Q3 2013 Holdings
Filed 2013-11-12 | 29 holdings | $530.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ambac Finl Group Inc(OSG) | COM NEW | 023139884 | $453.0K | 25,000 | 85.3% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $25.2K | 150,000 | 4.7% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $18.8K | 1,000,000 | 3.5% |
| Solarfun Power Holdings Co L | NOTE 3.500% 1/1 | 83415UAB4 | $4.6K | $5,000,000 | 0.9% |
| Sandridge Energy Inc | COM | 80007P307 | $2.6K | 450,000 | 0.5% |
| TCP Cap Corp | COM | 87238Q103 | $2.4K | 150,000 | 0.5% |
| Trinity Inds Inc(TRN) | COM | 896522109 | $2.3K | 50,000 | 0.4% |
| Radioshack Corp | COM | 750438103 | $2.0K | 584,200 | 0.4% |
| Career Education Corp(CECO1EUR) | COM | 141665109 | $1.8K | 652,901 | 0.3% |
| Alcatel-Lucent | SPONSORED ADR | 013904305 | $1.8K | 500,000 | 0.3% |
| Volcano Corporation | COM | 928645100 | $1.6K | 68,500 | 0.3% |
| Helix Energy Solutions GRP I(HLX) | COM | 42330P107 | $1.5K | 60,800 | 0.3% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $1.4K | 27,400 | 0.3% |
| Vivus Inc | COM | 928551100 | $1.4K | 150,000 | 0.3% |
| American Intl Group Inc(AIG) | COM NEW | 026874784 | $1.2K | 25,000 | 0.2% |
| Pimco Dynamic CR Income FD | COM SHS | 72202D106 | $1.1K | 50,000 | 0.2% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $1.1K | 45,900 | 0.2% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $1.0K | 500,000 | 0.2% |
| Two Hbrs Invt Corp | COM | 90187B101 | $971 | 100,000 | 0.2% |
| Pimco Corporate Income Strat(PCN) | COM | 72200U100 | $835 | 50,000 | 0.2% |
| BlackRock Corpor HI YLD III | COM | 09255M104 | $730 | 100,000 | 0.1% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $684 | 100,000 | 0.1% |
| Spdr Gold Trust(GLD)Call | GOLD SHS | 78463V107 | $660 | 150,000 | 0.1% |
| Nuveen Quality Income MUN FD | COM | 670977107 | $631 | 50,000 | 0.1% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $624 | 150,000 | 0.1% |
| Nuveen CA DIV ADV Muni FD 3 | COM SH BEN INT | 67070Y109 | $291 | 25,000 | 0.1% |
| First Marblehead Corp | COM | 320771108 | $287 | 350,000 | 0.1% |
| Eaton Vance Calif MUN BD FD(XEVMX) | COM | 27828A100 | $258 | 25,000 | 0.0% |
| STR Hldgs Inc | COM | 78478V100 | $112 | 50,000 | 0.0% |