Q3 2020 Holdings
Filed 2020-10-26 | 145 holdings | $25.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| 22ND Centy Group Inc | COM | 90137F103 | $10 | 16,000 | 0.0% |
| General Electric CoCall | COM | 369604103 | $16 | 115,000 | 0.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $16 | 26,200 | 0.0% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $32 | 216 | 0.0% |
| General Electric Co | COM | 369604103 | $51 | 8,265 | 0.0% |
| Oaktree Acquisition Corp | *W EXP 99/99/999 | G67145113 | $108 | 37,000 | 0.0% |
| Opes Acquisition Corp | *W EXP 03/13/202 | 68373P118 | $117 | 49,000 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $121 | 31,500 | 0.0% |
| First TR SR Floating Rate 20 | COM SHS | 33740K101 | $154 | 18,195 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $166 | 496 | 0.0% |
| Nuveen Municipal Credit Inc(NZF) | COM SH BEN INT | 67070X101 | $193 | 13,171 | 0.0% |
| BlackRock 2022 GBL Incm OPP | COM | 09258P104 | $199 | 23,000 | 0.0% |
| Ishares TR(AOR) | GRWT ALLOCAT ETF | 464289867 | $203 | 4,200 | 0.0% |
| Citic Capital Acquisition Co | COM CL A | G21513109 | $206 | 20,971 | 0.0% |
| BlackRock MUN 2020 Term TR(BKK) | COM SHS | 09249X109 | $206 | 13,732 | 0.0% |
| Omnicom Group Inc(OMC) | COM | 681919106 | $213 | 4,305 | 0.0% |
| Vanguard Index FDS(VO) | MID CAP ETF | 922908629 | $228 | 1,295 | 0.0% |
| Nuveen Select MAT MUN FD(NIM) | SH BEN INT | 67061T101 | $244 | 23,275 | 0.0% |
| Oaktree Acquisition Corp | SHS CL A | G67145105 | $244 | 20,800 | 0.0% |
| Osisko Gold Royalties LTD(OREUR) | COM | 68827L101 | $248 | 21,000 | 0.0% |
| Pershing Square Tontine Hldg | COM CL A | 71531R109 | $250 | 11,000 | 0.0% |
| Vanguard Index FDS(VB) | SMALL CP ETF | 922908751 | $250 | 1,625 | 0.0% |
| HCA Healthcare Inc(HCA) | COM | 40412C101 | $257 | 2,061 | 0.0% |
| Ishares TR(IYH) | US HLTHCARE ETF | 464287762 | $261 | 1,150 | 0.0% |
| Invesco Exch Traded FD TR II(RWL) | S&P 500 REVENUE | 46138G698 | $275 | 5,106 | 0.0% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $283 | 1,328 | 0.0% |
| Select Sector Spdr TR(XLU) | SBI INT-UTILS | 81369Y886 | $285 | 4,805 | 0.0% |
| Invesco Exch Traded FD TR II(PGX) | PFD ETF | 46138E511 | $291 | 19,750 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $297 | 27,900 | 0.0% |
| Oaktree Acquisition Corp II | UNIT 09/15/2027 | G6715X129 | $298 | 29,000 | 0.0% |
| Invesco Exchange Traded FD T(PNQI) | NASDAQ INTERNT | 46137V530 | $298 | 1,445 | 0.0% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $318 | 7,345 | 0.0% |
| Vanguard BD Index FDS(BSV) | SHORT TRM BOND | 921937827 | $320 | 3,858 | 0.0% |
| Vanguard Scottsdale FDS(VCIT) | INT-TERM CORP | 92206C870 | $346 | 3,611 | 0.0% |
| Vanguard Intl Equity Index F(VGK) | FTSE EUROPE ETF | 922042874 | $356 | 6,796 | 0.0% |
| Vanguard Index FDS(VTV) | VALUE ETF | 922908744 | $366 | 3,502 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $371 | 23,500 | 0.0% |
| Vanguard Index FDS(VNQ) | REAL ESTATE ETF | 922908553 | $377 | 4,772 | 0.0% |
| Hollyfrontier Corp(HFCUSD) | COM | 436106108 | $394 | 20,000 | 0.0% |
| Vanguard World FDS(VIS) | INDUSTRIAL ETF | 92204A603 | $405 | 2,800 | 0.0% |
| Vanguard Index FDS(VUG) | GROWTH ETF | 922908736 | $410 | 1,800 | 0.0% |
| Whole Earth Brands Inc | COM CL A | 96684W100 | $417 | 50,000 | 0.0% |
| Vanguard Index FDS(VXF) | EXTEND MKT ETF | 922908652 | $417 | 3,218 | 0.0% |
| Wells Fargo Co New(WFC) | COM | 949746101 | $440 | 18,732 | 0.0% |
| Penn Natl Gaming Inc(PENN) | COM | 707569109 | $454 | 6,249 | 0.0% |
| Ishares TR(EEM) | MSCI EMG MKT ETF | 464287234 | $606 | 13,750 | 0.0% |
| Liberty Media Corp del(BATRKUSD) | COM C BRAVES GRP | 531229888 | $626 | 29,775 | 0.0% |
| Fusion Acquisition Corp | UNIT 99/99/9999 | 36118H204 | $668 | 64,845 | 0.0% |
| BHP Group LTD(BHP) | SPONSORED ADS | 088606108 | $672 | 13,000 | 0.0% |
| Oracle Corp(ORCL) | COM | 68389X105 | $684 | 11,453 | 0.0% |