Q3 2016 Holdings
Filed 2016-11-15 | 772 holdings | $19.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mannkind CorpCall | COM | 56400P201 | $0 | 500 | 0.0% |
| AT&T Inc(T)Put | COM | 00206R102 | $0 | 2,000 | 0.0% |
| Bristol Myers Squibb Co(BMY)Call | COM | 110122108 | $1 | 1,000 | 0.0% |
| Elephant Talk Comm Corp | COM NEW | 286202205 | $2 | 14,122 | 0.0% |
| Bristol Myers Squibb Co(BMY)Put | COM | 110122108 | $2 | 600 | 0.0% |
| Conocophillips(COP)Call | COM | 20825C104 | $5 | 1,000 | 0.0% |
| Apple Inc(AAPL)Call | COM | 037833100 | $6 | 1,000 | 0.0% |
| Dryships Inc | COM PAR | Y2109Q200 | $6 | 14,109 | 0.0% |
| Silver Wheaton CorpCall | COM | 828336107 | $7 | 1,000 | 0.0% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $9 | $15,000 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $9 | 14,750 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $10 | 16,155 | 0.0% |
| International Tower Hill MIN(THM) | COM | 46050R102 | $12 | 13,075 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $14 | 13,000 | 0.0% |
| Basic Energy Svcs Inc New | COM | 06985P100 | $14 | 18,100 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $14 | $15,000 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $21 | 16,930 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $23 | $22,000 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $23 | 10,117 | 0.0% |
| Glowpoint Inc | COM NEW | 379887201 | $26 | 94,020 | 0.0% |
| Novavax Inc | COM | 670002104 | $31 | 15,000 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $39 | 10,000 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $41 | 13,200 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $42 | 19,000 | 0.0% |
| Sandridge Permian TR | COM UNIT BEN INT | 80007A102 | $44 | 15,298 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $47 | 23,937 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $50 | 15,000 | 0.0% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $51 | $50,000 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $56 | 14,035 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $56 | 11,186 | 0.0% |
| TCW Strategic Income Fund in(TSI) | COM | 872340104 | $60 | 11,250 | 0.0% |
| Gold Fields LTD New(EDG) | SPONSORED ADR | 38059T106 | $61 | 12,500 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $63 | 16,202 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $73 | 14,620 | 0.0% |
| Jones Energy Inc | COM CL A | 48019R108 | $78 | 21,952 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $84 | $82,000 | 0.0% |
| Fifth Street Finance Corp | COM | 31678A103 | $84 | 14,500 | 0.0% |
| Pzena Investment Mgmt Inc | CLASS A | 74731Q103 | $84 | 11,000 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $88 | 12,182 | 0.0% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $88 | 21,000 | 0.0% |
| Transalta Corp(TAC) | COM | 89346D107 | $92 | 20,941 | 0.0% |
| Tetra Technologies Inc del(TTI) | COM | 88162F105 | $92 | 15,100 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $93 | 14,500 | 0.0% |
| Allianzgi Conv & Income FD I | COM | 018825109 | $93 | 15,440 | 0.0% |
| Barclays PLC(BCS) | ADR | 06738E204 | $95 | 10,906 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR) | SPONSORED ADR | 71654V408 | $96 | 10,293 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $100 | 10,012 | 0.0% |
| Etfis SER TR I | INFRAC ACT MLP | 26923G103 | $116 | 10,000 | 0.0% |
| Catchmark Timber TR Inc(CTT1USD) | CL A | 14912Y202 | $119 | 10,235 | 0.0% |
| United States Oil Fund LP | UNITS | 91232N108 | $120 | 11,066 | 0.0% |