Q1 2017 Holdings
Filed 2017-05-15 | 612 holdings | $24.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $3 | 1,500 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $9 | 11,082 | 0.0% |
| TCP Cap Corp | NOTE 5.250%12/1 | 87238QAB9 | $10 | $10,000 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $14 | 10,698 | 0.0% |
| Netlist Inc(NLST) | COM | 64118P109 | $18 | 17,930 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $34 | 10,000 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $35 | 18,050 | 0.0% |
| Vericel Corp(VCEL) | COM | 92346J108 | $40 | 14,500 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $45 | $45,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $46 | $45,000 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $52 | 90,315 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $66 | 10,763 | 0.0% |
| Transalta Corp(TAC) | COM | 89346D107 | $69 | 11,894 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $79 | 10,200 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $86 | 41,804 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $88 | 10,122 | 0.0% |
| Windstream Hldgs Inc | COM NEW | 97382A200 | $88 | 16,208 | 0.0% |
| Manitowoc Inc | COM | 563571108 | $92 | 16,331 | 0.0% |
| Tracon Pharmaceuticals Inc | COM | 89237H100 | $92 | 25,545 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $95 | $95,000 | 0.0% |
| Acacia Resh Corp(ACTG) | ACACIA TCH COM | 003881307 | $100 | 17,180 | 0.0% |
| Intrepid Potash Inc | COM | 46121Y102 | $108 | 63,000 | 0.0% |
| BlackRock RES & Comm Strat T(BCX) | SHS | 09257A108 | $112 | 13,199 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $120 | 23,798 | 0.0% |
| Dreyfus Strategic Muns Inc | COM | 261932107 | $127 | 14,723 | 0.0% |
| Flaherty & Crumrine PFD Inc(PFO) | COM | 33848E106 | $128 | 10,750 | 0.0% |
| Spirit Rlty Cap Inc New | COM | 84860W102 | $132 | 13,004 | 0.0% |
| Calamos Conv OPP and Inc FD(CHI) | SH BEN INT | 128117108 | $139 | 12,615 | 0.0% |
| GNC Hldgs Inc | COM CL A | 36191G107 | $140 | 19,000 | 0.0% |
| Whiting Pete Corp New | COM | 966387102 | $143 | 15,194 | 0.0% |
| Gamco NAT RES Gold & Income(GNT) | SH BEN INT | 36465E101 | $148 | 21,409 | 0.0% |
| ASA Gold and Precious Mtls L(NVGLF) | SHS | G3156P103 | $148 | 12,273 | 0.0% |
| Cypress Semiconductor Corp(CYEUR) | COM | 232806109 | $152 | 11,084 | 0.0% |
| Barclays BK PLC | IPSP CROIL ETN | 06738C786 | $154 | 27,760 | 0.0% |
| Nuveen Michigan QLT MUN Inc | COM | 670979103 | $155 | 11,670 | 0.0% |
| Ishares S&P Gsci Commodity I(GSG) | UNIT BEN INT | 46428R107 | $157 | 10,656 | 0.0% |
| Albany Molecular Resh Inc | COM | 012423109 | $161 | 11,460 | 0.0% |
| Nuveen AMT Free MUN CR Inc F(NVG) | COM | 67071L106 | $175 | 12,053 | 0.0% |
| Freeport-Mcmoran Inc(FCX) | CL B | 35671D857 | $182 | 13,643 | 0.0% |
| BlackRock LTD Duration Inc T(BLW) | COM SHS | 09249W101 | $185 | 11,825 | 0.0% |
| Capstead MTG Corp(CMO) | COM NO PAR | 14067E506 | $192 | 18,131 | 0.0% |
| Ishares TR | INTL PFD STK ETF | 46429B135 | $193 | 11,281 | 0.0% |
| Whitestone REIT(WSR) | COM | 966084204 | $197 | 14,383 | 0.0% |
| Powershares ETF Trust | HI YLD EQ DVDN | 73935X302 | $198 | 11,544 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $200 | 36,747 | 0.0% |
| Powershares ETF Trust | CON DISCRE SEC | 73935X419 | $200 | 4,573 | 0.0% |
| Hollyfrontier Corp(HFCUSD) | COM | 436106108 | $200 | 7,063 | 0.0% |
| BlackRock Float Rate OME STR(XFRAX) | COM | 09255X100 | $200 | 13,911 | 0.0% |
| Diebold Nxdf Inc(DBDEUR) | COM | 253651103 | $200 | 6,535 | 0.0% |
| Nuveen INT DUR Qual MUN TRM | COM | 670677103 | $201 | 15,550 | 0.0% |