Q4 2013 Holdings
Filed 2014-02-14 | 195 holdings | $5.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cosan LTD(CSAN) | SHS A | G25343107 | $1.2K | 84,879 | 0.0% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $1.2K | 198,360 | 0.0% |
| Union PAC Corp(UNP) | COM | 907818108 | $1.3K | 7,495 | 0.0% |
| Tibco Software Inc | COM | 88632Q103 | $1.3K | 56,165 | 0.0% |
| GT Advanced Technologies Inc | NOTE 3.000%12/1 | 36191UAB2 | $1.3K | $1,315,000 | 0.0% |
| Ross Stores Inc(ROST) | COM | 778296103 | $1.4K | 18,027 | 0.0% |
| International Game TechnologCall | COM | 459902102 | $1.4K | 75,000 | 0.0% |
| Harvest Natural Resources in | COM | 41754V103 | $1.4K | 311,078 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $1.4K | 45,593 | 0.0% |
| Thermo Fisher Scientific Inc(TMO) | COM | 883556102 | $1.4K | 13,000 | 0.0% |
| Zoetis Inc(ZTS) | CL A | 98978V103 | $1.5K | 45,000 | 0.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $1.6K | $1,500,000 | 0.0% |
| Groupon Inc | COM CL A | 399473107 | $1.6K | 135,676 | 0.0% |
| Wells Fargo & Co New(WFC) | COM | 949746101 | $1.6K | 35,200 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $1.6K | $1,465,000 | 0.0% |
| Davita Healthcare Partners I(DVA) | COM | 23918K108 | $1.7K | 26,800 | 0.0% |
| Rowan Companies PLC | SHS CL A | G7665A101 | $1.8K | 50,000 | 0.0% |
| Marvell Technology Group LTD(MRVL) | ORD | G5876H105 | $1.8K | 125,000 | 0.0% |
| Stanley Black & Decker Inc | UNIT 99/99/9999 | 854502804 | $1.8K | 17,500 | 0.0% |
| Equifax Inc(EFX) | COM | 294429105 | $1.8K | 26,199 | 0.0% |
| Hanwha Solarone Co LTD | SPONSORED ADR | 41135V103 | $1.8K | 666,760 | 0.0% |
| Central European Media Entrp | CL A NEW | G20045202 | $1.9K | 490,000 | 0.0% |
| Aetna Inc New | COM | 00817Y108 | $1.9K | 27,577 | 0.0% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $2.0K | 17,000 | 0.0% |
| Lowes COS Inc(LOW) | COM | 548661107 | $2.1K | 41,943 | 0.0% |
| CIS Acquisition LTD | UNIT 99/99/9999 | G21490506 | $2.1K | 200,000 | 0.0% |
| Realogy Hldgs Corp | COM | 75605Y106 | $2.2K | 43,718 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $2.2K | 3,381,640 | 0.0% |
| Mergeworthrx Corp | COM | 58952R106 | $2.3K | 280,000 | 0.0% |
| Starbucks Corp(SBUX) | COM | 855244109 | $2.4K | 30,661 | 0.0% |
| Amphenol Corp New(APH) | CL A | 032095101 | $2.5K | 28,201 | 0.0% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $2.5K | $3,845,000 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $2.5K | $2,500,000 | 0.0% |
| Twenty First Centy FOX Inc | CL A | 90130A101 | $2.6K | 74,645 | 0.0% |
| Hyde PK Acquisition Corp II | COM | 448640102 | $2.6K | 250,000 | 0.0% |
| Qlik Technologies IncCall | COM | 74733T105 | $2.7K | 99,700 | 0.0% |
| Taiwan Semiconductor MFG LTD(TSM) | SPONSORED ADR | 874039100 | $2.8K | 159,281 | 0.1% |
| Sensata Technologies Hldg BV(ST) | SHS | N7902X106 | $2.8K | 71,845 | 0.1% |
| Workday Inc(WDAY) | CL A | 98138H101 | $2.9K | 35,411 | 0.1% |
| Teva Pharmaceutical Inds LTD(TEVA) | ADR | 881624209 | $3.0K | 75,000 | 0.1% |
| Saexploration Hldgs Inc | COM | 78636X105 | $3.1K | 351,283 | 0.1% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $3.2K | $3,000,000 | 0.1% |
| ARM Hldgs PLCCall | SPONSORED ADR | 042068106 | $3.3K | 59,500 | 0.1% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $3.3K | $3,500,000 | 0.1% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $3.4K | $2,500,000 | 0.1% |
| GT Advanced Technologies Inc | NOTE 3.000%10/0 | 36191UAA4 | $3.4K | $2,500,000 | 0.1% |
| Manchester UTD PLC New(MANU) | ORD CL A | G5784H106 | $3.5K | 226,422 | 0.1% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $3.7K | 20,753 | 0.1% |
| Wesco Intl Inc(WCC) | COM | 95082P105 | $3.8K | 41,394 | 0.1% |
| ROI Acquisition Corp II | COM | 74966G101 | $3.9K | 400,000 | 0.1% |