Q3 2020 Holdings
Filed 2020-11-16 | 2238 holdings | $4.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kinder Morgan Inc del(KMI)Call | COM | 49456B101 | $0 | 1,000 | 0.0% |
| General Electric CoCall | COM | 369604103 | $1 | 1,200 | 0.0% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $2 | 15,489 | 0.0% |
| BK of America Corp(BAC)Call | COM | 060505104 | $4 | 1,000 | 0.0% |
| Apple Inc(AAPL)Call | COM | 037833100 | $4 | 1,000 | 0.0% |
| Boeing Co(BA)Call | COM | 097023105 | $4 | 200 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $4 | 10,000 | 0.0% |
| Aqua Metals Inc(AQMSEUR) | COM | 03837J101 | $13 | 14,500 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $13 | 19,287 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $16 | 16,700 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $25 | 19,597 | 0.0% |
| Banco Santander S.A.(SAN) | ADR | 05964H105 | $26 | 14,216 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $28 | 16,500 | 0.0% |
| Berkshire Hathaway Inc del(BRK/B)Call | CL B NEW | 084670702 | $34 | 1,300 | 0.0% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $40 | 19,550 | 0.0% |
| Banco Bilbao Vizcaya Argenta(BBVA) | SPONSORED ADR | 05946K101 | $41 | 14,968 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $46 | 18,700 | 0.0% |
| Alibaba Group Hldg LTD(BABA)Call | SPONSORED ADS | 01609W102 | $46 | 1,100 | 0.0% |
| Antero Midstream Corp(AM) | COM | 03676B102 | $54 | 10,000 | 0.0% |
| Adial Pharmaceuticals Inc | COM | 00688A106 | $58 | 26,040 | 0.0% |
| Merrimack Pharmaceuticals in(MACKEUR) | COM NEW | 590328209 | $60 | 15,029 | 0.0% |
| Biocardia Inc(BCDA) | COM | 09060U507 | $75 | 33,085 | 0.0% |
| ZIX Corp(ZIXI) | COM | 98974P100 | $80 | 13,660 | 0.0% |
| Covanta Hldg Corp(CVA1EUR) | COM | 22282E102 | $86 | 11,106 | 0.0% |
| Contrafect Corp(CFRXUSD) | COM NEW | 212326300 | $88 | 16,600 | 0.0% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $97 | 20,000 | 0.0% |
| Savara Inc(SVRA) | COM | 805111101 | $98 | 90,190 | 0.0% |
| MSG Network Inc(MSGN) | CL A | 553573106 | $99 | 10,384 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $103 | 60,000 | 0.0% |
| Ezcorp Inc(EZPW) | CL A NON VTG | 302301106 | $105 | 20,800 | 0.0% |
| Equitrans Midstream Corp(ETRNUSD) | COM | 294600101 | $105 | 12,471 | 0.0% |
| 3-D SYS Corp del(DDD) | COM NEW | 88554D205 | $106 | 21,689 | 0.0% |
| PLX Pharma Inc | COM | 72942A107 | $112 | 34,536 | 0.0% |
| Occidental Pete Corp(OXY) | COM | 674599105 | $116 | 11,727 | 0.0% |
| Gogo Inc(GOGO) | COM | 38046C109 | $120 | 13,006 | 0.0% |
| Byline Bancorp Inc(BY) | COM | 124411109 | $121 | 10,769 | 0.0% |
| Royce Global Value TR Inc(RGT) | COM | 78081T104 | $133 | 10,849 | 0.0% |
| Varex Imaging Corp(VREX) | COM | 92214X106 | $143 | 11,281 | 0.0% |
| Customers Bancorp Inc(CUBI) | COM | 23204G100 | $150 | 13,350 | 0.0% |
| Capital Southwest Corp(CSWC) | COM | 140501107 | $150 | 10,700 | 0.0% |
| Under Armour Inc(UAA) | CL A | 904311107 | $153 | 13,605 | 0.0% |
| Barings BDC Inc(BBDC) | COM | 06759L103 | $153 | 19,137 | 0.0% |
| Phunware Inc | COM | 71948P100 | $154 | 168,669 | 0.0% |
| Radian Group Inc(RDN) | COM | 750236101 | $159 | 10,895 | 0.0% |
| Under Armour Inc(UA) | CL C | 904311206 | $165 | 16,718 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $166 | 14,000 | 0.0% |
| Benefitfocus Inc(BNFTEUR) | COM | 08180D106 | $168 | 15,000 | 0.0% |
| Pennsylvania Real Estate INV | SH BEN INT | 709102107 | $169 | 305,000 | 0.0% |
| Affimed N V | COM | N01045108 | $169 | 50,000 | 0.0% |
| Aspira Womens Health Inc | COM | 04537Y109 | $174 | 56,313 | 0.0% |