Q4 2015 Holdings
Filed 2016-02-09 | 1102 holdings | $48.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rubicon Minerals Corp | COM | 780911103 | $1 | 14,720 | 0.0% |
| Hooper Holmes Inc | COM | 439104100 | $1 | 20,000 | 0.0% |
| Timmins Gold Corp | COM | 88741P103 | $1 | 10,000 | 0.0% |
| Harvest Natural Resources in | COM | 41754V103 | $4 | 10,000 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $6 | 22,541 | 0.0% |
| Provectus Biopharmaceuticals(PVCT) | COM | 74373P108 | $7 | 17,075 | 0.0% |
| RCS Cap Corp | COM CL A | 74937W102 | $7 | 23,278 | 0.0% |
| Dragonwave Inc | COM | 26144M103 | $8 | 66,851 | 0.0% |
| Breitburn Energy Partners LP(BBEPQUSD) | COM UT LTD PTN | 106776107 | $9 | 13,091 | 0.0% |
| Rediff COM India LTD | SPONSORED ADR | 757479100 | $9 | 13,550 | 0.0% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $9 | $10,000 | 0.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $10 | $10,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $10 | $10,000 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $12 | 11,518 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $13 | $10,000 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $13 | $13,000 | 0.0% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $14 | $15,000 | 0.0% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $14 | $14,000 | 0.0% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $15 | $13,000 | 0.0% |
| Warren RES Inc | COM | 93564A100 | $16 | 75,000 | 0.0% |
| Diana Containerships Inc | COM | Y2069P101 | $16 | 20,009 | 0.0% |
| Standard PAC Corp New | NOTE 1.250% 8/0 | 85375CBC4 | $16 | $14,000 | 0.0% |
| Neuralstem Inc | COM | 64127R302 | $17 | 16,627 | 0.0% |
| Managed High Yield Plus FD I | COM | 561911108 | $18 | 10,376 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $18 | $19,000 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $19 | $19,000 | 0.0% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $19 | $12,000 | 0.0% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $19 | $15,000 | 0.0% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $20 | $12,000 | 0.0% |
| CTC Media Inc(CTCMEUR) | COM | 12642X106 | $20 | 10,919 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $20 | 13,500 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $21 | $16,000 | 0.0% |
| Liberty Interactive LLC | DEB 0.750% 3/3 | 530610AC8 | $23 | $15,000 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $27 | 24,037 | 0.0% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $27 | $27,000 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $27 | 36,448 | 0.0% |
| Linkedin Corp | NOTE 0.500%11/0 | 53578AAB4 | $27 | $26,000 | 0.0% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $28 | $17,000 | 0.0% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $28 | $22,000 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $31 | 36,801 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $31 | 13,997 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $31 | 16,715 | 0.0% |
| Linn Energy LLC | UNIT LTD LIAB | 536020100 | $35 | 27,369 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $36 | $39,000 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $37 | 14,802 | 0.0% |
| Nobilis Health Corp(NRTSF) | COM | 65500B103 | $37 | 13,200 | 0.0% |
| Cliffs NAT RES Inc | COM | 18683K101 | $37 | 23,377 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $39 | $40,000 | 0.0% |
| Vale S A(VALE) | ADR | 91912E105 | $39 | 11,782 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $40 | 37,332 | 0.0% |