Q2 2019 Holdings
Filed 2019-08-14 | 495 holdings | $71.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $6.5K | $5,500,000 | 0.0% |
| Pros Holdings Inc | NOTE 2.000%12/0 | 74346YAB9 | $6.6K | $3,500,000 | 0.0% |
| Pensare Acquisition Corp | COM | 70957E105 | $6.6K | 636,600 | 0.0% |
| Gigcapital Inc | COM | 37518N106 | $7.0K | 675,000 | 0.0% |
| Veoneer Incorporated | COM | 92336X109 | $7.0K | 402,800 | 0.0% |
| Fidelity Southern Corp New | COM | 316394105 | $7.0K | 226,240 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $7.1K | $2,788,000 | 0.0% |
| Q2 Hldgs Inc | NOTE 0.750% 2/1 | 74736LAB5 | $7.2K | $5,000,000 | 0.0% |
| Wright MED Group N V | NOTE 2.250%11/1 | 98236JAB4 | $7.4K | $5,000,000 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $7.6K | $7,631,000 | 0.0% |
| Gigcapital2 Inc | UNIT 02/28/2026 | 375036209 | $7.7K | 765,000 | 0.0% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $7.7K | $7,500,000 | 0.0% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $7.9K | $15,000,000 | 0.0% |
| Graf Indl Corp | COM | 384278107 | $8.1K | 816,000 | 0.0% |
| Livent Corp(LTHM1EUR) | COM | 53814L108 | $8.2K | 1,180,366 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $8.2K | $8,100,000 | 0.0% |
| LF Cap Acquisition Corp | CL A | 50200K108 | $8.2K | 810,000 | 0.0% |
| B Riley Principal Merger COR | CL A | 05586Y106 | $8.3K | 850,000 | 0.0% |
| Delphi Technologies PLC | SHS | G2709G107 | $8.4K | 421,616 | 0.0% |
| Brighthouse Finl Inc(BHF) | COM | 10922N103 | $8.4K | 232,572 | 0.0% |
| Gores Holdings III Inc | CLASS A | 38286G109 | $8.5K | 849,996 | 0.0% |
| Wayfair Inc(W) | CL A | 94419L101 | $8.8K | 60,801 | 0.0% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $8.9K | $10,000,000 | 0.0% |
| Vectoiq Acquisition Corp | COM | 92243N103 | $9.0K | 890,000 | 0.0% |
| Hubspot Inc | NOTE 0.250% 6/0 | 443573AB6 | $9.3K | $5,000,000 | 0.0% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $9.3K | $9,300,000 | 0.0% |
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $9.4K | 111,474 | 0.0% |
| Covetrus Inc(CVETUSD) | COM | 22304C100 | $9.5K | 388,432 | 0.0% |
| Schultze SPL Purp Acqustn Co | COM | 80821R109 | $9.8K | 990,000 | 0.0% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $9.8K | $9,500,000 | 0.0% |
| Nielsen Hldgs PLC | SHS EUR | G6518L108 | $9.8K | 442,329 | 0.0% |
| Control4 Corp(CTRL) | COM | 21240D107 | $9.9K | 418,630 | 0.0% |
| Cray Inc(CRAY) | COM NEW | 225223304 | $10.0K | 287,048 | 0.0% |
| Fintech Acquisition Corp III | COM CL A | 31811A101 | $10.3K | 1,050,000 | 0.0% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $10.4K | $11,500,000 | 0.0% |
| Chaserg Technlgy Acquisitn C | CLASS A | 16166A103 | $10.4K | 1,040,000 | 0.0% |
| Insurance Acquisition Corp | CL A | 457867109 | $10.6K | 1,100,000 | 0.0% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $10.6K | $9,040,000 | 0.0% |
| Spartan Energy Acquisiton Co | CL A COM STK | 846784106 | $10.9K | 1,089,998 | 0.0% |
| Wageworks Inc(WAGE) | COM | 930427109 | $11.0K | 216,220 | 0.0% |
| GS Acquisition Hldgs Corp | COM CL A | 36255F102 | $11.1K | 1,099,902 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $11.2K | $11,150,000 | 0.0% |
| Replay Acquisition Corp | COM | G75130107 | $11.2K | 1,150,000 | 0.0% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $11.7K | $12,500,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $11.9K | $11,325,000 | 0.0% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $11.9K | $10,000,000 | 0.0% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $12.2K | $10,751,000 | 0.0% |
| Equitrans Midstream Corporat(ETRNUSD) | COM | 294600101 | $12.4K | 627,558 | 0.0% |
| Kontoor Brands Inc(KTB) | COM | 50050N103 | $12.7K | 452,842 | 0.0% |
| Sempra Energy | 6% PFD CONV A | 816851406 | $12.7K | 112,250 | 0.0% |