Q4 2021 Holdings
Filed 2022-01-27 | 311 holdings | $100.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bellicum Pharmaceuticals Inc(BLCMEUR) | COM NEW | 079481404 | $19 | 12,941 | 0.0% |
| Spark Networks SE | SPONSORED ADR | 846517100 | $31 | 10,000 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $32 | 12,200 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $42 | 17,735 | 0.0% |
| Ballantyne Strong Inc | COM | 058516105 | $43 | 15,000 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $43 | 11,000 | 0.0% |
| Wireless Telecom Group Inc | COM | 976524108 | $50 | 22,726 | 0.0% |
| American Well Corp | CL A | 03044L105 | $60 | 10,000 | 0.0% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $84 | 10,000 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | COM | 092533108 | $87 | 21,783 | 0.0% |
| Nuveen PFD & Income Opportun(JPC) | COM | 67073B106 | $98 | 10,000 | 0.0% |
| AT&T Inc(T)Call | COM | 00206R102 | $98 | 4,000 | 0.0% |
| Roblox Corp(RBLX)Call | CL A | 771049103 | $103 | 1,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $108 | 22,500 | 0.0% |
| Universal Stainless & Alloy | COM | 913837100 | $113 | 14,197 | 0.0% |
| Western Asset GBL High Inc F(EHI) | COM | 95766B109 | $133 | 13,185 | 0.0% |
| Aberdeen Japan Equity FD Inc(XJEQX) | COM | 00306J109 | $135 | 16,625 | 0.0% |
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $138 | 10,000 | 0.0% |
| Invesco MUN Opportunity TR(VMO) | COM | 46132C107 | $138 | 10,000 | 0.0% |
| Immucell Corp(ICCC) | COM PAR | 452525306 | $143 | 17,909 | 0.0% |
| Jetblue Awys Corp(JBLU) | COM | 477143101 | $150 | 10,550 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $151 | 14,500 | 0.0% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $157 | 10,043 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $159 | 16,327 | 0.0% |
| Builders Firstsource Inc(BLDR)Put | COM | 12008R107 | $171 | 2,000 | 0.0% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $181 | 11,238 | 0.0% |
| Invesco TR Invt Grade New YO(VTN) | COM | 46131T101 | $181 | 13,500 | 0.0% |
| Western Asset MUN Partners F | COM | 95766P108 | $186 | 11,941 | 0.0% |
| Nuveen New York QLT MUN Inc(NAN) | COM | 67066X107 | $192 | 13,000 | 0.0% |
| 180 Degree Cap Corp(HH20) | COM NEW | 68235B208 | $198 | 27,001 | 0.0% |
| Unity Software Inc(U) | COM | 91332U101 | $200 | 1,400 | 0.0% |
| Cheesecake Factory Inc(CAKE) | COM | 163072101 | $207 | 5,300 | 0.0% |
| Caterpillar Inc(CAT) | COM | 149123101 | $207 | 1,000 | 0.0% |
| Ishares TR(EFAV) | MSCI EAFE MIN VL | 46429B689 | $210 | 2,740 | 0.0% |
| Select Sector Spdr TR(XLP) | SBI CONS STPLS | 81369Y308 | $212 | 2,753 | 0.0% |
| Mastercard Incorporated(MA) | CL A | 57636Q104 | $216 | 601 | 0.0% |
| Spdr SER TR(BIL) | BLOOMBERG 1-3 MO | 78468R663 | $220 | 2,405 | 0.0% |
| Ecolab Inc(ECL) | COM | 278865100 | $221 | 944 | 0.0% |
| Fidelity Merrimack STR TR(FLDR) | LOW DURTIN ETF | 316188408 | $223 | 4,400 | 0.0% |
| Cohen & Steers Total Return(RFI) | COM | 19247R103 | $228 | 13,300 | 0.0% |
| Hologic Inc(HOLX) | COM | 436440101 | $230 | 3,000 | 0.0% |
| Select Sector Spdr TR(XLV) | SBI HEALTHCARE | 81369Y209 | $231 | 1,639 | 0.0% |
| Ishares TR(IVV) | CORE S&P500 ETF | 464287200 | $232 | 486 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $234 | 45,000 | 0.0% |
| Analog Devices Inc(ADI) | COM | 032654105 | $234 | 1,329 | 0.0% |
| Aberdeen Global Income FD in(FCO) | COM | 003013109 | $234 | 31,900 | 0.0% |
| BlackRock Science & Technolo(BSTZ) | SHS BEN INT | 09260K101 | $235 | 6,022 | 0.0% |
| Dollar GEN Corp New(DG) | COM | 256677105 | $236 | 1,000 | 0.0% |
| Invesco TR Invt Grade Muns(VGM) | COM | 46131M106 | $237 | 17,000 | 0.0% |
| Blackstone Inc(BX) | COM | 09260D107 | $239 | 1,847 | 0.0% |