Q2 2019 Holdings
Filed 2019-08-14 | 1662 holdings | $129.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cellectar Biosciences Inc | COM PAR | 15117F500 | $0 | 13,400 | 0.0% |
| Histogenics Corp | COM | 43358V109 | $3 | 15,000 | 0.0% |
| Castle Brands Inc(ROX2EUR) | COM | 148435100 | $5 | 10,000 | 0.0% |
| Sandridge Mississippian TR I | SH BEN INT | 80007V106 | $6 | 10,177 | 0.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $10 | $10,000 | 0.0% |
| Stage Stores Inc | COM NEW | 85254C305 | $10 | 12,849 | 0.0% |
| Aptevo Therapeutics Inc | COM | 03835L108 | $11 | 11,920 | 0.0% |
| CBL & Assoc Pptys Inc | COM | 124830100 | $11 | 10,225 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $11 | $11,000 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $15 | 28,902 | 0.0% |
| Denbury RES Inc(DNREUR) | COM NEW | 247916208 | $15 | 12,111 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $16 | 37,217 | 0.0% |
| Pavmed Inc | COM | 70387R106 | $20 | 17,500 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $21 | 36,700 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $21 | 10,500 | 0.0% |
| Acasti Pharma Inc | CL A NEW | 00430K402 | $23 | 20,000 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $26 | 15,712 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $26 | 10,630 | 0.0% |
| T2 Biosystems Inc | COM | 89853L104 | $27 | 15,865 | 0.0% |
| Oncosec MED Inc | COM | 68234L306 | $27 | 10,500 | 0.0% |
| Hertz Global Hldgs Inc | RIGHT 07/12/2019 | 42806J114 | $27 | 13,872 | 0.0% |
| Sesen BIO Inc | COM | 817763105 | $29 | 19,000 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $30 | 23,828 | 0.0% |
| AU Optronics Corp(AUOUSD) | SPONSORED ADR | 002255107 | $31 | 10,556 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $32 | 18,853 | 0.0% |
| Agrofresh Solutions(AGFSEUR) | COM | 00856G109 | $34 | 22,771 | 0.0% |
| Noble Corp PLC | SHS USD | G65431101 | $34 | 18,121 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $36 | 20,092 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $36 | 15,850 | 0.0% |
| CSI Compressco LP | COM UNIT | 12637A103 | $39 | 10,990 | 0.0% |
| Profire Energy Inc | COM | 74316X101 | $40 | 26,300 | 0.0% |
| FAT Brands Inc(FATAQ) | COM | 30258N105 | $42 | 10,212 | 0.0% |
| United Microelectronics Corp(UMC) | SPON ADR NEW | 910873405 | $42 | 19,199 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $45 | 11,652 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $45 | $45,000 | 0.0% |
| Resonant Inc | COM | 76118L102 | $48 | 19,985 | 0.0% |
| Transglobe Energy Corp | COM | 893662106 | $48 | 34,804 | 0.0% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $51 | 60,050 | 0.0% |
| Conformis Inc(CFMS) | COM | 20717E101 | $52 | 11,920 | 0.0% |
| Huttig Bldg Prods Inc | COM | 448451104 | $52 | 20,192 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $53 | 38,711 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $55 | 19,004 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $55 | 37,750 | 0.0% |
| Kinross Gold Corp(KGC) | COM | 496902404 | $56 | 14,386 | 0.0% |
| Hexo Corp | COM | 428304109 | $58 | 10,992 | 0.0% |
| Sientra Inc | COM | 82621J105 | $62 | 10,131 | 0.0% |
| Wipro LTD(WIT) | SPON ADR 1 SH | 97651M109 | $63 | 14,630 | 0.0% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADS | 606822104 | $65 | 13,708 | 0.0% |
| Eyepoint Pharmaceuticals Inc | COM | 30233G100 | $65 | 39,400 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $66 | 10,613 | 0.0% |