Q4 2015 Holdings
Filed 2016-02-12 | 35 holdings | $616.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Intel Corp | SDCV 12/1 | 458140AD2 | $54.7K | $42,756,000 | 8.9% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $42.9K | $42,524,000 | 7.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $36.5K | $33,549,000 | 5.9% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $34.0K | $17,791,000 | 5.5% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $31.9K | $24,509,000 | 5.2% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $29.4K | $22,577,000 | 4.8% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $28.8K | $6,451,000 | 4.7% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $28.1K | $22,219,000 | 4.6% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $27.5K | $28,080,000 | 4.5% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $25.3K | $25,283,000 | 4.1% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $25.0K | $15,379,000 | 4.1% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $22.7K | $22,838,000 | 3.7% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $20.2K | 17,484 | 3.3% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $19.7K | $19,806,000 | 3.2% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $18.6K | $16,613,000 | 3.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $17.7K | $16,287,000 | 2.9% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $17.1K | $14,996,000 | 2.8% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $17.1K | $19,697,000 | 2.8% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $16.8K | $17,644,000 | 2.7% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $12.9K | $6,780,000 | 2.1% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $10.4K | $4,407,000 | 1.7% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $9.4K | $7,935,000 | 1.5% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $8.8K | $6,249,000 | 1.4% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $8.0K | 7,351 | 1.3% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $6.9K | $2,568,000 | 1.1% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $6.8K | $4,374,000 | 1.1% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $6.1K | $6,313,000 | 1.0% |
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $5.8K | $1,984,000 | 0.9% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $5.6K | $11,830,000 | 0.9% |
| Fifth STR FIN Corp | NOTE 5.375% 4/0 | 31679BAC4 | $5.2K | $5,210,000 | 0.8% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $4.9K | $4,905,000 | 0.8% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $4.6K | $4,740,000 | 0.7% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $2.4K | $1,710,000 | 0.4% |
| Sandisk Corp | NOTE 0.500%10/1 | 80004CAF8 | $2.2K | $2,151,000 | 0.4% |
| CSX Corp | DBCV 10/3 | 126408GA5 | $2.0K | $725,000 | 0.3% |