Q1 2020 Holdings
Filed 2020-04-09 | 191 holdings | $102.3K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2020-04-10) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Dell Technologies Inc(DELL) | CL C | 24703L202 | $1 | 17,300 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $1 | 130,490 | 0.0% |
| Jefferies Finl Group Inc(JEF) | COM | 47233W109 | $1 | 83,100 | 0.0% |
| Pfenex Inc | COM | 717071104 | $1 | 77,581 | 0.0% |
| Nike Inc(NKE) | CL B | 654106103 | $1 | 13,230 | 0.0% |
| Lions Gate Entmnt Corp(LGFEUR) | CL A VTG | 535919401 | $2 | 372,576 | 0.0% |
| General Mtrs Co(GM)A | COM | 37045V100 | $2 | 73,390 | 0.0% |
| International Game Technolog(BRSL) | SHS USD | G4863A108 | $2 | 298,350 | 0.0% |
| International Business Machs(IBM)A | COM | 459200101 | $2 | 13,525 | 0.0% |
| Centerpoint Energy Inc(CNP) | COM | 15189T107 | $2 | 117,000 | 0.0% |
| Spark Energy Inc | CL A COM | 846511103 | $2 | 271,265 | 0.0% |
| Exxon Mobil Corp(XOM)A | COM | 30231G102 | $3 | 90,208 | 0.0% |
| Therapeuticsmd Inc | COM | 88338N107 | $4 | 3,752,610 | 0.0% |
| Aimmune Therapeutics Inc(AIMT) | COM | 00900T107 | $5 | 341,250 | 0.0% |
| Elanco Animal Health Inc(ELAN) | COM | 28414H103 | $5 | 216,801 | 0.0% |
| Merida Merger Corp I | *W EXP 11/07/202 | 58953M114 | $7 | 15,000 | 0.0% |
| Main STR Cap Corp(MAIN) | COM | 56035L104 | $7 | 348,410 | 0.0% |
| Capital Southwest Corp(CSWC) | COM | 140501107 | $9 | 821,952 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $11 | 740,757 | 0.0% |
| Antero Resources Corp(AR) | COM | 03674X106 | $12 | 55,000 | 0.0% |
| Kinder Morgan Inc del(KMI) | COM | 49456B101 | $24 | 55,989 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $24 | 15,087 | 0.0% |
| Altria Group Inc(MO) | COM | 02209S103 | $31 | 82,156 | 0.0% |
| Invesco QQQ TR(QQQ) | UNIT SER 1 | 46090E103 | $36 | 191,063 | 0.0% |
| Pieris Pharmaceuticals Inc | COM | 720795103 | $41 | 19,450 | 0.0% |
| Aptose Biosciences Inc | COM NEW | 03835T200 | $42 | 11,240 | 0.0% |
| Qurate Retail Inc(QVCAUSD) | COM SER A | 74915M100 | $81 | 10,000 | 0.1% |
| Energy Transfer LP(ET) | COM UT LTD PTN | 29273V100 | $88 | 202,603 | 0.1% |
| Eaton Vance TAX Mngd BUY WRI | COM SH BEN INT | 27829M103 | $99 | 16,124 | 0.1% |
| TFF Pharmaceuticals Inc | COM | 87241J104 | $101 | 18,900 | 0.1% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $106 | 10,232 | 0.1% |
| Nuveen New York QLT MUN Inc(NAN)A | COM | 67066X107 | $111 | 10,600 | 0.1% |
| BlackRock Munihlds Invstm QL | COM | 09254P108 | $123 | 10,000 | 0.1% |
| Macrogenics Inc(MGNX) | COM | 556099109 | $125 | 23,845 | 0.1% |
| BlackRock Municipl Inc Qlty | COM | 092479104 | $139 | 11,000 | 0.1% |
| Cytokinetics Inc(CYTK)A | COM NEW | 23282W605 | $145 | 12,155 | 0.1% |
| Bausch Health COS Inc(BHC) | COM | 071734107 | $147 | 13,513 | 0.1% |
| Nuveen New York AMT QLT Muni(NRK)A | COM | 670656107 | $157 | 17,670 | 0.2% |
| Nuveen Quality Muncp Income(NAD)A | COM | 67066V101 | $161 | 16,994 | 0.2% |
| BlackRock Calif MUN Income T(XBFZX) | SH BEN INT | 09248E102 | $169 | 18,400 | 0.2% |
| BlackRock Munihldgs NJ Qlty(MUJ) | COM | 09254X101 | $178 | 15,500 | 0.2% |
| BlackRock Munihldngs Cali QL(MUC) | COM | 09254L107 | $182 | 15,300 | 0.2% |
| Blackstone Group Inc(BX) | COM CL A | 09260D107 | $183 | 364,900 | 0.2% |
| Caci Intl Inc(CACI) | CL A | 127190304 | $201 | 1,000 | 0.2% |
| Teledyne Technologies Inc(TDY) | COM | 879360105 | $214 | 600 | 0.2% |
| Edwards Lifesciences Corp(EW) | COM | 28176E108 | $216 | 1,340 | 0.2% |
| KLA Corporation(KLAC) | COM NEW | 482480100 | $224 | 1,750 | 0.2% |
| Republic Svcs Inc(RSG) | COM | 760759100 | $229 | 2,550 | 0.2% |
| Nortonlifelock Inc(GEN) | COM | 668771108 | $234 | 8,993 | 0.2% |
| Waitr Hldgs Inc | COM | 930752100 | $240 | 710,000 | 0.2% |