Q3 2014 Holdings
Filed 2014-11-12 | 24 holdings | $42.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $9.9K | 50,000 | 23.3% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $4.8K | $5,000,000 | 11.2% |
| Walter Invt Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | $3.7K | $4,500,000 | 8.8% |
| Career Education Corp(CECO1EUR) | COM | 141665109 | $3.6K | 700,000 | 8.4% |
| Sandridge Energy Inc | COM | 80007P307 | $2.8K | 650,000 | 6.6% |
| Ocwen Finl Corp | COM NEW | 675746309 | $2.6K | 100,000 | 6.2% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $2.2K | 183,700 | 5.1% |
| American Rlty Cap Pptys Inc | COM | 02917T104 | $2.1K | 175,000 | 5.0% |
| Macquarie Infrastr Co LLC | MEMBERSHIP INT | 55608B105 | $1.9K | 29,200 | 4.6% |
| Helix Energy Solutions GRP I(HLX) | COM | 42330P107 | $1.6K | 70,600 | 3.7% |
| Gulf Coast Ultra Deep RTY TR | ROYALTY TR UNT | 40222T104 | $1.5K | 750,000 | 3.5% |
| BlackRock Munihldngs Cali QL(MUC) | COM | 09254L107 | $1.4K | 100,000 | 3.4% |
| Nuveen CA DIV ADV Muni FD 3 | COM SH BEN INT | 67070Y109 | $831 | 65,000 | 2.0% |
| Nuveen Quality Income MUN FD | COM | 670977107 | $722 | 52,748 | 1.7% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $708 | 100,000 | 1.7% |
| Eaton Vance Calif MUN BD FD(XEVMX) | COM | 27828A100 | $598 | 52,700 | 1.4% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $424 | 150,000 | 1.0% |
| TCP Cap Corp | COM | 87238Q103 | $402 | 25,000 | 0.9% |
| Radioshack CorpCall | COM | 750438103 | $263 | 1,250,000 | 0.6% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $233 | 500,000 | 0.6% |
| Mcdermott Intl IncCall | COM | 580037109 | $75 | 500,000 | 0.2% |
| Ocwen Finl CorpCall | COM NEW | 675746309 | $30 | 200,000 | 0.1% |
| Spdr Gold Trust(GLD)Call | GOLD SHS | 78463V107 | $18 | 250,000 | 0.0% |
| Sandridge Energy IncCall | COM | 80007P307 | $10 | 1,000,000 | 0.0% |