Q2 2017 Holdings
Filed 2017-08-14 | 385 holdings | $407.9K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-08-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verizon Communications Inc(VZ)Call | COM | 92343V104 | $0 | 200 | 0.0% |
| Bristol Myers Squibb Co(BMY)Call | COM | 110122108 | $0 | 1,000 | 0.0% |
| General Electric CoCall | COM | 369604103 | $0 | 400 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)PutA | TR UNIT | 78462F103 | $1 | 600 | 0.0% |
| Verizon Communications Inc(VZ)Put | COM | 92343V104 | $1 | 700 | 0.0% |
| Cisco SYS Inc(CSCO)Call | COM | 17275R102 | $1 | 400 | 0.0% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $1 | 400 | 0.0% |
| Pfizer Inc(PFE)Call | COM | 717081103 | $1 | 400 | 0.0% |
| Amazon COM Inc(AMZN)Put | COM | 023135106 | $2 | 200 | 0.0% |
| Ford MTR Co del(F)Call | COM PAR $0.01 | 345370860 | $2 | 2,000 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $2 | 11,100 | 0.0% |
| Coca Cola Co(KO)Call | COM | 191216100 | $2 | 300 | 0.0% |
| Alphabet Inc(GOOG)Put | CAP STK CL C | 02079K107 | $2 | 100 | 0.0% |
| Sphere 3D Corp New | COM | 84841L100 | $2 | 12,142 | 0.0% |
| Nvidia Corp(NVDA)Put | COM | 67066G104 | $6 | 600 | 0.0% |
| International Tower Hill MIN(THM) | COM | 46050R102 | $7 | 13,075 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $7 | 16,155 | 0.0% |
| Prospect Capital CorporationA | NOTE 5.375%10/1 | 74348TAK8 | $10 | $10,000 | 0.0% |
| Frontier Communications CorpA | COM | 35906A108 | $13 | 12,187 | 0.0% |
| Almaden Minerals LTD(AAUAF) | COM CL B | 020283305 | $13 | 10,700 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $15 | $15,000 | 0.0% |
| Obsidian Energy LTD | COM | 674482104 | $23 | 17,937 | 0.0% |
| Chesapeake Granite Wash TR | COM SH BEN INT | 165185109 | $24 | 10,000 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $25 | 13,000 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $26 | 12,130 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $27 | 11,000 | 0.0% |
| Glowpoint Inc | COM NEW | 379887201 | $27 | 94,020 | 0.0% |
| Sandridge Permian TR | COM UNIT BEN INT | 80007A102 | $34 | 11,798 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $37 | 14,202 | 0.0% |
| W & T Offshore Inc(WTI)A | COM | 92922P106 | $41 | 21,205 | 0.0% |
| Tetra Technologies Inc del(TTI) | COM | 88162F105 | $42 | 15,100 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $48 | 12,020 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $50 | 27,800 | 0.0% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $50 | $50,000 | 0.0% |
| Noble Corp PLC | SHS USD | G65431101 | $51 | 13,808 | 0.0% |
| Ensco PLC | SHS CLASS A | G3157S106 | $52 | 10,421 | 0.0% |
| Westport Fuel Systems IncA | COM NEW | 960908309 | $53 | 22,625 | 0.0% |
| Windstream Hldgs Inc | COM NEW | 97382A200 | $54 | 13,802 | 0.0% |
| Penney J C Inc | COM | 708160106 | $62 | 13,163 | 0.0% |
| Allianzgi Conv & Income FD I | COM | 018825109 | $65 | 10,477 | 0.0% |
| Fifth Street Finance Corp | COM | 31678A103 | $66 | 13,270 | 0.0% |
| AU Optronics Corp(AUOUSD) | SPONSORED ADR | 002255107 | $68 | 15,000 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $69 | 15,066 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR)A | COM | 82968B103 | $70 | 12,610 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $71 | 19,000 | 0.0% |
| Chesapeake Energy Corp(CHKEUR)A | COM | 165167107 | $74 | 15,007 | 0.0% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $81 | 11,050 | 0.0% |
| Evolving SYS Inc(EVOL) | COM NEW | 30049R209 | $81 | 16,000 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $83 | 10,906 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $84 | $82,000 | 0.0% |