Q3 2017 Holdings
Filed 2017-11-13 | 602 holdings | $26.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bristol Myers Squibb Co(BMY)Call | COM | 110122108 | $0 | 200 | 0.0% |
| General Electric CoCall | COM | 369604103 | $0 | 200 | 0.0% |
| Alaska AIR Group Inc(ALK)Put | COM | 011659109 | $1 | 200 | 0.0% |
| Wal-Mart Stores Inc(WMT)Call | COM | 931142103 | $3 | 200 | 0.0% |
| TCP Cap Corp | NOTE 5.250%12/1 | 87238QAB9 | $11 | $10,000 | 0.0% |
| Windstream Hldgs Inc | COM NEW | 97382A200 | $28 | 15,959 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $30 | 71,015 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $34 | 10,482 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $35 | $35,000 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $44 | 25,446 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $45 | 12,500 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $46 | $45,000 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $50 | 15,800 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $64 | 10,393 | 0.0% |
| Vericel Corp(VCEL) | COM | 92346J108 | $69 | 11,500 | 0.0% |
| New York REIT Inc | COM | 64976L109 | $78 | 10,000 | 0.0% |
| Transalta Corp(TAC) | COM | 89346D107 | $80 | 13,635 | 0.0% |
| Navios Maritime Midstream LP | COM UNIT LTD | Y62134104 | $80 | 10,734 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $86 | 10,200 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $95 | $95,000 | 0.0% |
| Barclays BK PLC | IPSP CROIL ETN | 06738C786 | $97 | 17,900 | 0.0% |
| BlackRock RES & Comm Strat T(BCX) | SHS | 09257A108 | $99 | 11,077 | 0.0% |
| Xcerra Corp | COM | 98400J108 | $109 | 10,917 | 0.0% |
| Fusion Telecomm Intl Inc | COM NEW | 36113B400 | $112 | 41,483 | 0.0% |
| Just Energy Group Inc | COM | 48213W101 | $113 | 19,467 | 0.0% |
| Ellsworth Growth & Income FD(ECF) | COM | 289074106 | $120 | 13,076 | 0.0% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $120 | 11,937 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $120 | 23,798 | 0.0% |
| Alpine Global Premier Pptys | COM SBI | 02083A103 | $120 | 18,224 | 0.0% |
| Manitowoc Inc | COM | 563571108 | $122 | 13,399 | 0.0% |
| MFS Multimarket Income TR(MMT) | SH BEN INT | 552737108 | $129 | 20,616 | 0.0% |
| Aberdeen Chile FD Inc(AEF) | COM | 00301W105 | $129 | 15,438 | 0.0% |
| Dreyfus Strategic Muns Inc | COM | 261932107 | $129 | 14,723 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $130 | 16,452 | 0.0% |
| Sigma Designs Inc | COM | 826565103 | $151 | 23,929 | 0.0% |
| Freeport-Mcmoran Inc(FCX) | CL B | 35671D857 | $152 | 10,761 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $155 | 25,721 | 0.0% |
| New Ireland Fund Inc | COM | 645673104 | $159 | 11,599 | 0.0% |
| Nuveen Select TAX Free Incm(NXP) | SH BEN INT | 67062F100 | $159 | 10,651 | 0.0% |
| Nuveen Michigan QLT MUN Inc | COM | 670979103 | $160 | 11,670 | 0.0% |
| Calamos Conv OPP and Inc FD(CHI) | SH BEN INT | 128117108 | $167 | 14,447 | 0.0% |
| Capstead MTG Corp(CMO) | COM NO PAR | 14067E506 | $168 | 17,141 | 0.0% |
| Alps ETF TR(AMLPUSD) | ALERIAN MLP | 00162Q866 | $172 | 15,274 | 0.0% |
| Nuveen AMT Free MUN CR Inc F(NVG) | COM | 67071L106 | $175 | 11,388 | 0.0% |
| Prudential GLB SHT DUR HG YL | COM | 74433A109 | $184 | 12,313 | 0.0% |
| Andeavor | COM | 03349M105 | $200 | 1,939 | 0.0% |
| Continental Resources Inc(CLRUSD) | COM | 212015101 | $200 | 5,180 | 0.0% |
| Proshares TR(REGL) | S&P MDCP 400 DIV | 74347B680 | $201 | 3,838 | 0.0% |
| Bank Montreal QUE(BMO) | COM | 063671101 | $201 | 2,646 | 0.0% |
| Davita Inc(DVA) | COM | 23918K108 | $203 | 3,427 | 0.0% |