Q4 2013 Holdings
Filed 2014-02-14 | 195 holdings | $5.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hewlett Packard CoPut | COM | 428236103 | $3.9K | 140,300 | 0.1% |
| Qihoo 360 Technology Co LTD | DEBT 2.500% 9/1 | G73030AA9 | $4.0K | $3,810,000 | 0.1% |
| Micron Technology Inc(MU) | COM | 595112103 | $4.2K | 192,559 | 0.1% |
| Prospect Capital Corporation | MTNF 5.375%10/1 | 74348TAK8 | $4.2K | $4,000,000 | 0.1% |
| General Cable Corp del New | FRNT 5.000%11/1 | 369300AL2 | $4.3K | $4,030,000 | 0.1% |
| Applied Micro Circuits Corp | COM NEW | 03822W406 | $4.4K | 328,439 | 0.1% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $4.5K | $4,500,000 | 0.1% |
| BPZ Resources Inc | NOTE 8.500%10/0 | 055639AC2 | $4.5K | $5,000,000 | 0.1% |
| Gilead Sciences Inc(GILD) | COM | 375558103 | $4.5K | 60,257 | 0.1% |
| Newmont Mining Corp(NEM)Call | COM | 651639106 | $4.6K | 200,000 | 0.1% |
| Usec Inc | NOTE 3.000%10/0 | 90333EAC2 | $4.7K | $13,500,000 | 0.1% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $4.7K | $4,600,000 | 0.1% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $4.8K | $4,700,000 | 0.1% |
| Mgic Invt Corp WIS | NOTE 2.000% 4/0 | 552848AE3 | $4.8K | $3,528,000 | 0.1% |
| Capitol Acquisition Corp II | COM | 14056V105 | $4.9K | 500,000 | 0.1% |
| Best BUY Inc(BBY) | COM | 086516101 | $4.9K | 122,254 | 0.1% |
| Navistar Intl Corp New | NOTE 3.000%10/1 | 63934EAL2 | $4.9K | $4,775,000 | 0.1% |
| Netsuite Inc | COM | 64118Q107 | $5.0K | 48,414 | 0.1% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $5.1K | 500,000 | 0.1% |
| Arcelormittal SA Luxembourg | MAND CV NT 16 | L0302D178 | $5.2K | 200,000 | 0.1% |
| ARM Hldgs PLC | SPONSORED ADR | 042068106 | $5.3K | 96,481 | 0.1% |
| Disney Walt Co(DIS) | COM DISNEY | 254687106 | $5.6K | 72,985 | 0.1% |
| PPG Inds Inc(PPG) | COM | 693506107 | $5.6K | 29,538 | 0.1% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $5.7K | $5,200,000 | 0.1% |
| Fireeye Inc(FEYECHF) | COM | 31816Q101 | $5.9K | 136,252 | 0.1% |
| Crown Castle Intl Corp | CNV PFD STK SR A | 228227500 | $6.0K | 60,000 | 0.1% |
| United States STL Corp New | NOTE 4.000% 5/1 | 912909AE8 | $6.2K | $5,750,000 | 0.1% |
| Prologis | NOTE 3.250% 3/1 | 74340XAT8 | $6.3K | $5,650,000 | 0.1% |
| Lifepoint Hospitals Inc | NOTE 3.500% 5/1 | 53219LAH2 | $6.5K | $6,000,000 | 0.1% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $6.8K | $6,775,000 | 0.1% |
| LAM Research Corp(LRCXEUR)Call | COM | 512807108 | $7.0K | 128,700 | 0.1% |
| Cemex SAB de CV | NOTE 4.875% 3/1 | 151290AV5 | $7.4K | $6,250,000 | 0.1% |
| Silver Eagle Acquisition COR | UNIT 99/99/9999 | 827694209 | $7.5K | 750,000 | 0.1% |
| Hologic Inc | FRNT 2.000%12/1 | 436440AB7 | $7.5K | $6,450,000 | 0.1% |
| Cheniere Energy Inc(LNG) | COM NEW | 16411R208 | $7.7K | 179,291 | 0.1% |
| Nimble Storage Inc | COM | 65440R101 | $7.8K | 172,460 | 0.1% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $8.1K | $2,500,000 | 0.1% |
| Covanta Hldg Corp | NOTE 3.250% 6/0 | 22282EAC6 | $8.2K | $7,000,000 | 0.1% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $8.2K | $5,000,000 | 0.1% |
| Linear Technology Corp | NOTE 3.000% 5/0 | 535678AC0 | $8.4K | $7,385,000 | 0.2% |
| Qlik Technologies Inc | COM | 74733T105 | $8.8K | 332,276 | 0.2% |
| LAS Vegas Sands Corp(LVS) | COM | 517834107 | $8.9K | 112,274 | 0.2% |
| PVR Partners L P | COM UNIT REPTG L | 693665101 | $9.1K | 338,627 | 0.2% |
| Goodrich Pete Corp | NOTE 5.000%10/0 | 382410AG3 | $9.3K | $9,000,000 | 0.2% |
| Intermune Inc | NOTE 2.500% 9/1 | 45884XAE3 | $9.3K | $10,404,000 | 0.2% |
| Electronic Arts Inc | NOTE 0.750% 7/1 | 285512AA7 | $9.8K | $9,190,000 | 0.2% |
| Intel Corp(INTC)Call | COM | 458140100 | $9.8K | 377,100 | 0.2% |
| Priceline COM Inc | DEBT 1.000% 3/1 | 741503AQ9 | $10.0K | $7,200,000 | 0.2% |
| Ebay Inc(EBAY) | COM | 278642103 | $10.7K | 195,139 | 0.2% |
| Total SYS Svcs Inc(TSS) | COM | 891906109 | $10.8K | 323,624 | 0.2% |