Q2 2017 Holdings
Filed 2017-08-14 | 2248 holdings | $11.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-09-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hornbeck Offshore Svcs Inc N | COM | 440543106 | $38 | 13,520 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $38 | 20,215 | 0.0% |
| Regeneron Pharmaceuticals(REGN)Call | COM | 75886F107 | $39 | 1,000 | 0.0% |
| Castle Brands Inc(ROX2EUR) | COM | 148435100 | $39 | 23,000 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $42 | 12,600 | 0.0% |
| Sharps Compliance Corp | COM | 820017101 | $42 | 10,000 | 0.0% |
| Chicago Bridge & Iron Co N VCall | COM | 167250109 | $42 | 10,000 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $43 | 16,246 | 0.0% |
| Brainstorm Cell Therapeutics(BCLIEUR) | COM NEW | 10501E201 | $43 | 10,266 | 0.0% |
| Foot Locker Inc(WOO)Call | COM | 344849104 | $43 | 24,500 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $44 | 16,729 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $45 | 12,483 | 0.0% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $46 | $48,000 | 0.0% |
| Arvinmeritor Inc | FRNT 4.000% 2/1 | 043353AH4 | $46 | $44,000 | 0.0% |
| REX Energy Corporation | COM NEW | 761565506 | $48 | 16,556 | 0.0% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $51 | 11,689 | 0.0% |
| Perion Network LTD | SHS | M78673106 | $52 | 25,219 | 0.0% |
| Widepoint Corp | COM | 967590100 | $52 | 112,000 | 0.0% |
| Cyanotech Corp | COM PAR $0.02 | 232437301 | $52 | 14,765 | 0.0% |
| Ibio Inc | COM | 451033104 | $53 | 135,020 | 0.0% |
| DHX Media LTD | SHS VAR VTG | 252406608 | $53 | 12,000 | 0.0% |
| Kcap Finl Inc | COM | 48668E101 | $53 | 15,025 | 0.0% |
| Vericel Corp(VCEL) | COM | 92346J108 | $54 | 16,389 | 0.0% |
| Tsakos Energy Navigation LTD | SHS | G9108L108 | $54 | 11,083 | 0.0% |
| Microsoft Corp(MSFT)Put | COM | 594918104 | $55 | 20,100 | 0.0% |
| Gilead Sciences Inc(GILD)Call | COM | 375558103 | $56 | 16,500 | 0.0% |
| Invivo Therapeutics Hldgs Co | COM NEW | 46186M209 | $57 | 21,125 | 0.0% |
| Barclays BK PLC | IPSP CROIL ETN | 06738C786 | $58 | 11,986 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $58 | 37,200 | 0.0% |
| ION Geophysical Corp | COM NEW | 462044207 | $58 | 13,333 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $58 | 28,058 | 0.0% |
| Ladenburg Thalman FIN Svcs I | COM | 50575Q102 | $58 | 23,738 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $59 | 21,850 | 0.0% |
| Nike Inc(NKE)Put | CL B | 654106103 | $59 | 97,700 | 0.0% |
| Noodles & Co(NDLSUSD) | COM CL A | 65540B105 | $62 | 15,890 | 0.0% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $63 | $50,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $63 | $63,000 | 0.0% |
| SM Energy Co | NOTE 1.500% 7/0 | 78454LAM2 | $64 | $72,000 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $65 | 40,000 | 0.0% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $65 | $61,000 | 0.0% |
| Cameco Corp(CCJ) | COM | 13321L108 | $66 | 7,373 | 0.0% |
| Fedex Corp(FDX)Call | COM | 31428X106 | $67 | 6,600 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $67 | 53,100 | 0.0% |
| BlackRock Capital Investment | NOTE 5.000% 6/1 | 092533AC2 | $68 | $66,000 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $72 | $61,000 | 0.0% |
| Torchlight Energy RES Inc | COM | 89102U103 | $72 | 43,403 | 0.0% |
| UNI Pixel Inc | COM NEW | 904572203 | $72 | 188,293 | 0.0% |
| Amazon COM Inc(AMZN)Call | COM | 023135106 | $72 | 3,300 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $75 | 12,500 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $75 | $67,000 | 0.0% |