Q1 2014 Holdings
Filed 2014-05-09 | 1400 holdings | $119.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Newpark RES Inc(NPKI) | COM PAR $.01NEW | 651718504 | $138 | 12,073 | 0.0% |
| Cherokee Inc del New | COM | 16444H102 | $139 | 10,000 | 0.0% |
| Pimco Calif MUN Income FD II(XPCKX) | COM | 72200M108 | $141 | 14,357 | 0.0% |
| Brookfield High Income FD in | COM | 11272P102 | $144 | 14,268 | 0.0% |
| Hercules Tech Growth Cap Inc(HTGC) | COM | 427096508 | $145 | 10,300 | 0.0% |
| Precision Drilling Corp | COM 2010 | 74022D308 | $148 | 12,307 | 0.0% |
| Nuveen MD Prem Income MUN FD | COM | 67061Q107 | $149 | 12,000 | 0.0% |
| Preferred APT Cmntys Inc | COM | 74039L103 | $150 | 18,700 | 0.0% |
| Sumitomo Mitsui Finl Group I(SMFG) | SPONSORED ADR | 86562M209 | $150 | 17,312 | 0.0% |
| Mueller WTR Prods Inc(MWA) | COM SER A | 624758108 | $152 | 16,000 | 0.0% |
| Alpine Total Dynamic Divid F | COM SH BEN INT N | 021060207 | $152 | 18,100 | 0.0% |
| BlackRock Munienhanced FD in | COM | 09253Y100 | $152 | 14,000 | 0.0% |
| Pluristem Therapeutics Inc | COM | 72940R102 | $153 | 41,250 | 0.0% |
| Jones Group Inc | COM | 48020T101 | $153 | 10,237 | 0.0% |
| Griffon Corp(GFF) | COM | 398433102 | $153 | 12,800 | 0.0% |
| Fuelcell Energy Inc | COM | 35952H106 | $155 | 62,309 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $156 | 15,942 | 0.0% |
| Nuveen Diversified DIV Incm | COM | 6706EP105 | $157 | 13,400 | 0.0% |
| Silver BAY Rlty TR Corp | COM | 82735Q102 | $157 | 10,146 | 0.0% |
| Sequenom Inc | COM NEW | 817337405 | $160 | 65,382 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $163 | 13,008 | 0.0% |
| Staples Inc | COM | 855030102 | $169 | 14,932 | 0.0% |
| TCF Finl Corp | COM | 872275102 | $169 | 10,138 | 0.0% |
| BlackRock Muniyield Invst FD | COM | 09254R104 | $169 | 11,900 | 0.0% |
| BlackRock Municipl Inc Qlty | COM | 092479104 | $169 | 12,425 | 0.0% |
| Allot Communications LTD(ALLT) | SHS | M0854Q105 | $170 | 12,640 | 0.0% |
| Liveperson Inc(LPSNUSD) | COM | 538146101 | $173 | 14,350 | 0.0% |
| Walter Energy Inc | COM | 93317Q105 | $173 | 22,905 | 0.0% |
| Nuveen CA DIV ADV Muni FD 3 | COM SH BEN INT | 67070Y109 | $176 | 14,439 | 0.0% |
| Groupon Inc | COM CL A | 399473107 | $178 | 22,736 | 0.0% |
| ING Infrastructure Indls & M | COM | 45685U100 | $178 | 10,150 | 0.0% |
| Western UN Co(WU) | COM | 959802109 | $179 | 10,950 | 0.0% |
| BlackRock Munihldngs Qlty II | COM | 09254C107 | $180 | 14,143 | 0.0% |
| Western Asset Emrg MKT Incm | COM | 95766E103 | $181 | 14,664 | 0.0% |
| Valley Natl Bancorp(VLY) | COM | 919794107 | $183 | 17,589 | 0.0% |
| Genpact Limited(G) | SHS | G3922B107 | $185 | 10,612 | 0.0% |
| Protalix Biotherapeutics Inc | COM | 74365A101 | $186 | 40,500 | 0.0% |
| Guggenheim EQ Weight Enhanc | COM SH BEN INT | 40167M106 | $188 | 10,000 | 0.0% |
| Huntington Bancshares Inc(HBAN) | COM | 446150104 | $189 | 18,917 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $189 | 43,985 | 0.0% |
| Real Goods Solar Inc | CL A | 75601N104 | $189 | 46,316 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $190 | 22,687 | 0.0% |
| Galena Biopharma Inc | COM | 363256108 | $192 | 76,699 | 0.0% |
| Noah Hldgs LTD(NOAH) | SPONSORED ADS | 65487X102 | $193 | 13,364 | 0.0% |
| BlackRock Munic Incm Invst T | SH BEN INT | 09248H105 | $193 | 14,500 | 0.0% |
| Nuveen DIV ADV Muni FD 3(NZF) | COM SH BEN INT | 67070X101 | $194 | 14,819 | 0.0% |
| Empire Resorts Inc | COM NEW | 292052206 | $195 | 27,600 | 0.0% |
| BlackRock Core BD TR(BHK) | SHS BEN INT | 09249E101 | $196 | 14,620 | 0.0% |
| Fifth Street Finance Corp | COM | 31678A103 | $196 | 20,665 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $197 | 10,500 | 0.0% |