Q3 2014 Holdings
Filed 2014-11-10 | 247 holdings | $8.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Agilent Technologies Inc(A)Call | COM | 00846U101 | $51 | 20,000 | 0.0% |
| Select Sector Spdr TR(XLP)Call | SBI CONS STPLS | 81369Y308 | $51 | 30,000 | 0.0% |
| World Accep Corp del(WRLD)Put | COM | 981419104 | $51 | 20,100 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $52 | 15,000 | 0.0% |
| Qualcomm Inc(QCOM)Call | COM | 747525103 | $54 | 25,000 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $55 | 12,500 | 0.0% |
| Actavis PLCCall | SHS | G0083B108 | $57 | 15,000 | 0.0% |
| Salix Pharmaceuticals IncCall | COM | 795435106 | $58 | 18,000 | 0.0% |
| Jarden CorpCall | COM | 471109108 | $62 | 20,000 | 0.0% |
| Herbalife LTD(HLF)Call | COM USD SHS | G4412G101 | $66 | 200,000 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $72 | 10,000 | 0.0% |
| Molson Coors Brewing Co(TAP)Call | CL B | 60871R209 | $79 | 15,000 | 0.0% |
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $94 | 11,740 | 0.0% |
| Radio One Inc | CL D NON VTG | 75040P405 | $94 | 29,700 | 0.0% |
| Select Sector Spdr TR(XLK)Call | TECHNOLOGY | 81369Y803 | $95 | 71,000 | 0.0% |
| Mcdermott Intl Inc | COM | 580037109 | $143 | 25,000 | 0.0% |
| TJX COS Inc New(TJX)Call | COM | 872540109 | $145 | 37,500 | 0.0% |
| Western Asset MTG Cap Corp | COM | 95790D105 | $148 | 10,000 | 0.0% |
| BlackRock Munihldgs NJ Qlty(MUJ) | COM | 09254X101 | $154 | 11,020 | 0.0% |
| Unico Amern Corp(UNAM) | COM | 904607108 | $157 | 13,000 | 0.0% |
| Volcano Corporation | COM | 928645100 | $160 | 15,000 | 0.0% |
| American Eagle Outfitters NE(AEO) | COM | 02553E106 | $160 | 11,000 | 0.0% |
| Sunesis Pharmaceuticals Inc | COM NEW | 867328601 | $181 | 25,300 | 0.0% |
| BlackRock Muniyield FD Inc(MYD) | COM | 09253W104 | $185 | 13,041 | 0.0% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $200 | 4,000 | 0.0% |
| Macys Inc(M) | COM | 55616P104 | $204 | 3,500 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $204 | 11,900 | 0.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $213 | 100,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $233 | 27,400 | 0.0% |
| Nuveen NJ DIV Advantage MUN(NXJ) | COM | 67069Y102 | $242 | 18,000 | 0.0% |
| BlackRock Munihldngs Cali QL(MUC) | COM | 09254L107 | $243 | 17,077 | 0.0% |
| Horizon Pharma PLC | SHS | G4617B105 | $246 | 20,000 | 0.0% |
| Pioneer Floating Rate TR(XPHDX) | COM | 72369J102 | $251 | 21,397 | 0.0% |
| Invesco Advantage Municipal(VKI) | SH BEN INT | 46132E103 | $252 | 22,156 | 0.0% |
| Nuveen New Jersey Divid | COM | 67071T109 | $256 | 19,490 | 0.0% |
| Surgical Care Affiliates Inc | COM | 86881L106 | $260 | 9,723 | 0.0% |
| BlackRock Munihlds Invstm QL | COM | 09254P108 | $263 | 18,946 | 0.0% |
| Nuveen Prem Income MUN FD 4 | COM | 6706K4105 | $277 | 21,750 | 0.0% |
| Chimerix Inc(CMRXEUR) | COM | 16934W106 | $291 | 10,519 | 0.0% |
| Nuveen DIV Advantage MUN FD | COM | 67070F100 | $292 | 20,954 | 0.0% |
| BlackRock Kelso Capital Corp(BKCCUSD) | COM | 092533108 | $299 | 35,000 | 0.0% |
| Ishares TR(IBB)Put | NASDQ BIOTEC ETF | 464287556 | $313 | 52,000 | 0.0% |
| CYS Invts Inc | COM | 12673A108 | $330 | 40,000 | 0.0% |
| EV Energy Partners LP | COM UNITS | 26926V107 | $355 | 10,000 | 0.0% |
| Nuveen LG Commodity Totr | COM UT BEN INT | 670731108 | $369 | 25,000 | 0.0% |
| Nuveen MUN Advantage FD Inc | COM | 67062H106 | $369 | 27,341 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $383 | 69,700 | 0.0% |
| DEX Media Inc New | COM | 25213A107 | $385 | 40,306 | 0.0% |
| BlackRock Muni Inter DR FD I(XMUIX) | COM | 09253X102 | $393 | 27,140 | 0.0% |
| Boulder Total Return FD Inc | COM | 101541100 | $403 | 15,286 | 0.0% |