Q3 2016 Holdings
Filed 2016-11-10 | 592 holdings | $21.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cumulus Media Inc | CL A | 231082108 | $3 | 10,003 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $14 | 20,050 | 0.0% |
| Chanticleer Hldgs Inc | COM PAR $.0001 N | 15930P404 | $16 | 30,000 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $17 | 11,207 | 0.0% |
| Netlist Inc(NLST) | COM | 64118P109 | $22 | 17,930 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $26 | 12,452 | 0.0% |
| TCP Cap Corp | NOTE 5.250%12/1 | 87238QAB9 | $31 | $30,000 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $34 | 10,000 | 0.0% |
| Vericel Corp(VCEL) | COM | 92346J108 | $40 | 14,500 | 0.0% |
| China Automotive SYS Inc(CAASEUR) | COM | 16936R105 | $42 | 10,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $46 | $45,000 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $46 | 10,475 | 0.0% |
| Transalta Corp(TAC) | COM | 89346D107 | $49 | 11,276 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $68 | 11,471 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $78 | 10,200 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $82 | 90,315 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $91 | $89,000 | 0.0% |
| BlackRock Debt Strat FD Inc | COM | 09255R103 | $101 | 27,609 | 0.0% |
| Conns Inc(CN4) | COM | 208242107 | $103 | 10,000 | 0.0% |
| Whiting Pete Corp New | COM | 966387102 | $112 | 12,694 | 0.0% |
| Powershares ETF Trust | GBL LSTD PVT EQT | 73935X195 | $113 | 10,362 | 0.0% |
| Xerox Corp | COM | 984121103 | $116 | 11,545 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $119 | 11,895 | 0.0% |
| Windstream Hldgs Inc | COM NEW | 97382A200 | $119 | 11,979 | 0.0% |
| Dreyfus Strategic Muns Inc | COM | 261932107 | $123 | 13,223 | 0.0% |
| Acacia Resh Corp(ACTG) | ACACIA TCH COM | 003881307 | $125 | 18,680 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $126 | 25,050 | 0.0% |
| Flaherty & Crumrine PFD Inc(PFO) | COM | 33848E106 | $126 | 10,750 | 0.0% |
| Neuberger Berman HGH YLD FD(NHS) | COM | 64128C106 | $132 | 11,130 | 0.0% |
| Deutsche High Income TR | SHS | 25155R100 | $135 | 14,535 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $135 | $135,000 | 0.0% |
| First Data Corp New(FDC) | COM CL A | 32008D106 | $140 | 10,507 | 0.0% |
| BlackRock Float Rate OME STR(XFRAX) | COM | 09255X100 | $144 | 10,426 | 0.0% |
| Ishares S&P Gsci Commodity I(GSG) | UNIT BEN INT | 46428R107 | $159 | 10,777 | 0.0% |
| Nuveen Mich Quality Income M | COM | 670979103 | $172 | 11,670 | 0.0% |
| ASA Gold and Precious Mtls L(NVGLF) | SHS | G3156P103 | $184 | 12,273 | 0.0% |
| Albany Molecular Resh Inc | COM | 012423109 | $186 | 11,210 | 0.0% |
| Barclays BK PLC | IPSP CROIL ETN | 06738C786 | $194 | 33,215 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $194 | 48,002 | 0.0% |
| Freeport-Mcmoran Inc(FCX) | CL B | 35671D857 | $196 | 18,040 | 0.0% |
| Proshares TR(REGL) | MDCP 400 DIVID | 74347B680 | $200 | 4,316 | 0.0% |
| Powershares ETF Trust | FTSE RAFI 1000 | 73935X583 | $200 | 2,144 | 0.0% |
| Whitestone REIT(WSR) | COM | 966084204 | $200 | 14,383 | 0.0% |
| Alps ETF TR(BFOR) | BARRONS 400 ETF | 00162Q726 | $200 | 6,233 | 0.0% |
| Ishares TR(ITB) | US HOME CONS ETF | 464288752 | $201 | 7,283 | 0.0% |
| Ishares U S ETF TR(NEAR) | SHT MAT BD ETF | 46431W507 | $201 | 4,000 | 0.0% |
| First TR Morningstar DIV LEA(FDL) | SHS | 336917109 | $201 | 7,378 | 0.0% |
| First TR Exchange Traded FD(EMLP) | NO AMER ENERGY | 33738D101 | $202 | 8,015 | 0.0% |
| Vanguard Scottsdale FDS(VTWV) | VNG RUS2000VAL | 92206C649 | $203 | 2,233 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $204 | 39,217 | 0.0% |