Q3 2016 Holdings
Filed 2016-10-25 | 580 holdings | $92.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $2.3K | $1,465,000 | 0.0% |
| Norwegian Cruise Line Hldgs(NCLH) | SHS | G66721104 | $2.3K | 62,214 | 0.0% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $2.4K | $1,450,000 | 0.0% |
| BlackRock Energy & RES TR(BGR) | COM | 09250U101 | $2.4K | 163,867 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $2.4K | 351,280 | 0.0% |
| Allergan PLC | SHS | G0177J108 | $2.4K | 10,487 | 0.0% |
| Vanguard Star FD(VXUS) | VG TL INTL STK F | 921909768 | $2.4K | 51,670 | 0.0% |
| Occidental Pete Corp del(OXY) | COM | 674599105 | $2.5K | 33,712 | 0.0% |
| Anthem Inc(ELV) | COM | 036752103 | $2.5K | 19,906 | 0.0% |
| Monsanto Co New | COM | 61166W101 | $2.5K | 24,638 | 0.0% |
| Mastercard Incorporated(MA) | CL A | 57636Q104 | $2.5K | 24,810 | 0.0% |
| US Bancorp del(USB) | COM NEW | 902973304 | $2.6K | 59,673 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $2.6K | $2,350,000 | 0.0% |
| Stanley Black & Decker Inc | UNIT 11/17/20166 | 854502804 | $2.6K | 20,408 | 0.0% |
| Schwab Strategic TR(FNDB) | SCHWAB FDT US BM | 808524789 | $2.6K | 84,102 | 0.0% |
| Valeant Pharmaceuticals Intl | COM | 91911K102 | $2.7K | 109,769 | 0.0% |
| Gilead Sciences Inc(GILD) | COM | 375558103 | $2.7K | 34,636 | 0.0% |
| Enlink Midstream Partners LP | COM UNIT REP LTD | 29336U107 | $2.7K | 155,098 | 0.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $2.8K | $2,650,000 | 0.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $2.8K | $1,000,000 | 0.0% |
| Chubb Limited(CB) | COM | H1467J104 | $2.8K | 22,474 | 0.0% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $2.8K | $2,900,000 | 0.0% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $2.8K | 17,635 | 0.0% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $2.9K | $1,650,000 | 0.0% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $2.9K | $850,000 | 0.0% |
| EQT Midstream Partners LP | UNIT LTD PARTN | 26885B100 | $2.9K | 38,658 | 0.0% |
| Ishares TR(IWF) | RUS 1000 GRW ETF | 464287614 | $2.9K | 28,289 | 0.0% |
| American Express Co(AXP) | COM | 025816109 | $3.0K | 50,841 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $3.0K | $3,000,000 | 0.0% |
| Starbucks Corp(SBUX) | COM | 855244109 | $3.0K | 56,196 | 0.0% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $3.1K | 24,825 | 0.0% |
| Medtronic PLC(MDT) | SHS | G5960L103 | $3.1K | 35,658 | 0.0% |
| Amgen Inc(AMGN) | COM | 031162100 | $3.2K | 19,002 | 0.0% |
| Nike Inc(NKE) | CL B | 654106103 | $3.2K | 60,312 | 0.0% |
| YUM Brands Inc(YUM) | COM | 988498101 | $3.2K | 35,045 | 0.0% |
| Enable Midstream Partners LP | COM UNIT RP IN | 292480100 | $3.2K | 211,033 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $3.3K | 413,646 | 0.0% |
| Ishares TR(IWN) | RUS 2000 VAL ETF | 464287630 | $3.3K | 31,804 | 0.0% |
| Schlumberger LTD(SLB) | COM | 806857108 | $3.4K | 42,611 | 0.0% |
| Honeywell Intl Inc(HON) | COM | 438516106 | $3.4K | 28,775 | 0.0% |
| Oracle Corp(ORCL) | COM | 68389X105 | $3.5K | 89,236 | 0.0% |
| Seagate Technology PLC(STX) | SHS | G7945M107 | $3.5K | 91,490 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $3.6K | $3,200,000 | 0.0% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $3.7K | $3,050,000 | 0.0% |
| Cohen & Steers Infrastructur(UTF) | COM | 19248A109 | $3.8K | 178,002 | 0.0% |
| Danaher Corp del(DHR) | COM | 235851102 | $3.8K | 49,078 | 0.0% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $3.9K | 2,950 | 0.0% |
| Unilever N V(UNUSD) | N Y SHS NEW | 904784709 | $3.9K | 83,788 | 0.0% |
| Mplx LP(MPLX) | COM UNIT REP LTD | 55336V100 | $3.9K | 114,637 | 0.0% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $3.9K | 447,891 | 0.0% |