Q3 2016 Holdings
Filed 2016-11-14 | 2193 holdings | $233.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Virgin Amer IncCall | COM VTG | 92765X208 | $16 | 300 | 0.0% |
| Adeptus Health Inc(ADPTEUR)Put | CL A | 006855100 | $17 | 400 | 0.0% |
| Vasco Data SEC Intl Inc | COM | 92230Y104 | $18 | 1,000 | 0.0% |
| Spdr DOW Jones Indl Avrg ETF(DIA)Put | UT SER 1 | 78467X109 | $18 | 100 | 0.0% |
| Galena Biopharma IncCall | COM | 363256108 | $18 | 50,000 | 0.0% |
| Cerus Corp(CERS) | COM | 157085101 | $18 | 2,928 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $19 | $19,000 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $19 | $18,000 | 0.0% |
| Westrock Co(WRKUSD) | COM | 96145D105 | $19 | 402 | 0.0% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $22 | $14,000 | 0.0% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $23 | $14,000 | 0.0% |
| Select Sector Spdr TR(XLY) | SBI CONS DISCR | 81369Y407 | $24 | 300 | 0.0% |
| ST Jude MED IncCall | COM | 790849103 | $24 | 300 | 0.0% |
| Fuelcell Energy Inc | COM NEW | 35952H502 | $24 | 4,500 | 0.0% |
| Nextera Energy Inc(NEE)Call | COM | 65339F101 | $24 | 200 | 0.0% |
| Hartford Finl Svcs Group Inc(HIG) | COM | 416515104 | $24 | 564 | 0.0% |
| Freeport-Mcmoran Inc(FCX) | CL B | 35671D857 | $25 | 2,334 | 0.0% |
| Alcobra LTD | SHS | M2239P109 | $26 | 10,500 | 0.0% |
| Exco Resources IncCall | COM | 269279402 | $27 | 25,500 | 0.0% |
| Raptor Pharmaceutical Corp | COM | 75382F106 | $27 | 3,000 | 0.0% |
| Whiting Pete Corp New | NOTE 5.750% 3/1 | 966387AV4 | $28 | $32,000 | 0.0% |
| EQT Corp(EQT) | COM | 26884L109 | $29 | 400 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $29 | 1,875 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.750%12/0 | 874054AC3 | $30 | $13,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $31 | $30,000 | 0.0% |
| Tesla Mtrs Inc(TSLA) | COM | 88160R101 | $31 | 150 | 0.0% |
| Ellie MAE IncPut | COM | 28849P100 | $32 | 300 | 0.0% |
| Lyondellbasell Industries N(LYB) | SHS - A - | N53745100 | $35 | 428 | 0.0% |
| Unum Group(UNM) | COM | 91529Y106 | $35 | 1,000 | 0.0% |
| Papa Johns Intl Inc(PZZA) | COM | 698813102 | $37 | 472 | 0.0% |
| United States Natl Gas FundCall | UNIT PAR $0.001 | 912318201 | $38 | 4,600 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $38 | $38,000 | 0.0% |
| Encore Cap Group Inc(ECPG) | COM | 292554102 | $39 | 1,757 | 0.0% |
| Airmedia Group Inc | SPONSORED ADR | 009411109 | $39 | 11,674 | 0.0% |
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $39 | 11,200 | 0.0% |
| Rexford Indl Rlty Inc(REXR) | COM | 76169C100 | $41 | 1,800 | 0.0% |
| Akorn Inc(AKRXEUR)Call | COM | 009728106 | $41 | 1,500 | 0.0% |
| Emerson Elec Co(EMR) | COM | 291011104 | $41 | 750 | 0.0% |
| Oncobiologics Inc | *W EXP 02/18/201 | 68235M113 | $42 | 79,347 | 0.0% |
| Orbital ATK Inc | COM | 68557N103 | $43 | 568 | 0.0% |
| Retrophin Inc | COM | 761299106 | $43 | 1,906 | 0.0% |
| Royal Caribbean Cruises LTD(RCL) | COM | V7780T103 | $44 | 588 | 0.0% |
| Outfront Media Inc | COM | 69007J106 | $45 | 1,892 | 0.0% |
| Genuine Parts Co(GPC) | COM | 372460105 | $47 | 464 | 0.0% |
| Australia & New Zeala BKG 14 | DEBT 4.400% 5/1 | Q0426RND6 | $48 | 45,000 | 0.0% |
| Stifel Finl Corp(SF) | COM | 860630102 | $49 | 1,284 | 0.0% |
| Zendesk IncPut | COM | 98936J101 | $49 | 1,600 | 0.0% |
| Western Refng Inc | COM | 959319104 | $50 | 1,894 | 0.0% |
| National Oilwell Varco Inc(NOVEUR) | COM | 637071101 | $50 | 1,350 | 0.0% |
| Laboratory Corp Amer Hldgs | NOTE 9/1 | 50540RAG7 | $50 | $27,000 | 0.0% |