Q3 2019 Holdings
Filed 2019-11-14 | 449 holdings | $65.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Landcadia Hldgs II Inc | CL A | 51476X105 | $17.1K | 1,749,996 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $17.5K | $16,675,000 | 0.0% |
| Zillow Group Inc | NOTE 1.500% 7/0 | 98954MAC5 | $17.6K | $19,900,000 | 0.0% |
| Illumina Inc(ILMN) | COM | 452327109 | $17.8K | 58,622 | 0.0% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $17.9K | $17,425,000 | 0.0% |
| Viavi Solutions Inc | NOTE 1.750% 6/0 | 925550AE5 | $18.1K | $15,000,000 | 0.0% |
| Frontdoor Inc(FTDR) | COM | 35905A109 | $18.4K | 378,799 | 0.0% |
| Exact Sciences Corp | NOTE 1.000% 1/1 | 30063PAA3 | $18.9K | $13,337,000 | 0.0% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $19.0K | $19,244,000 | 0.0% |
| Redwood TR Inc | NOTE 5.625% 7/1 | 758075AD7 | $19.0K | $18,675,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375%10/1 | 03762UAC9 | $19.2K | $18,650,000 | 0.0% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $19.5K | $23,325,000 | 0.0% |
| Cree Inc | NOTE 0.875% 9/0 | 225447AB7 | $19.5K | $17,750,000 | 0.0% |
| Gannett Co Inc | NOTE 4.750% 4/1 | 36473HAB0 | $19.6K | $18,050,000 | 0.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $19.6K | $20,743,000 | 0.0% |
| RH | NOTE 6/1 | 74967XAA1 | $19.8K | $18,250,000 | 0.0% |
| Haymaker Acquisition Corp II | COM CL A | 42087L101 | $19.8K | 1,999,998 | 0.0% |
| GX Acquisition Corp | COM CL A | 36251A107 | $19.9K | 2,000,000 | 0.0% |
| Tortoise Acquisition Corp | CL A | 89154L100 | $20.3K | 2,077,938 | 0.0% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $20.6K | $23,000,000 | 0.0% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $20.9K | $10,000,000 | 0.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $21.3K | $14,200,000 | 0.0% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $21.9K | $25,075,000 | 0.0% |
| Connecticut WTR SVC Inc(CTWSEUR) | COM | 207797101 | $21.9K | 312,956 | 0.0% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $22.1K | $22,898,000 | 0.0% |
| Change Healthcare Inc | UNIT 99/99/9999 | 15912K209 | $22.2K | 465,675 | 0.0% |
| Diamondpeak Hldgs COR | COM CL A | 25280H100 | $22.6K | 2,299,998 | 0.0% |
| Trine Acquisition Corp | COM CL A | 89628U108 | $22.7K | 2,300,000 | 0.0% |
| Ship Finance International L | NOTE 5.750%10/1 | G81075AF3 | $24.4K | $23,325,000 | 0.0% |
| RMG Acquisition Corp | CL A | 749641106 | $24.5K | 2,499,996 | 0.0% |
| Meritor Inc | NOTE 3.250%10/1 | 59001KAF7 | $24.6K | $25,075,000 | 0.0% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $24.6K | $17,950,000 | 0.0% |
| Milacron Hldgs Corp(MCRN) | COM | 59870L106 | $24.9K | 1,495,800 | 0.0% |
| Gannett Co Inc(GCI1EUR) | COM | 36473H104 | $25.0K | 2,328,573 | 0.0% |
| Pivotal Software Inc | COM CL A | 72582H107 | $25.8K | 1,728,899 | 0.0% |
| II VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $25.9K | $25,050,000 | 0.0% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $26.3K | $31,875,000 | 0.0% |
| Etsy Inc | NOTE 3/0 | 29786AAC0 | $27.8K | $16,500,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $28.1K | $33,825,000 | 0.0% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $29.1K | $18,525,000 | 0.0% |
| Carbon Black Inc | COM | 14081R103 | $29.4K | 1,131,128 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $29.7K | $22,250,000 | 0.0% |
| Cambrex Corp(CBM) | COM | 132011107 | $30.4K | 511,475 | 0.0% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $30.5K | $24,960,000 | 0.0% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $30.5K | $32,703,000 | 0.0% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $31.0K | 237,725 | 0.0% |
| Chegg Inc | NOTE 0.250% 5/1 | 163092AB5 | $31.1K | $24,300,000 | 0.0% |
| Legacy TEX Finl Group Inc | COM | 52471Y106 | $33.1K | 761,146 | 0.1% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $33.6K | $33,025,000 | 0.1% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $33.7K | $36,675,000 | 0.1% |