Q4 2014 Holdings
Filed 2015-02-17 | 33 holdings | $587.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $57.8K | $44,000,000 | 9.8% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $51.4K | $12,426,000 | 8.8% |
| Priceline GRP Inc | DEBT 1.000% 3/1 | 741503AQ9 | $36.1K | $27,152,000 | 6.1% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $33.8K | $25,715,000 | 5.7% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $31.3K | $30,782,000 | 5.3% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $29.5K | $28,863,000 | 5.0% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $26.7K | $17,769,000 | 4.6% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $26.3K | $25,497,000 | 4.5% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $23.4K | $20,230,000 | 4.0% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $20.6K | 16,981 | 3.5% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $19.6K | $19,777,000 | 3.3% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $19.0K | $18,537,000 | 3.2% |
| Prologis | NOTE 3.250% 3/1 | 74340XAT8 | $18.1K | $16,258,000 | 3.1% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $18.0K | $9,551,000 | 3.1% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $17.4K | $12,150,000 | 3.0% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $15.7K | $6,314,000 | 2.7% |
| Macquarie Infrastr Co LLC | NOTE 2.875% 7/1 | 55608BAA3 | $14.6K | $12,875,000 | 2.5% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $14.5K | $10,611,000 | 2.5% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $14.0K | $12,020,000 | 2.4% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $12.2K | 10,630 | 2.1% |
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $11.2K | $9,040,000 | 1.9% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $11.1K | $4,837,000 | 1.9% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $9.0K | $7,953,000 | 1.5% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $8.8K | $7,935,000 | 1.5% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $7.2K | $7,011,000 | 1.2% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $6.8K | $4,523,000 | 1.2% |
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $6.6K | $2,249,000 | 1.1% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $6.5K | $6,600,000 | 1.1% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $6.3K | $6,500,000 | 1.1% |
| Fifth STR FIN Corp | NOTE 5.375% 4/0 | 31679BAC4 | $5.5K | $5,410,000 | 0.9% |
| CSX Corp | DBCV 10/3 | 126408GA5 | $3.2K | $840,000 | 0.6% |
| Sandisk Corp | NOTE 0.500%10/1 | 80004CAF8 | $3.2K | $2,694,000 | 0.6% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $1.8K | $1,250,000 | 0.3% |