Q2 2022 Holdings
Filed 2022-07-18 | 786 holdings | $72.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ampio Pharmaceuticals IncCall | COM | 03209T109 | $0 | 20,000 | 0.0% |
| Orbital Energy Group Inc | COM | 68559A109 | $6 | 10,012 | 0.0% |
| Mind Medicine Mindmed Inc | COM SUB VTG | 60255C109 | $8 | 12,000 | 0.0% |
| Cocrystal Pharma Inc | COM | 19188J300 | $10 | 22,815 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $20 | 10,968 | 0.0% |
| Overseas Shipholding Group I(OSG1EUR) | CL A NEW | 69036R863 | $24 | 12,000 | 0.0% |
| Capstone Green Energy Corp | COM | 14067D508 | $30 | 12,000 | 0.0% |
| Galmed Pharmaceuticals LTD(GLMD) | SHS | M47238106 | $38 | 59,074 | 0.0% |
| Velo3d Inc | COMMON STOCK | 92259N104 | $38 | 27,200 | 0.0% |
| Vaxart Inc(VXRT) | COM NEW | 92243A200 | $40 | 11,430 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $42 | 28,044 | 0.0% |
| Contextlogic Inc | COM CL A | 21077C107 | $43 | 26,000 | 0.0% |
| Allied Esports Entmt Inc(AGAE) | COM | 019170109 | $44 | 30,000 | 0.0% |
| Ginkgo Bioworks Holdings Inc(DNA4EUR) | CL A SHS | 37611X100 | $49 | 15,300 | 0.0% |
| Lightning Emotors Inc | COM | 53228T101 | $56 | 20,000 | 0.0% |
| Nikola Corp | COM | 654110105 | $71 | 14,562 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $80 | 13,000 | 0.0% |
| Japan Smaller Capitalization(JOF) | COM | 47109U104 | $82 | 13,000 | 0.0% |
| B2gold Corp(BTG) | COM | 11777Q209 | $84 | 24,958 | 0.0% |
| Marqeta Inc(MQ) | CLASS A COM | 57142B104 | $92 | 11,324 | 0.0% |
| Invesco Muni Income OPP Trst(OIA) | COM | 46132X101 | $94 | 14,434 | 0.0% |
| Dermtech Inc(DMTKQ) | COM | 24984K105 | $98 | 17,330 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $103 | 564,950 | 0.0% |
| Mymd Pharmaceuticals Inc | COM | 62856X102 | $115 | 27,050 | 0.0% |
| Global X FDS | GLB X SUPERDIV | 37950E549 | $117 | 12,696 | 0.0% |
| BlackRock Calif MUN Income T(XBFZX) | SH BEN INT | 09248E102 | $119 | 10,450 | 0.0% |
| Concord Acquisition Corp | UNIT 12/28/2025 | 206071201 | $120 | 11,400 | 0.0% |
| Eaton Vance Risk-Managed DIV(ETJ) | COM | 27829G106 | $127 | 15,262 | 0.0% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $136 | 51,136 | 0.0% |
| Nuveen PFD & Income Opportun(JPC) | COM | 67073B106 | $136 | 17,873 | 0.0% |
| Nuveen Inter Duration MUN TE | COM | 670671106 | $139 | 10,488 | 0.0% |
| Park Hotels & Resorts Inc(PK) | COM | 700517105 | $149 | 10,716 | 0.0% |
| First TR Stoxx European Sele(FDD) | COMMON SHS | 33735T109 | $150 | 13,860 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $156 | 18,566 | 0.0% |
| Huntington Bancshares Inc(HBAN) | COM | 446150104 | $157 | 13,064 | 0.0% |
| Flaherty & Crumrine PFD Inco(PFD) | COM | 338480106 | $163 | 12,880 | 0.0% |
| Sabra Health Care REIT Inc(SBRA) | COM | 78573L106 | $165 | 11,593 | 0.0% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $166 | 12,450 | 0.0% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $168 | 13,618 | 0.0% |
| Nuveen Floating Rate Income | COM SHS | 6706EN100 | $175 | 21,131 | 0.0% |
| Liberty All-Star Growth FD I(ASG) | COM | 529900102 | $183 | 29,794 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $183 | 24,850 | 0.0% |
| New Residential Invt Corp(RITM) | COM NEW | 64828T201 | $184 | 19,667 | 0.0% |
| Manulife Finl Corp(MFC) | COM | 56501R106 | $194 | 11,228 | 0.0% |
| Eaton Vance Tax-Managed Glob(ETW) | COM | 27829C105 | $194 | 23,318 | 0.0% |
| Vanguard World FDS(VAW) | MATERIALS ETF | 92204A801 | $201 | 1,259 | 0.0% |
| Nuveen Nasdaq 100 Dynamic OV(QQQX) | COM SHS | 670699107 | $202 | 9,266 | 0.0% |
| Vanguard Intl Equity Index F(VT) | TT WRLD ST ETF | 922042742 | $202 | 2,368 | 0.0% |
| Fedex Corp(FDX) | COM | 31428X106 | $202 | 896 | 0.0% |
| Spdr SER TR(XTN) | S&P TRANSN ETF | 78464A532 | $203 | 3,006 | 0.0% |