fidus Invt Corp(FDUS) | COM | 316500107 | $127 | 19,200 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $127 | $127,000 | 0.0% |
| Nuveen CR Opportunities 2022 | COM | 67075U102 | $127 | 15,868 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $130 | 24,734 | 0.0% |
| First TR MLP & Energy Income | COM | 33739B104 | $130 | 29,500 | 0.0% |
| BlackRock ENH Cap & Inc FD I(CII) | COM | 09256A109 | $133 | 10,237 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $136 | $100,000 | 0.0% |
| Barclays Bank PLC | MTNF 10/3 | 06739FJQ5 | $139 | $110,000 | 0.0% |
| Navient Corporation(NAVI) | COM | 63938C108 | $141 | 18,600 | 0.0% |
| Nuveen S&P 500 Dynamic Overw(XSSPX) | COM | 6706EW100 | $145 | 12,500 | 0.0% |
| First TR High Income L/S FD | COM | 33738E109 | $145 | 11,910 | 0.0% |
| Devon Energy Corp New(DVN) | COM | 25179M103 | $146 | 21,220 | 0.0% |
| Sterling Construction Co Inc(STRL) | COM | 859241101 | $146 | 15,350 | 0.0% |
| Nlight Inc(LASR) | COM | 65487K100 | $149 | 14,200 | 0.0% |
| Suburban Propane Partners L(SPH) | UNIT LTD PARTN | 864482104 | $150 | 10,621 | 0.0% |
| Huntsman Corp(HUN) | COM | 447011107 | $152 | 10,535 | 0.0% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $156 | 59,500 | 0.0% |
| Cloudera Inc(CLDR) | COM | 18914U100 | $157 | 20,000 | 0.0% |
| Tortoise Midstrm Energy FD I | COM | 89148B101 | $158 | 185,529 | 0.0% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $158 | 17,900 | 0.0% |
| BNY Mellon Strategic MUN BD(DSM) | COM | 09662E109 | $162 | 22,620 | 0.0% |
| Centurylink Inc(CTLEUR) | COM | 156700106 | $164 | 17,372 | 0.0% |
| Newtek Business Svcs Corp(NEWT) | COM NEW | 652526203 | $165 | 12,502 | 0.0% |
| Telus Corporation(TU) | COM | 87971M103 | $166 | 10,519 | 0.0% |
| New Residential Invt Corp(RITM) | COM NEW | 64828T201 | $168 | 33,610 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $170 | 38,446 | 0.0% |
| Alcoa Corp(AA) | COM | 013872106 | $170 | 27,657 | 0.0% |
| Canopy Growth Corp | COM | 138035100 | $172 | 11,905 | 0.0% |
| Hilltop Holdings Inc(HTH) | COM | 432748101 | $174 | 11,500 | 0.0% |
| Davis Fundamental ETF TR(DINT) | SELCT INTL ETF | 23908L405 | $179 | 12,050 | 0.0% |
| Saratoga Invt Corp(SAR) | COM NEW | 80349A208 | $179 | 15,510 | 0.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $180 | 15,429 | 0.0% |
| Cohen & Steers REIT & PFD &i(XRNPX) | COM | 19247X100 | $181 | 11,225 | 0.0% |
| HP Inc(HPQ) | COM | 40434L105 | $188 | 10,856 | 0.0% |