Q4 2021 Holdings
Filed 2022-02-14 | 1225 holdings | $41.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Biogen Inc(BIIB)Call | COM | 09062X103 | $11.4K | 47,400 | 0.0% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $11.8K | $11,500,000 | 0.0% |
| NCL Corp LTD | NOTE 5.375% 8/0 | 62886HAX9 | $12.1K | $8,500,000 | 0.0% |
| Ftac Zeus Acquisition COR | UNIT 04/15/2026 | 30320F205 | $12.4K | 1,238,749 | 0.0% |
| Two Harbors Inventment Corpo | NOTE 6.250% 1/1 | 90187BAB7 | $12.5K | $12,378,000 | 0.0% |
| Middleby Corp | NOTE 1.000% 9/0 | 596278AB7 | $12.6K | $7,854,000 | 0.0% |
| Travere Therapeutics Inc | NOTE 2.500% 9/1 | 761299AB2 | $12.7K | $11,504,000 | 0.0% |
| LCI Inds | NOTE 1.125% 5/1 | 501812AB7 | $12.7K | $11,500,000 | 0.0% |
| Green Plains Inc | NOTE 2.250% 3/1 | 393222AK0 | $12.9K | $9,640,000 | 0.0% |
| Encore Cap Group Inc | NOTE 3.250%10/0 | 292554AM4 | $13.0K | $7,922,000 | 0.0% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $13.4K | $11,504,000 | 0.0% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $13.4K | $12,632,000 | 0.0% |
| Transocean Inc | DEB 4.000%12/1 | 893830BT5 | $14.0K | $15,000,000 | 0.0% |
| Zscaler Inc | NOTE 0.125% 7/0 | 98980GAB8 | $14.6K | $6,651,000 | 0.0% |
| Select Sector Spdr TR(XLE)Call | ENERGY | 81369Y506 | $14.7K | 265,700 | 0.0% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $16.0K | $11,750,000 | 0.0% |
| Allscripts Healthcare Soluti | NOTE 0.875% 1/0 | 01988PAF5 | $16.0K | $10,787,000 | 0.0% |
| Novavax Inc(NVAX)Put | COM NEW | 670002401 | $16.2K | 113,400 | 0.0% |
| Select Sector Spdr TR(XLF)Call | FINANCIAL | 81369Y605 | $16.3K | 417,500 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $16.4K | $9,200,000 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $17.1K | 36,000 | 0.0% |
| Royal Caribbean Group | NOTE 2.875%11/1 | 780153BF8 | $17.5K | $14,745,000 | 0.0% |
| Zillow Group Inc | NOTE 0.750% 9/0 | 98954MAE1 | $17.9K | $11,500,000 | 0.0% |
| II-VI Inc | 6% CONV PFD A | 902104306 | $18.2K | 64,608 | 0.0% |
| Servicenow Inc(NOW)Put | COM | 81762P102 | $19.5K | 30,000 | 0.0% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $20.4K | $14,866,000 | 0.0% |
| Dicks Sporting Goods Inc(DKS)Put | COM | 253393102 | $20.5K | 177,900 | 0.0% |
| Phillips 66 Partners LP | COM UNIT REP INT | 718549207 | $20.7K | 574,801 | 0.1% |
| Evolent Health Inc | NOTE 3.500%12/0 | 30050BAF8 | $20.9K | $12,820,000 | 0.1% |
| Plug PWR Inc | NOTE 3.750% 6/0 | 72919PAD5 | $21.0K | $3,716,000 | 0.1% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $21.4K | $7,582,000 | 0.1% |
| Snap Inc | NOTE 0.750% 8/0 | 83304AAB2 | $21.7K | $10,000,000 | 0.1% |
| Health Catalyst Inc | NOTE 2.500% 4/1 | 42225TAB3 | $22.3K | $15,332,000 | 0.1% |
| Snap Inc | NOTE 0.250% 5/0 | 83304AAD8 | $23.4K | $10,500,000 | 0.1% |
| PG&E Corp | UNIT 99/99/9999 | 69331C140 | $23.7K | 204,747 | 0.1% |
| Rambus Inc del | NOTE 1.375% 2/0 | 750917AG1 | $25.8K | $16,395,000 | 0.1% |
| II-VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $27.7K | $18,703,000 | 0.1% |
| Insight Enterprises Inc | NOTE 0.750% 2/1 | 45765UAB9 | $29.4K | $18,291,000 | 0.1% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $32.2K | $25,651,000 | 0.1% |
| Aware Inc Mass(AWRE) | COM | 05453N100 | $33.0K | 10,429 | 0.1% |
| Essential Utils Inc | UNIT 04/30/2022 | 29670G201 | $33.0K | 507,776 | 0.1% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $34.9K | $18,558,000 | 0.1% |
| Silicon Laboratories Inc | NOTE 0.625% 6/1 | 826919AD4 | $37.7K | $21,431,000 | 0.1% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $41.9K | 615,927 | 0.1% |
| Wayfair Inc | NOTE 1.125%11/0 | 94419LAD3 | $44.1K | $25,138,000 | 0.1% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $52.2K | 110,000 | 0.1% |
| Antero Resources Corp | NOTE 4.250% 9/0 | 03674XAM8 | $55.0K | $13,438,000 | 0.1% |
| Aldeyra Therapeutics Inc(ALDX) | COM | 01438T106 | $60.0K | 15,000 | 0.1% |
| Cardiff Oncology Inc(CRDF) | COM | 14147L108 | $97.0K | 16,194 | 0.2% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $114.1K | 108,000 | 0.3% |