Q4 2016 Holdings
Filed 2017-02-10 | 1951 holdings | $219.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Apple Inc(AAPL)Call | COM | 037833100 | $4 | 9,000 | 0.0% |
| Ishares TR(IBB)Put | NASDQ BIOTEC ETF | 464287556 | $4 | 16,000 | 0.0% |
| General Dynamics Corp(GD)Put | COM | 369550108 | $5 | 200 | 0.0% |
| United States Oil Fund LPCall | UNITS | 91232N108 | $5 | 10,000 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $6 | 11,000 | 0.0% |
| Banro Corp | COM | 066800103 | $7 | 37,000 | 0.0% |
| Capstone Turbine Corp | COM NEW | 14067D409 | $7 | 10,800 | 0.0% |
| Ishares TR(IEF)Call | 7-10 Y TR BD ETF | 464287440 | $8 | 5,000 | 0.0% |
| Berkshire Hathaway Inc del(BRK/B)Put | CL B NEW | 084670702 | $9 | 2,600 | 0.0% |
| PPL Corp(PPL)Put | COM | 69351T106 | $9 | 23,800 | 0.0% |
| Kroger Co(KR)Call | COM | 501044101 | $10 | 1,500 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $10 | 15,000 | 0.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $10 | $10,000 | 0.0% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $10 | $10,000 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $11 | 10,000 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $12 | $12,000 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $12 | $13,000 | 0.0% |
| China Green Agriculture Inc | COM | 16943W105 | $12 | 10,000 | 0.0% |
| Castle Brands Inc(ROX2EUR) | COM | 148435100 | $13 | 16,500 | 0.0% |
| DBX ETF TR(ASHR)Put | DBXTR HAR CS 300 | 233051879 | $13 | 2,000 | 0.0% |
| Nvidia Corp(NVDA)Call | COM | 67066G104 | $13 | 2,000 | 0.0% |
| Arrowhead Pharmaceuticals in(ARWR) | COM | 04280A100 | $13 | 8,250 | 0.0% |
| Wells Fargo & Co | MTNF 6/0 | 94986RQF1 | $15 | $12,000 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $15 | $11,000 | 0.0% |
| Goldman Sachs Group Inc | NOTE 1/2 | 38141GMG6 | $15 | $12,000 | 0.0% |
| American Lorain Corp | COM | 027297100 | $15 | 27,540 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $15 | $13,000 | 0.0% |
| BlackRock Inc(BLKCHF)Put | COM | 09247X101 | $15 | 500 | 0.0% |
| Nanoviricides Inc | COM NEW | 630087203 | $15 | 13,429 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $16 | $14,000 | 0.0% |
| UNI Pixel Inc | COM NEW | 904572203 | $16 | 16,493 | 0.0% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $16 | 10,000 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $16 | $14,000 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $17 | 13,913 | 0.0% |
| Vaneck Vectors ETF TRCall | RUSSIA ETF | 92189F403 | $17 | 5,000 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $18 | 10,000 | 0.0% |
| Wisdomtree TR(DXJ)Call | JAPN HEDGE EQT | 97717W851 | $19 | 1,600 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $20 | $19,000 | 0.0% |
| One Horizon Group Inc | COM NEW | 68235H205 | $20 | 66,400 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $22 | $22,000 | 0.0% |
| Milestone Scientific Inc(MLSS) | COM NEW | 59935P209 | $22 | 15,666 | 0.0% |
| Everi Hldgs Inc(G2C) | COM | 30034T103 | $22 | 10,000 | 0.0% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $23 | $23,000 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $23 | $23,000 | 0.0% |
| Wells Fargo & Co | MTNF 6/1 | 94986RQH7 | $24 | $24,000 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $24 | 10,000 | 0.0% |
| Illinois Tool WKS Inc(ITW)Put | COM | 452308109 | $25 | 9,000 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $25 | 11,100 | 0.0% |
| Bioblast Pharma LTD | SHS | M20156101 | $26 | 24,000 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $27 | $28,000 | 0.0% |