Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Q1 2018 Holdings

Filed 2018-05-14 | 171 holdings | $2.7M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗

Amended (2018-05-14) | View on SEC ↗ · Holdings Table ↗

Issuer	Class	CUSIP	Value ↓	Shares	% Portfolio
Costco Whsl Corp New(COST)A	COM	22160K105	$919.0K	4,878	34.3%
Conocophillips(COP)A	COM	20825C104	$405.0K	6,827	15.1%
Constellation Brands Inc(STZ)	CL A	21036P108	$371.0K	1,626	13.9%
Cisco SYS Inc(CSCO)A	COM	17275R102	$277.0K	6,452	10.3%
Align Technology Inc(ALGN)A	COM	016255101	$201.0K	800	7.5%
Vanguard Scottsdale FDS(VCSH)A	SHRT TRM CORP BD	92206C409	$101.5K	1,293,710	3.8%
Vanguard Scottsdale FDS(VCIT)A	INT-TERM CORP	92206C870	$62.2K	733,284	2.3%
Vanguard Malvern FDS(VTIP)A	STRM INFPROIDX	922020805	$44.1K	902,321	1.6%
Ishares TR(SHY)A	1 3 YR TREAS BD	464287457	$30.7K	367,823	1.1%
Ishares Inc(IEMG)A	CORE MSCI EMKT	46434G103	$26.6K	455,422	1.0%
Spdr SER TR(SJNK)A	BLOOMBERG SRT TR	78468R408	$22.1K	806,158	0.8%
Vanguard Index FDS(VNQ)A	REAL ESTATE ETF	922908553	$11.7K	154,969	0.4%
Vanguard Index FDS(VV)A	LARGE CAP ETF	922908637	$9.9K	81,990	0.4%
Schwab Strategic TR(SCHX)A	US LRG CAP ETF	808524201	$9.5K	151,020	0.4%
Spdr Series Trust(HYMB)A	NUV HGHYLD MUN	78464A284	$8.9K	159,319	0.3%
Spdr SER TR(SHM)A	NUVEEN BLMBRG SR	78468R739	$8.5K	178,239	0.3%
Ishares TR(EMB)A	JPMORGAN USD EMG	464288281	$6.5K	57,791	0.2%
Microsoft Corp(MSFT)A	COM	594918104	$5.7K	62,338	0.2%
US Bancorp del(USB)A	COM NEW	902973304	$5.4K	106,922	0.2%
Vanguard Index FDS(VTI)A	TOTAL STK MKT	922908769	$5.3K	38,719	0.2%
Ishares TR(MUB)A	NATIONAL MUN ETF	464288414	$5.2K	47,927	0.2%
First TR Exchange-Traded FD(FPE)A	PFD SECS INC ETF	33739E108	$5.1K	262,322	0.2%
Schwab Strategic TR(SCHZ)A	US AGGREGATE B	808524839	$4.9K	96,255	0.2%
Vanguard TAX Managed Intl FD(VEA)A	FTSE DEV MKT ETF	921943858	$4.3K	96,094	0.2%
Apple Inc(AAPL)A	COM	037833100	$4.0K	23,550	0.1%
Amazon COM Inc(AMZN)A	COM	023135106	$3.9K	2,664	0.1%
Spdr S&P 500 ETF TR(SPY)A	TR UNIT	78462F103	$3.5K	13,216	0.1%
Ishares IncA	MSCI FRNTR100ETF	464286145	$3.1K	87,173	0.1%
Ishares TR(TIP)A	TIPS BD ETF	464287176	$3.0K	26,280	0.1%
Procter and Gamble Co(PG)A	COM	742718109	$2.9K	36,960	0.1%
Vanguard Whitehall FDS Inc(VYM)A	HIGH DIV YLD	921946406	$2.7K	33,055	0.1%
Vaneck Vectors ETF TRA	HIGH YLD MUN ETF	92189F361	$2.6K	84,468	0.1%
Schwab Strategic TR(SCHE)A	EMRG MKTEQ ETF	808524706	$2.5K	86,251	0.1%
Ishares TR(IVV)A	CORE S&P500 ETF	464287200	$2.4K	8,955	0.1%
Vanguard Intl Equity Index F(VNQI)A	GLB EX US ETF	922042676	$2.1K	35,159	0.1%
Intel Corp(INTC)A	COM	458140100	$2.0K	37,719	0.1%
Ishares US ETF TR(COMT)A	COMMOD SEL STG	46431W853	$1.9K	50,774	0.1%
Teledyne Technologies Inc(TDY)	COM	879360105	$1.9K	9,966	0.1%
Powershares QQQ TrustA	UNIT SER 1	73935A104	$1.9K	11,598	0.1%
Schwab Strategic TR(SCHP)A	US TIPS ETF	808524870	$1.8K	33,377	0.1%
Ishares TR(SCZ)A	EAFE SML CP ETF	464288273	$1.8K	28,056	0.1%
Claymore Exchange TRD FD TRA	GUG BULL2018 E	18383M530	$1.8K	86,239	0.1%
Claymore Exchange TRD FD TRA	GUG BULL2019 E	18383M522	$1.8K	85,764	0.1%
Spdr Index SHS FDS(DWX)A	S&P INTL ETF	78463X772	$1.8K	44,569	0.1%
Claymore Exchange TRD FD TRA	GUG BULL2020 E	18383M514	$1.8K	84,386	0.1%
Wisdomtree TR(DLS)A	INTL SMCAP DIV	97717W760	$1.8K	23,108	0.1%
Camden Natl Corp(CAC)A	COM	133034108	$1.7K	39,039	0.1%
Ishares TR(IWC)A	MICRO-CAP ETF	464288869	$1.7K	18,089	0.1%
Boeing Co(BA)A	COM	097023105	$1.7K	5,173	0.1%
Vanguard Index FDS(VTV)A	VALUE ETF	922908744	$1.7K	16,054	0.1%

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