Q2 2017 Holdings
Filed 2017-08-14 | 338 holdings | $30.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Park Sterling Corp | COM | 70086Y105 | $4.6K | 384,054 | 0.0% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $4.6K | $2,250,000 | 0.0% |
| Brookdale SR Living Inc | NOTE 2.750% 6/1 | 112463AA2 | $4.6K | $4,650,000 | 0.0% |
| Cowen Inc | NOTE 3.000% 3/1 | 223622AB7 | $4.7K | $4,550,000 | 0.0% |
| Kayne Anderson Acquisition | COM CL A | 48661U102 | $4.8K | 498,750 | 0.0% |
| Hennessy Cap Acquston Corp I | UNIT 06/15/2024 | 42588L204 | $5.0K | 500,000 | 0.0% |
| DOW Chem Co | COM | 260543103 | $5.1K | 81,395 | 0.0% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $5.2K | $3,825,000 | 0.0% |
| TPG Pace Energy Hldgs Corp | UNIT 99/99/9999 | 872656202 | $5.2K | 500,000 | 0.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $5.4K | $5,000,000 | 0.0% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $5.6K | 379,300 | 0.0% |
| Xactly Corp | COM | 98386L101 | $5.7K | 364,956 | 0.0% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AB5 | $6.5K | $4,550,000 | 0.0% |
| Forum Merger Corp | COM CL A | 34985B103 | $6.8K | 700,000 | 0.0% |
| Amyris Inc | NOTE 9.500% 4/1 | 03236MAF8 | $7.0K | $9,626,000 | 0.0% |
| Neurocrine Biosciences Inc(NBIX) | COM | 64125C109 | $7.1K | 153,377 | 0.0% |
| Constellation Alpha Capital | UNIT 99/99/9999 | G2379F124 | $7.1K | 700,000 | 0.0% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $7.3K | $6,475,000 | 0.0% |
| Square Inc(XYZ) | CL A | 852234103 | $7.3K | 312,534 | 0.0% |
| Novadaq Technologies Inc | COM | 66987G102 | $7.3K | 626,264 | 0.0% |
| BCE Inc(BCE) | COM NEW | 05534B760 | $7.5K | 166,165 | 0.0% |
| Southwest Bancorp Inc Okla | COM | 844767103 | $7.5K | 292,963 | 0.0% |
| Blackhawk Network Hldgs Inc | COM | 09238E104 | $8.3K | 191,080 | 0.0% |
| Lumos Networks Corp | COM | 550283105 | $8.6K | 479,425 | 0.0% |
| Fairpoint Communications Inc | COM NEW | 305560302 | $9.0K | 573,084 | 0.0% |
| Dominion Energy Inc | UNIT 99/99/9999 | 25746U869 | $9.7K | 200,000 | 0.0% |
| General Communication Inc | CL A | 369385109 | $9.7K | 263,937 | 0.0% |
| Alon USA Energy Inc | COM | 020520102 | $9.9K | 740,306 | 0.0% |
| Amtrust Finl Svcs Inc | NOTE 2.750%12/1 | 032359AG6 | $10.0K | $13,400,000 | 0.0% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $10.2K | $10,000,000 | 0.0% |
| KBL Merger Corp IV | UNIT 01/15/2024 | 48242A203 | $10.2K | 1,000,000 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $10.3K | $9,415,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $10.4K | $9,450,000 | 0.0% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $10.4K | $4,725,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $10.7K | $7,650,000 | 0.0% |
| Intrawest Resorts Hldgs Inc | COM | 46090K109 | $10.9K | 457,612 | 0.0% |
| Parkway Inc | COM | 70156Q107 | $11.2K | 490,522 | 0.0% |
| Moneygram Intl Inc(MGIEUR) | COM NEW | 60935Y208 | $11.2K | 651,160 | 0.0% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $11.3K | $20,800,910 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $11.5K | $9,750,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $13.4K | $13,525,000 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $13.9K | $14,450,000 | 0.0% |
| Hilton Grand Vacations Inc(HGV) | COM | 43283X105 | $14.0K | 387,921 | 0.0% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $14.2K | 1,450,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $14.3K | $14,000,000 | 0.0% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $14.5K | $13,395,000 | 0.0% |
| Fidelity & GTY Life | COM | 315785105 | $14.6K | 471,189 | 0.0% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $14.7K | $10,000,000 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $14.9K | $15,450,000 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $15.0K | $15,000,000 | 0.0% |