Q3 2014 Holdings
Filed 2014-11-14 | 1530 holdings | $147.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corporation | NOTE 5.500% 8/1 | 74348TAD4 | $34 | $33,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $34 | $31,000 | 0.0% |
| Sonus Networks Inc | COM | 835916107 | $35 | 10,140 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $35 | $37,000 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $36 | $37,000 | 0.0% |
| Torchlight Energy RES Inc | COM | 89102U103 | $36 | 10,000 | 0.0% |
| Postrock Energy Corp | COM | 737525105 | $37 | 32,000 | 0.0% |
| Integra Lifesciences Hldgs C | NOTE 1.625%12/1 | 457985AK5 | $37 | $35,000 | 0.0% |
| Colony Finl Inc | NOTE 3.875% 1/1 | 19624RAB2 | $37 | $38,000 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $37 | 10,000 | 0.0% |
| Aastrom Biosciences Inc | COM PAR$ | 00253U404 | $37 | 13,014 | 0.0% |
| Goldman Sachs Group Inc | NOTE 1/2 | 38141GMG6 | $39 | $34,000 | 0.0% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $41 | 16,672 | 0.0% |
| Halcon RES Corp | COM NEW | 40537Q209 | $42 | 10,500 | 0.0% |
| Primo WTR Corp | COM | 74165N105 | $44 | 10,200 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $44 | 37,310 | 0.0% |
| Intermolecular Inc(IMI) | COM | 45882D109 | $46 | 20,000 | 0.0% |
| Fuelcell Energy Inc | COM | 35952H106 | $47 | 22,300 | 0.0% |
| United Cmnty Finl Corp Ohio | COM | 909839102 | $48 | 10,280 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $49 | 18,500 | 0.0% |
| Advanced Micro Devices Inc | NOTE 6.000% 5/0 | 007903AL1 | $51 | $50,000 | 0.0% |
| Orexigen Therapeutics Inc | COM | 686164104 | $52 | 12,007 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $52 | 14,209 | 0.0% |
| Rite AID Corp | COM | 767754104 | $52 | 10,672 | 0.0% |
| Bank Amer Corp | *W EXP 10/28/201 | 060505153 | $54 | 56,550 | 0.0% |
| Western Copper & Gold Corp(WRN) | COM | 95805V108 | $58 | 100,000 | 0.0% |
| GLU Mobile Inc(GLUU) | COM | 379890106 | $59 | 11,385 | 0.0% |
| Apricus Biosciences Inc | COM | 03832V109 | $59 | 38,867 | 0.0% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $60 | $25,000 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $61 | 16,246 | 0.0% |
| Mast Therapeutics Inc | COM | 576314108 | $62 | 111,209 | 0.0% |
| Exelixis Inc(EXEL) | COM | 30161Q104 | $63 | 41,315 | 0.0% |
| Global Cash Access Hldgs Inc | COM | 378967103 | $68 | 10,000 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $70 | 41,400 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $71 | 11,110 | 0.0% |
| Extreme Networks Inc(EXTR) | COM | 30226D106 | $75 | 15,700 | 0.0% |
| Sprint Corp | COM SER 1 | 85207U105 | $77 | 12,143 | 0.0% |
| Deutsche BK AG LDN BRH(DZZ) | PS GOLD DS ETN | 25154H756 | $80 | 10,971 | 0.0% |
| Capstone Turbine Corp | COM | 14067D102 | $80 | 75,000 | 0.0% |
| Alcatel-Lucent | SPONSORED ADR | 013904305 | $82 | 26,945 | 0.0% |
| Inspiremd Inc | COM NEW | 45779A309 | $85 | 38,475 | 0.0% |
| Resource Cap Corp | COM | 76120W302 | $86 | 17,691 | 0.0% |
| STR Hldgs Inc | COM | 78478V100 | $89 | 61,300 | 0.0% |
| SLM Corp(SLM) | COM | 78442P106 | $90 | 10,510 | 0.0% |
| Uniqure NV(QURE) | SHS | N90064101 | $93 | 10,000 | 0.0% |
| 1ST United Bancorp Inc FLA | COM | 33740N105 | $93 | 25,907 | 0.0% |
| Sandridge Mississippian TR I | UNIT BEN INT | 80007T101 | $104 | 25,040 | 0.0% |
| Veracyte Inc(VCYT) | COM | 92337F107 | $107 | 10,937 | 0.0% |
| Standard PAC Corp New | COM | 85375C101 | $107 | 14,259 | 0.0% |
| Genmark Diagnostics Inc(GNMK) | COM | 372309104 | $107 | 11,905 | 0.0% |