Q1 2016 Holdings
Filed 2016-05-13 | 720 holdings | $19.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mannkind CorpCall | COM | 56400P201 | $0 | 500 | 0.0% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $0 | 500 | 0.0% |
| Powershs DB US Dollar IndexCall | DOLL INDX BULL | 73936D107 | $0 | 1,000 | 0.0% |
| International Tower Hill MIN(THM) | COM | 46050R102 | $4 | 13,075 | 0.0% |
| Conocophillips(COP)Call | COM | 20825C104 | $5 | 1,000 | 0.0% |
| Apple Inc(AAPL)Call | COM | 037833100 | $7 | 1,100 | 0.0% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $8 | $15,000 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $9 | 11,500 | 0.0% |
| Caladrius Biosciences Inc | COM | 128058104 | $10 | 12,600 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $11 | 12,500 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $12 | 12,000 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $16 | 10,050 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $19 | 12,930 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $20 | 13,200 | 0.0% |
| Ultra Petroleum Corp | COM | 903914109 | $21 | 45,510 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $22 | $22,000 | 0.0% |
| Triangle Pete Corp | COM NEW | 89600B201 | $24 | 58,037 | 0.0% |
| Ticc Capital Corp | DBCV 7.500%11/0 | 87244TAB5 | $24 | $25,000 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $25 | 30,237 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $32 | 10,000 | 0.0% |
| Managed High Yield Plus FD I | COM | 561911108 | $33 | 18,468 | 0.0% |
| Glowpoint Inc | COM NEW | 379887201 | $37 | 94,020 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $39 | 18,202 | 0.0% |
| Sandridge Permian TR | COM UNIT BEN INT | 80007A102 | $40 | 15,348 | 0.0% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $49 | $50,000 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $53 | 15,882 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $56 | 14,265 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $58 | 11,586 | 0.0% |
| TCW Strategic Income Fund in(TSI) | COM | 872340104 | $59 | 11,250 | 0.0% |
| Supervalu Inc | COM | 868536103 | $60 | 10,121 | 0.0% |
| Jones Energy Inc | COM CL A | 48019R108 | $60 | 17,923 | 0.0% |
| E-Commerce China Dangdang in | SPN ADS COM A | 26833A105 | $71 | 10,000 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $75 | 17,335 | 0.0% |
| First TR ISE Revere NAT Gas | COM | 33734J102 | $76 | 18,555 | 0.0% |
| Fifth Street Finance Corp | COM | 31678A103 | $78 | 15,500 | 0.0% |
| Mobile Telesystems Pjsc | SPONSORED ADR | 607409109 | $81 | 10,000 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $81 | 17,820 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $84 | 13,125 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $84 | 14,500 | 0.0% |
| Coffee Hldgs Inc(JVA) | COM | 192176105 | $87 | 21,675 | 0.0% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $92 | $90,000 | 0.0% |
| Allianzgi Conv & Income FD I | COM | 018825109 | $93 | 19,020 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $96 | 16,300 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR) | SPONSORED ADR | 71654V408 | $98 | 17,003 | 0.0% |
| Transalta Corp(TAC) | COM | 89346D107 | $103 | 22,268 | 0.0% |
| Pimco Income Strategy Fund(PFL) | COM | 72201H108 | $105 | 11,018 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $109 | 27,165 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $112 | 11,284 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $120 | 11,523 | 0.0% |
| Catchmark Timber TR Inc(CTT1USD) | CL A | 14912Y202 | $124 | 11,537 | 0.0% |