Q3 2020 Holdings
Filed 2020-11-12 | 392 holdings | $241.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Paratek Pharmaceuticals Inc | NOTE 4.750% 5/0 | 699374AB0 | $3.2K | $3,859,000 | 0.0% |
| Viavi Solutions Inc | NOTE 1.750% 6/0 | 925550AE5 | $3.3K | $3,000,000 | 0.0% |
| Vonage Hldgs Corp | NOTE 1.750% 6/0 | 92886TAJ1 | $3.4K | $3,494,000 | 0.0% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $3.4K | $3,499,000 | 0.0% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $3.5K | $1,700,000 | 0.0% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $3.5K | $2,439,000 | 0.0% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $3.5K | $3,550,000 | 0.0% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $3.6K | $4,009,000 | 0.0% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $3.6K | $3,548,000 | 0.0% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $3.7K | $3,654,000 | 0.0% |
| Marriott Vactins Worldwid Co | NOTE 1.500% 9/1 | 57164YAB3 | $3.7K | $3,763,000 | 0.0% |
| Greenbrier COS Inc | NOTE 2.875% 2/0 | 393657AK7 | $3.8K | $4,150,000 | 0.0% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $3.8K | $4,725,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $3.8K | $3,169,000 | 0.0% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $4.0K | $3,008,000 | 0.0% |
| New York Cmnty Cap TR V | UNIT 11/01/2051 | 64944P307 | $4.0K | 92,410 | 0.0% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $4.0K | $3,250,000 | 0.0% |
| Illumina Inc | NOTE 8/1 | 452327AK5 | $4.0K | $3,772,000 | 0.0% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AP0 | $4.0K | $3,039,000 | 0.0% |
| Invitae Corp | NOTE 2.000% 9/0 | 46185LAB9 | $4.1K | $2,467,000 | 0.0% |
| Cleveland-Cliffs Inc New | DBCV 1.500% 1/1 | 185899AA9 | $4.1K | $3,995,000 | 0.0% |
| Pluralsight Inc | NOTE 0.375% 3/0 | 72941BAB2 | $4.1K | $4,634,000 | 0.0% |
| Rapid7 Inc | NOTE 1.250% 8/0 | 753422AB0 | $4.1K | $2,647,000 | 0.0% |
| Oil STS Intl Inc(OIS) | COM | 678026105 | $4.1K | 1,515,606 | 0.0% |
| Texas Instrs Inc(TXN) | COM | 882508104 | $4.1K | 29,025 | 0.0% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $4.1K | $4,112,000 | 0.0% |
| Servicenow Inc | NOTE 6/0 | 81762PAC6 | $4.2K | $1,168,000 | 0.0% |
| Hubspot Inc | NOTE 0.250% 6/0 | 443573AB6 | $4.2K | $1,365,000 | 0.0% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $4.3K | $4,194,000 | 0.0% |
| Nike Inc(NKE) | CL B | 654106103 | $4.3K | 34,025 | 0.0% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $4.5K | $3,467,000 | 0.0% |
| Proofpoint Inc | NOTE 0.250% 8/1 | 743424AF0 | $4.5K | $4,515,000 | 0.0% |
| KKR & Co Inc(KKR) | COM | 48251W104 | $4.5K | 131,718 | 0.0% |
| Liveperson Inc | NOTE 0.750% 3/0 | 538146AB7 | $4.6K | $3,000,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $4.6K | $4,519,000 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $4.6K | 14,604 | 0.0% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $4.6K | $4,072,000 | 0.0% |
| Fireeye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $4.6K | $4,788,000 | 0.0% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F770 | $4.7K | 99,500 | 0.0% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $4.7K | $5,013,000 | 0.0% |
| Docusign Inc | NOTE 0.500% 9/1 | 256163AB2 | $4.7K | $1,566,000 | 0.0% |
| Fidelity National Financial(FNF) | FNF GROUP COM | 31620R303 | $4.8K | 152,750 | 0.0% |
| Liberty Media Corp del | NOTE 1.000% 1/3 | 531229AF9 | $4.8K | $4,044,000 | 0.0% |
| Nevro Corp | NOTE 1.750% 6/0 | 64157FAA1 | $4.9K | $3,254,000 | 0.0% |
| Silicon Laboratories Inc | NOTE 1.375% 3/0 | 826919AB8 | $5.0K | $4,172,000 | 0.0% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $5.1K | $3,184,000 | 0.0% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $5.1K | $3,707,000 | 0.0% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $5.2K | $5,175,000 | 0.0% |
| Inphi Corp | NOTE 0.750% 9/0 | 45772FAC1 | $5.2K | $2,600,000 | 0.0% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $5.3K | $4,845,000 | 0.0% |