Q4 2015 Holdings
Filed 2016-02-16 | 719 holdings | $1.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-03-23) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ishares TR(HYG)PutA | IBOXX HI YD ETF | 464288513 | $0 | 500 | 0.0% |
| Plains All Amern Pipeline L(PAA)CallA | UNIT LTD PARTN | 726503105 | $0 | 1,000 | 0.0% |
| Ishares TR(EEM)PutA | MSCI EMG MKT ETF | 464287234 | $0 | 700 | 0.0% |
| Ishares TR(TLT)CallA | 20+ YR TR BD ETF | 464287432 | $0 | 1,000 | 0.0% |
| Mannkind CorpCallA | COM | 56400P201 | $0 | 500 | 0.0% |
| Phillips 66(PSX)CallA | COM | 718546104 | $1 | 200 | 0.0% |
| Netflix Inc(NFLX)CallA | COM | 64110L106 | $1 | 300 | 0.0% |
| Electronic Arts Inc(EA)CallA | COM | 285512109 | $1 | 1,000 | 0.0% |
| International Tower Hill MIN(THM)A | COM | 46050R102 | $2 | 11,075 | 0.0% |
| Sandridge Energy IncA | COM | 80007P307 | $3 | 14,400 | 0.0% |
| Taseko Mines LTD(TGB)A | COM | 876511106 | $3 | 16,500 | 0.0% |
| Liberty Media CorpA | DEB 3.750% 2/1 | 530715AL5 | $8 | $15,000 | 0.0% |
| Conocophillips(COP)CallA | COM | 20825C104 | $8 | 1,000 | 0.0% |
| Polymet Mining CorpA | COM | 731916102 | $9 | 11,500 | 0.0% |
| Mannkind CorpA | COM | 56400P201 | $13 | 10,050 | 0.0% |
| Caladrius Biosciences IncA | COM | 128058104 | $16 | 15,600 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $22 | $22,000 | 0.0% |
| Amarin Corp PLCA | SPONS ADR NEW | 023111206 | $26 | 13,200 | 0.0% |
| Penn West Pete LTD NewA | COM | 707887105 | $26 | 32,187 | 0.0% |
| Managed High Yield Plus FD IA | COM | 561911108 | $32 | 18,468 | 0.0% |
| Glowpoint IncA | COM NEW | 379887201 | $47 | 94,020 | 0.0% |
| Sandridge Permian TRA | COM UNIT BEN INT | 80007A102 | $48 | 16,248 | 0.0% |
| Triangle Pete CorpA | COM NEW | 89600B201 | $48 | 63,992 | 0.0% |
| Starwood Ppty TR IncA | NOTE 3.750%10/1 | 85571BAC9 | $49 | $50,000 | 0.0% |
| MFS High Income MUN TR(CXE) | SH BEN INT | 59318D104 | $49 | 10,000 | 0.0% |
| Aberdeen Asia Pacific IncomA | COM | 003009107 | $53 | 11,586 | 0.0% |
| Powershares ETF Trust | WNDRHLL CLN EN | 73935X500 | $56 | 10,157 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $57 | 15,800 | 0.0% |
| Organovo Hldgs IncA | COM | 68620A104 | $58 | 23,502 | 0.0% |
| Sandridge Mississippian TR I | UNIT BEN INT | 80007T101 | $58 | 18,875 | 0.0% |
| TCW Strategic Income Fund in(TSI)A | COM | 872340104 | $60 | 11,250 | 0.0% |
| Sandstorm Gold LTD(AYS1)A | COM NEW | 80013R206 | $61 | 23,150 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR)A | COM | 82968B103 | $63 | 15,985 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $64 | 12,165 | 0.0% |
| RCS Cap CorpA | COM CL A | 74937W102 | $67 | 227,570 | 0.0% |
| Seadrill LimitedA | SHS | G7945E105 | $67 | 19,318 | 0.0% |
| Gabelli Util TR(GUT)A | COM | 36240A101 | $69 | 11,936 | 0.0% |
| E-Commerce China Dangdang inA | SPN ADS COM A | 26833A105 | $72 | 10,000 | 0.0% |
| Supervalu IncA | COM | 868536103 | $73 | 10,401 | 0.0% |
| Ultra Petroleum CorpA | COM | 903914109 | $74 | 28,607 | 0.0% |
| Anworth Mortgage Asset CP(ANH)A | COM | 037347101 | $75 | 17,820 | 0.0% |
| First TR ISE Revere NAT GasA | COM | 33734J102 | $77 | 17,955 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $83 | 10,000 | 0.0% |
| PAN American Silver Corp(PAAS)A | COM | 697900108 | $84 | 12,839 | 0.0% |
| Eaton Vance SR Income TR(EVF)A | SH BEN INT | 27826S103 | $84 | 14,500 | 0.0% |
| Western Asset GLB Ptnrs IncoA | COM | 95766G108 | $88 | 11,400 | 0.0% |
| Rite AID CorpA | COM | 767754104 | $92 | 11,605 | 0.0% |
| Nuveen SR Income FDA | COM | 67067Y104 | $94 | 16,300 | 0.0% |
| Invesco SR Income TR(VVR)A | COM | 46131H107 | $97 | 24,025 | 0.0% |
| BGC Partners IncA | NOTE 4.500% 7/1 | 05541TAD3 | $97 | $90,000 | 0.0% |