Q2 2021 Holdings
Filed 2021-07-28 | 300 holdings | $98.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| American Well CorpCall | CL A | 03044L105 | $31 | 2,500 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $35 | 17,735 | 0.0% |
| Bellicum Pharmaceuticals Inc(BLCMEUR) | COM NEW | 079481404 | $43 | 12,941 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $46 | 11,000 | 0.0% |
| Spark Networks SE | SPONSORED ADR | 846517100 | $52 | 10,000 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $52 | 12,200 | 0.0% |
| Romeo Power Inc | COM | 776153108 | $57 | 7,000 | 0.0% |
| Romeo Power IncCall | COM | 776153108 | $57 | 7,000 | 0.0% |
| Ring Energy Inc(REI) | COM | 76680V108 | $60 | 20,000 | 0.0% |
| Magal Security SYS LTD | ORD | M6786D104 | $61 | 12,835 | 0.0% |
| Ballantyne Strong Inc | COM | 058516105 | $72 | 15,000 | 0.0% |
| CVS Health Corp(CVS)Put | COM | 126650100 | $83 | 1,000 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | COM | 092533108 | $86 | 21,783 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $91 | 22,500 | 0.0% |
| Wireless Telecom Group Inc | COM | 976524108 | $92 | 22,726 | 0.0% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $94 | 12,100 | 0.0% |
| Nuveen PFD & Income Opportun(JPC) | COM | 67073B106 | $100 | 10,000 | 0.0% |
| NIO Inc(NIO)Put | SPON ADS | 62914V106 | $106 | 2,000 | 0.0% |
| Pedevco Corp(PED) | COM PAR | 70532Y303 | $113 | 71,095 | 0.0% |
| Western Asset GBL High Inc F(EHI) | COM | 95766B109 | $114 | 10,685 | 0.0% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $116 | 13,800 | 0.0% |
| RPT Realty(RPTUSD) | SH BEN INT | 74971D101 | $130 | 10,000 | 0.0% |
| Invesco MUN Opportunity TR(VMO) | COM | 46132C107 | $136 | 10,000 | 0.0% |
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $140 | 10,000 | 0.0% |
| Universal Stainless & Alloy | COM | 913837100 | $144 | 14,197 | 0.0% |
| American Well Corp | CL A | 03044L105 | $146 | 11,600 | 0.0% |
| Aberdeen Japan Equity FD Inc(XJEQX) | COM | 00306J109 | $146 | 16,625 | 0.0% |
| Marathon Pete Corp(MPC)Put | COM | 56585A102 | $151 | 2,500 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $155 | 13,400 | 0.0% |
| Ford MTR Co del(F) | COM | 345370860 | $165 | 11,113 | 0.0% |
| Immucell Corp(ICCC) | COM PAR | 452525306 | $170 | 17,909 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $172 | 17,259 | 0.0% |
| Nuveen New York QLT MUN Inc(NAN) | COM | 67066X107 | $196 | 13,000 | 0.0% |
| Western Asset MUN Partners F | COM | 95766P108 | $197 | 11,941 | 0.0% |
| Cohen & Steers Total Return(RFI) | COM | 19247R103 | $200 | 12,300 | 0.0% |
| Hologic Inc(HOLX) | COM | 436440101 | $200 | 3,000 | 0.0% |
| Phillips 66(PSX) | COM | 718546104 | $206 | 2,400 | 0.0% |
| NIO Inc(NIO) | SPON ADS | 62914V106 | $216 | 4,061 | 0.0% |
| Dollar GEN Corp New(DG) | COM | 256677105 | $216 | 1,000 | 0.0% |
| 180 Degree Cap Corp(HH20) | COM NEW | 68235B208 | $218 | 27,001 | 0.0% |
| Spdr SER TR(BIL) | SPDR BLOOMBERG | 78468R663 | $220 | 2,408 | 0.0% |
| Ishares TR(IVW) | S&P 500 GRWT ETF | 464287309 | $222 | 3,052 | 0.0% |
| Invesco TR Invt Grade Muns(VGM) | COM | 46131M106 | $231 | 16,500 | 0.0% |
| CSX Corp(CSX) | COM | 126408103 | $231 | 7,199 | 0.0% |
| Mastercard Incorporated(MA) | CL A | 57636Q104 | $232 | 634 | 0.0% |
| Cohen & Steers Quality Incom(RQI) | COM | 19247L106 | $233 | 14,800 | 0.0% |
| Organon & Co(OGN) | COMMON STOCK | 68622V106 | $236 | 7,798 | 0.0% |
| Fidelity Merrimack STR TR(FLDR) | LOW DURTIN ETF | 316188408 | $244 | 4,800 | 0.0% |
| Cohen & Steers Infrastructur(UTF) | COM | 19248A109 | $244 | 8,500 | 0.0% |
| Diageo PLC(DGED) | SPON ADR NEW | 25243Q205 | $249 | 1,300 | 0.0% |