Q3 2013 Holdings
Filed 2013-11-14 | 2471 holdings | $830.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| China Gengsheng Minerals Inc(CHGS) | COM | 16942P101 | $7 | 40,774 | 0.0% |
| Smith Micro Software Inc | COM | 832154108 | $10 | 11,200 | 0.0% |
| Cormedix Inc | *W EXP 03/24/201 | 21900C118 | $11 | 97,150 | 0.0% |
| Mines Mgmt Inc | COM | 603432105 | $11 | 19,104 | 0.0% |
| Netlist Inc(NLST) | COM | 64118P109 | $16 | 19,500 | 0.0% |
| OCZ Technology Group Inc | COM | 67086E303 | $19 | 14,500 | 0.0% |
| James River Coal Co | COM NEW | 470355207 | $22 | 11,200 | 0.0% |
| Achillion Pharmaceuticals in(ACHNEUR) | COM | 00448Q201 | $31 | 10,145 | 0.0% |
| Alliance One Intl Inc | COM | 018772103 | $36 | 12,239 | 0.0% |
| Associated Banc Corp | *W EXP 11/21/201 | 045487113 | $41 | 23,450 | 0.0% |
| Global Indemnity PLC | SHS | G39319101 | $43 | 12,205 | 0.0% |
| Mechel OAO | SPONSORED ADR | 583840103 | $48 | 15,100 | 0.0% |
| Joes Jeans Inc | COM | 47777N101 | $50 | 46,300 | 0.0% |
| Inspiremd Inc | COM NEW | 45779A309 | $50 | 21,365 | 0.0% |
| TG Therapeutics Inc(TGTX) | COM | 88322Q108 | $52 | 10,200 | 0.0% |
| Ciber Inc | COM | 17163B102 | $57 | 17,380 | 0.0% |
| Endeavour Intl Corp | COM NEW | 29259G200 | $61 | 11,400 | 0.0% |
| Vical Inc | COM | 925602104 | $65 | 51,700 | 0.0% |
| Allied Nevada Gold Corp | COM | 019344100 | $66 | 15,673 | 0.0% |
| Telecommunication SYS Inc | CL A | 87929J103 | $70 | 28,500 | 0.0% |
| Western Asset MGD HI Incm FD | COM | 95766L107 | $70 | 12,355 | 0.0% |
| Pacific Biosciences Calif in(PACB) | COM | 69404D108 | $71 | 12,900 | 0.0% |
| Arch Coal Inc | COM | 039380100 | $72 | 17,600 | 0.0% |
| MFS MUN Income TR(MFM) | SH BEN INT | 552738106 | $72 | 11,310 | 0.0% |
| Charles & Colvard LTD(CTHRUSD) | COM | 159765106 | $72 | 10,200 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $73 | 11,242 | 0.0% |
| Straight Path Communicatns I | CL B | 862578101 | $73 | 13,950 | 0.0% |
| Jakks PAC Inc | COM | 47012E106 | $76 | 16,829 | 0.0% |
| Dynegy Inc New del | *W EXP 99/99/999 | 26817R116 | $76 | 55,960 | 0.0% |
| Valley Natl Bancorp | *W EXP 11/14/201 | 919794131 | $77 | 116,185 | 0.0% |
| Analysts Intl Corp | COM NEW | 032681207 | $79 | 12,340 | 0.0% |
| Coeur MNG Inc | *W EXP 04/16/201 | 192108116 | $80 | 34,880 | 0.0% |
| BlackRock Corpor HI YLD III | COM | 09255M104 | $80 | 11,019 | 0.0% |
| Novatel Wireless Inc | COM NEW | 66987M604 | $81 | 31,059 | 0.0% |
| BlackRock Ecosolutions Invt | COM SH | 092546100 | $82 | 10,552 | 0.0% |
| Biolase Inc | COM | 090911108 | $84 | 44,071 | 0.0% |
| Security Natl Finl Corp(SNFCA) | CL A NEW | 814785309 | $84 | 13,900 | 0.0% |
| First Marblehead Corp | COM | 320771108 | $87 | 28,435 | 0.0% |
| Telenav Inc | COM | 879455103 | $92 | 15,749 | 0.0% |
| Information Services Group I(III) | COM | 45675Y104 | $94 | 22,700 | 0.0% |
| Gladstone Invt Corp(GAIN) | COM | 376546107 | $94 | 13,320 | 0.0% |
| Gladstone Capital Corp | COM | 376535100 | $96 | 11,000 | 0.0% |
| Radioshack Corp | COM | 750438103 | $99 | 29,132 | 0.0% |
| Skilled Healthcare Group Inc | CL A | 83066R107 | $100 | 22,823 | 0.0% |
| New York & Co Inc | COM | 649295102 | $102 | 17,700 | 0.0% |
| Arqule Inc(ARQLUSD) | COM | 04269E107 | $102 | 43,900 | 0.0% |
| Transcept Pharmaceuticals in | COM | 89354M106 | $104 | 32,715 | 0.0% |
| Mcclatchy Co | CL A | 579489105 | $104 | 34,690 | 0.0% |
| Meru Networks Inc | COM | 59047Q103 | $106 | 32,289 | 0.0% |
| Griffon Corp(GFF) | COM | 398433102 | $108 | 12,048 | 0.0% |