Q4 2019 Holdings
Filed 2020-02-10 | 1206 holdings | $66.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Roku Inc(ROKU)Call | COM CL A | 77543R102 | $0 | 200 | 0.0% |
| Chesapeake Energy Corp(CHKEUR)Put | COM | 165167107 | $7 | 40,000 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $14 | 34,500 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $15 | $15,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $17 | 11,397 | 0.0% |
| Penney J C Corp Inc | COM | 708160106 | $20 | 17,500 | 0.0% |
| Veon LTD | SPONSORED ADR | 91822M106 | $29 | 10,862 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $34 | 10,000 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $34 | 10,379 | 0.0% |
| United Microelectronics Corp(UMC) | SPON ADR NEW | 910873405 | $46 | 17,321 | 0.0% |
| HI Crush Inc | COM | 428337109 | $49 | 56,251 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $51 | 13,858 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $54 | 16,470 | 0.0% |
| Neurometrix Inc | COM | 641255807 | $56 | 13,000 | 0.0% |
| Washington Prime Group New | COM | 93964W108 | $57 | 15,805 | 0.0% |
| Nantkwest Inc | COM | 63016Q102 | $59 | 15,773 | 0.0% |
| Aphria Inc(APH1EUR) | COM | 03765K104 | $59 | 11,402 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $61 | 12,053 | 0.0% |
| Gabelli Conv&incom Secs FD I(GCV) | COM | 36240B109 | $65 | 11,000 | 0.0% |
| Nordic American Tankers Limi(NAT) | COM | G65773106 | $66 | 13,450 | 0.0% |
| Intelsat S A | COM | L5140P101 | $72 | 10,150 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $73 | $71,000 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $76 | 20,123 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $80 | 13,543 | 0.0% |
| BlackRock RES & Comm Strat T(BCX) | SHS | 09257A108 | $82 | 10,172 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $87 | 11,520 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X108 | $90 | 42,562 | 0.0% |
| Encana Corp | COM | 292505104 | $91 | 19,374 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $95 | 112,125 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $98 | 22,830 | 0.0% |
| Gold Fields LTD New(EDG) | SPONSORED ADR | 38059T106 | $101 | 15,470 | 0.0% |
| MFS Charter Income TR(MCR) | SH BEN INT | 552727109 | $102 | 12,275 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $104 | 27,987 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $106 | 24,695 | 0.0% |
| Eaton Vance Calif MUN BD FD(XEVMX) | COM | 27828A100 | $112 | 10,048 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $116 | 27,582 | 0.0% |
| High Income Secs FD(PCF) | SHS BEN INT | 42968F108 | $118 | 13,100 | 0.0% |
| BlackRock Munivest FD Inc(MVF) | COM | 09253R105 | $119 | 13,145 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $123 | 13,373 | 0.0% |
| Western Asset GLB HI Income(EHI) | COM | 95766B109 | $126 | 12,546 | 0.0% |
| Diamond Eagle Acquisition Co | COM CL A | 25258L109 | $126 | 11,900 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $129 | 13,120 | 0.0% |
| Genworth Finl Inc(GNW) | COM CL A | 37247D106 | $136 | 30,902 | 0.0% |
| Invesco Muni Income OPP Trst(OIA) | COM | 46132X101 | $138 | 17,467 | 0.0% |
| First TR MLP & Energy Income | COM | 33739B104 | $139 | 11,618 | 0.0% |
| Bristol Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $142 | 49,124 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $144 | 10,000 | 0.0% |
| Brandywinegbl Glbal INM Oprt(BWG) | COM | 10537L104 | $151 | 11,775 | 0.0% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $154 | 16,805 | 0.0% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $154 | 37,048 | 0.0% |