Q2 2019 Holdings
Filed 2019-08-12 | 1200 holdings | $65.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Etsy Inc(ETSY)Call | COM | 29786A106 | $0 | 100 | 0.0% |
| Advanced Micro Devices Inc(AMD)Call | COM | 007903107 | $0 | 200 | 0.0% |
| MGM Resorts International(MGM)Call | COM | 552953101 | $0 | 400 | 0.0% |
| Shiftpixy Inc | COM | 82452L104 | $5 | 10,030 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $5 | 2,400 | 0.0% |
| Beyond Meat Inc(BYND)Put | COM | 08862E109 | $7 | 1,000 | 0.0% |
| Aerpio Pharmaceuticals Inc | COM | 00810B105 | $11 | 12,000 | 0.0% |
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $12 | 3,300 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $15 | $15,000 | 0.0% |
| Nantkwest Inc | COM | 63016Q102 | $16 | 15,773 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $18 | 34,500 | 0.0% |
| Penney J C Corp Inc | COM | 708160106 | $21 | 18,500 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $21 | 36,000 | 0.0% |
| Harmony Gold MNG LTD(HAM) | SPONSORED ADR | 413216300 | $31 | 13,532 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $36 | 15,304 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $41 | 22,500 | 0.0% |
| Just Energy Group Inc | COM | 48213W101 | $45 | 10,545 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $48 | 23,371 | 0.0% |
| Nordic American Tankers Limi(NAT) | COM | G65773106 | $48 | 20,450 | 0.0% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $50 | $50,000 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $56 | 13,335 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $61 | 13,139 | 0.0% |
| Tailored Brands Inc | COM | 87403A107 | $61 | 10,650 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $62 | 15,973 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $63 | 12,248 | 0.0% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $65 | 10,705 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $67 | 12,886 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $67 | 23,703 | 0.0% |
| Sprott Physical Silver TR(PSLV/U) | TR UNIT | 85207K107 | $71 | 12,378 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $71 | $71,000 | 0.0% |
| BlackRock Enhanced Intl DIV(XBGYX) | COM BENE INTER | 092524107 | $76 | 13,566 | 0.0% |
| Washington Prime Group New | COM | 93964W108 | $88 | 23,146 | 0.0% |
| Companhia Energetica de Mina(CIG) | SP ADR N-V PFD | 204409601 | $90 | 23,600 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $91 | 11,520 | 0.0% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $93 | 11,235 | 0.0% |
| Research Frontiers Inc(REFR) | COM | 760911107 | $97 | 29,212 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $100 | 10,171 | 0.0% |
| Eaton Vance Txmgd GL Buywr O(ETW) | COM | 27829C105 | $101 | 10,355 | 0.0% |
| Encana Corp | COM | 292505104 | $102 | 19,910 | 0.0% |
| Trustco BK Corp N Y | COM | 898349105 | $103 | 13,000 | 0.0% |
| Gold Fields LTD New(EDG) | SPONSORED ADR | 38059T106 | $104 | 19,287 | 0.0% |
| Companhia Siderurgica Nacion(SID) | SPONSORED ADR | 20440W105 | $111 | 25,837 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $115 | 10,000 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $117 | 22,180 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $117 | 27,075 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $120 | 40,000 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $121 | 13,625 | 0.0% |
| Vertical Cap Income Fund(CCIF) | SHS BEN INT | 92535C104 | $122 | 12,878 | 0.0% |
| Kandi Technologies Group Inc | COM | 483709101 | $123 | 25,000 | 0.0% |
| Kayne Anderson Mdstm Energy | COM | 48661E108 | $124 | 10,702 | 0.0% |