Q3 2020 Holdings
Filed 2020-11-13 | 2574 holdings | $1.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ulta Beauty Inc(ULTA)Put | COM | 90384S303 | $37 | 4,000 | 0.0% |
| Affimed N V | COM | N01045108 | $38 | 11,500 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $40 | 10,800 | 0.0% |
| Affimed N VCall | COM | N01045108 | $40 | 39,000 | 0.0% |
| Pfizer Inc(PFE)Call | COM | 717081103 | $40 | 59,300 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $41 | 59,879 | 0.0% |
| Snap Inc(SNAP)Call | CL A | 83304A106 | $41 | 36,700 | 0.0% |
| Nanovibronix Inc | COM | 63008J108 | $41 | 59,219 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $42 | 53,998 | 0.0% |
| Union PAC Corp(UNP)Call | COM | 907818108 | $43 | 5,000 | 0.0% |
| Select Sector Spdr TR(XLE)Call | ENERGY | 81369Y506 | $45 | 61,500 | 0.0% |
| Genesis Healthcare Inc(GENNQ) | CL A COM | 37185X106 | $46 | 85,199 | 0.0% |
| EMX RTY Corp(EMX) | COM | 26873J107 | $46 | 17,521 | 0.0% |
| Axcella Health Inc | COM | 05454B105 | $46 | 10,000 | 0.0% |
| Endeavour Silver Corp(EXK) | COM | 29258Y103 | $47 | 13,200 | 0.0% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $48 | 11,000 | 0.0% |
| Veru Inc(VERUEUR) | COM | 92536C103 | $49 | 18,330 | 0.0% |
| QEP Resources Inc(QEP) | COM | 74733V100 | $49 | 54,629 | 0.0% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $50 | $50,000 | 0.0% |
| Gritstone Oncology Inc(2JQ) | COM | 39868T105 | $50 | 19,000 | 0.0% |
| Scientific Games Corp(LNWO)Put | COM | 80874P109 | $54 | 10,000 | 0.0% |
| Capricor Therapeutics Inc(CAPR) | COM NEW | 14070B309 | $55 | 10,300 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $55 | $77,000 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $55 | 46,876 | 0.0% |
| Xerox Holdings Corp(XRX) | COM NEW | 98421M106 | $57 | 2,921 | 0.0% |
| Arcadia Biosciences Inc(RKDAEUR) | COM NEW | 039014204 | $57 | 20,336 | 0.0% |
| Caterpillar Inc del(CAT)Call | COM | 149123101 | $57 | 15,700 | 0.0% |
| Smartsheet Inc(SMARGBP) | COM CL A | 83200N103 | $59 | 1,200 | 0.0% |
| United Parcel Service Inc(UPS)Call | CL B | 911312106 | $60 | 7,000 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $60 | 27,515 | 0.0% |
| BlackRock Energy & RES TR(BGR) | COM | 09250U101 | $61 | 10,280 | 0.0% |
| Aspira Womens Health Inc | COM | 04537Y109 | $62 | 20,000 | 0.0% |
| Viking Therapeutics Inc(VKTX) | COM | 92686J106 | $62 | 10,601 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $62 | 58,696 | 0.0% |
| Twitter Inc(TWTRUSD)Call | COM | 90184L102 | $64 | 17,000 | 0.0% |
| Voya NAT RES Equity Income F | COM | 92913C106 | $64 | 26,418 | 0.0% |
| Gamestop Corp New(GME)Call | CL A | 36467W109 | $64 | 10,000 | 0.0% |
| Severn Bancorp Inc Annapolis(SVBI) | COM | 81811M100 | $65 | 10,000 | 0.0% |
| Aegon N V | NY REGISTRY SHS | 007924103 | $65 | 25,629 | 0.0% |
| Despegar COM Corp | ORD SHS | G27358103 | $68 | 10,687 | 0.0% |
| Colony CR Real Estate Inc(CLNCGBP) | COM CL A | 19625T101 | $68 | 13,747 | 0.0% |
| Western Asset High Income OP(HIO) | COM | 95766K109 | $69 | 14,108 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $69 | 16,500 | 0.0% |
| Allianzgi Conv Income FD | COM | 018828103 | $69 | 15,213 | 0.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $69 | 19,900 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $70 | 25,721 | 0.0% |
| Renesola LTD(VQKA) | SPONSORED ADS | 75971T301 | $72 | 34,450 | 0.0% |
| Enlink Midstream LLC(0E41) | COM UNIT REP LTD | 29336T100 | $72 | 30,496 | 0.0% |
| Colony Cap Inc New(CLNSEUR) | CL A COM | 19626G108 | $73 | 27,764 | 0.0% |
| Immucell Corp(ICCC) | COM PAR | 452525306 | $73 | 13,374 | 0.0% |