Q3 2017 Holdings
Filed 2017-11-13 | 1463 holdings | $31.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Avinger Inc | COM | 053734109 | $3 | 10,754 | 0.0% |
| Turtle Beach Corp | COM | 900450107 | $8 | 10,000 | 0.0% |
| Dextera Surgical Inc | COM | 252366109 | $9 | 40,000 | 0.0% |
| EV Energy Partners LP | COM UNITS | 26926V107 | $10 | 18,200 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $10 | 12,605 | 0.0% |
| Rait Financial Trust | COM NEW | 749227609 | $10 | 14,621 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $11 | 14,250 | 0.0% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $13 | $12,000 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $14 | 16,533 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $19 | 56,105 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $23 | 10,000 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $23 | 22,301 | 0.0% |
| Transglobe Energy Corp | COM | 893662106 | $33 | 22,175 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $35 | 12,072 | 0.0% |
| Psivida Corp | COM | 74440J101 | $37 | 30,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $40 | $40,000 | 0.0% |
| Mizuho Finl Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $40 | 11,223 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $41 | 19,853 | 0.0% |
| Companhia Siderurgica Nacion(SID) | SPONSORED ADR | 20440W105 | $42 | 13,869 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $42 | 19,800 | 0.0% |
| Aeterna Zentaris Inc | COM PAR | 007975402 | $42 | 20,501 | 0.0% |
| Zafgen Inc | COM | 98885E103 | $42 | 12,404 | 0.0% |
| Conformis Inc(CFMS) | COM | 20717E101 | $44 | 10,920 | 0.0% |
| Penney J C Inc | COM | 708160106 | $45 | 12,590 | 0.0% |
| Cormedix Inc | COM | 21900C100 | $46 | 74,073 | 0.0% |
| Command SEC Corp | COM | 20050L100 | $46 | 15,000 | 0.0% |
| United Microelectronics Corp(UMC) | SPON ADR NEW | 910873405 | $46 | 18,350 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $48 | 22,354 | 0.0% |
| Noble Corp PLC | SHS USD | G65431101 | $52 | 13,013 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $54 | 27,092 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $55 | 10,674 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $56 | 33,723 | 0.0% |
| MFS High Yield MUN TR(CMU) | SH BEN INT | 59318E102 | $58 | 12,008 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $59 | 11,129 | 0.0% |
| Genworth Finl Inc(GNW) | COM CL A | 37247D106 | $60 | 16,071 | 0.0% |
| Barclays BK PLC | IPSP CROIL ETN | 06738C786 | $62 | 12,046 | 0.0% |
| Idera Pharmaceuticals Inc | COM NEW | 45168K306 | $65 | 27,000 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $77 | 14,269 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $77 | 11,559 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $80 | $80,000 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $83 | $90,000 | 0.0% |
| Student Transn Inc | COM | 86388A108 | $84 | 14,105 | 0.0% |
| Guggenheim Enhncd Eqty Incm | COM | 40167B100 | $88 | 10,175 | 0.0% |
| Icici BK LTD(IBN) | ADR | 45104G104 | $90 | 10,634 | 0.0% |
| Allianzgi Conv & Income FD | COM | 018828103 | $91 | 12,719 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $92 | 15,220 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $92 | 15,673 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $92 | 13,718 | 0.0% |
| Alpine Total Dynamic Divid F | COM SH BEN INT N | 021060207 | $93 | 10,230 | 0.0% |
| Sumitomo Mitsui Finl Group I(SMFG) | SPONSORED ADR | 86562M209 | $95 | 12,354 | 0.0% |