Q4 2016 Holdings
Filed 2017-02-10 | 1951 holdings | $219.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Noodles & Co(NDLSUSD) | CL A | 65540B105 | $65 | 15,890 | 0.0% |
| Joint Corp(JYNT) | COM | 47973J102 | $66 | 25,000 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $70 | 23,148 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $71 | $47,000 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $71 | 10,070 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $75 | 20,215 | 0.0% |
| Voya Emerging Mkts High Divi(IHD) | COM | 92912P108 | $76 | 10,055 | 0.0% |
| REX Energy Corporation | COM | 761565100 | $78 | 165,000 | 0.0% |
| MDC Partners Inc(MDCA) | CL A SUB VTG | 552697104 | $80 | 12,377 | 0.0% |
| ION Geophysical Corp | COM NEW | 462044207 | $80 | 13,333 | 0.0% |
| Extreme Networks Inc(EXTR) | COM | 30226D106 | $80 | 15,810 | 0.0% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADR | 606822104 | $82 | 13,275 | 0.0% |
| Apple Inc(AAPL)Put | COM | 037833100 | $85 | 117,300 | 0.0% |
| Invivo Therapeutics Hldgs Co | COM NEW | 46186M209 | $88 | 21,125 | 0.0% |
| North European Oil RTY TR(NRT) | SH BEN INT | 659310106 | $88 | 13,303 | 0.0% |
| Pluristem Therapeutics Inc | COM | 72940R102 | $88 | 62,200 | 0.0% |
| Widepoint Corp | COM | 967590100 | $89 | 109,800 | 0.0% |
| Spanish Broadcasting SYS Inc(SBSAQ) | CL A NEW | 846425833 | $90 | 29,113 | 0.0% |
| Cobalt Intl Energy Inc | COM | 19075F106 | $90 | 75,739 | 0.0% |
| Advanced Emissions Soluts in(ARQ) | COM | 00770C101 | $92 | 10,000 | 0.0% |
| Navios Maritime Holdings Inc | COM | Y62196103 | $93 | 66,139 | 0.0% |
| Barclays BK PLC | IPSP CROIL ETN | 06738C786 | $93 | 14,436 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $93 | 11,385 | 0.0% |
| Array Biopharma Inc(ARRYEUR) | COM | 04269X105 | $94 | 10,750 | 0.0% |
| Nike Inc(NKE)Put | CL B | 654106103 | $99 | 75,900 | 0.0% |
| Perceptron Inc | COM | 71361F100 | $100 | 15,000 | 0.0% |
| United Cmnty Finl Corp Ohio | COM | 909839102 | $103 | 11,480 | 0.0% |
| Inovio Pharmaceuticals Inc | COM NEW | 45773H201 | $103 | 15,640 | 0.0% |
| Arcelormittal SA Luxembourg | NY REGISTRY SH | 03938L104 | $104 | 14,331 | 0.0% |
| I D Systems Inc | COM | 449489103 | $106 | 19,600 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $107 | 166,066 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $107 | 215,000 | 0.0% |
| Sandstorm Gold LTD(AYS1) | COM NEW | 80013R206 | $107 | 27,130 | 0.0% |
| Midcoast Energy Partners L P | COM UT LTD PTN | 59564N103 | $109 | 15,471 | 0.0% |
| Dynex Cap Inc | COM NEW | 26817Q506 | $110 | 16,160 | 0.0% |
| Nuveen Select MAT MUN FD(NIM) | SH BEN INT | 67061T101 | $112 | 11,581 | 0.0% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $112 | 33,925 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $114 | $113,000 | 0.0% |
| Mcdermott Intl Inc | COM | 580037109 | $114 | 15,396 | 0.0% |
| Universal Technical Inst Inc(UTI) | COM | 913915104 | $115 | 39,650 | 0.0% |
| Royal BK Scotland Group PLC | SPONS ADR 2 ORD | 780097689 | $119 | 21,313 | 0.0% |
| RED Lion Hotels Corp(RLH) | COM | 756764106 | $119 | 14,285 | 0.0% |
| Sangamo Biosciences Inc(SGMO) | COM | 800677106 | $120 | 39,305 | 0.0% |
| Icici BK LTD(IBN) | ADR | 45104G104 | $122 | 16,092 | 0.0% |
| Neuberger Berman MLP Income(NML) | COM | 64129H104 | $125 | 13,129 | 0.0% |
| Pimco Calif MUN Income FD II(XPCKX) | COM | 72200M108 | $126 | 13,714 | 0.0% |
| Primo WTR Corp | COM | 74165N105 | $126 | 10,300 | 0.0% |
| Etsy Inc(ETSY) | COM | 29786A106 | $126 | 10,540 | 0.0% |
| Franklin LTD Duration Inc TR(FTF) | COM | 35472T101 | $128 | 10,633 | 0.0% |
| Brookfield Globl Listed Infr | COM SHS | 11273Q109 | $128 | 10,051 | 0.0% |