Q3 2022 Holdings
Filed 2022-10-24 | 333 holdings | $91.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Steel Connect Inc | COM | 858098106 | $14 | 10,000 | 0.0% |
| Bellicum Pharmaceuticals Inc(BLCMEUR) | COM NEW | 079481404 | $16 | 12,941 | 0.0% |
| Sonder Holdings Inc | CLASS A COM | 83542D102 | $18 | 11,068 | 0.0% |
| Firsthand Technology Value F(SVVC) | COM | 33766Y100 | $18 | 13,708 | 0.0% |
| Spark Networks SE | SPONSORED ADS | 846517100 | $19 | 10,000 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $36 | 11,000 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $40 | 34,200 | 0.0% |
| Direxion SHS ETF TR(SOXL)Call | DLY SCOND 3XBU | 25459W458 | $44 | $5,000 | 0.0% |
| Direxion SHS ETF TR(SOXL) | DLY SCOND 3XBU | 25459W458 | $44 | 5,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $45 | 23,600 | 0.0% |
| American Eagle Outfitters in(AEO)Call | COM | 02553E106 | $49 | $5,000 | 0.0% |
| PLX Pharma Inc | COM | 72942A107 | $53 | 82,100 | 0.0% |
| Intrusion Inc | COM NEW | 46121E205 | $59 | 12,250 | 0.0% |
| Sigmatron Intl Inc | COM | 82661L101 | $59 | 12,368 | 0.0% |
| Nano Dimension LTD(NNDM) | SPONSORD ADS NEW | 63008G203 | $60 | 25,000 | 0.0% |
| KEY Tronic Corp(KTCC) | COM | 493144109 | $61 | 15,000 | 0.0% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $62 | 10,000 | 0.0% |
| Renn FD Inc(RCG) | COM | 759720105 | $64 | 30,000 | 0.0% |
| Wireless Telecom Group Inc | COM | 976524108 | $66 | 50,500 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $74 | 20,000 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | COM | 092533108 | $74 | 21,783 | 0.0% |
| NU Hldgs LTD(NU) | ORD SHS CL A | G6683N103 | $75 | 17,045 | 0.0% |
| Abrdn Japan Equity Fund Inc(XJEQX) | COM | 00306J109 | $80 | 16,025 | 0.0% |
| GSI Technology Inc(GSIT) | COM | 36241U106 | $86 | 30,000 | 0.0% |
| Western Asset GBL High Inc F(EHI) | COM | 95766B109 | $86 | 13,185 | 0.0% |
| P & F Inds Inc | CL A NEW | 692830508 | $89 | 16,783 | 0.0% |
| Unifi Inc(UFI) | COM NEW | 904677200 | $96 | 10,100 | 0.0% |
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $98 | 10,000 | 0.0% |
| Invesco MUN Opportunity TR(VMO) | COM | 46132C107 | $100 | 11,000 | 0.0% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $106 | 10,043 | 0.0% |
| Nuveen PFD & Income Secs FD | COM | 67072C105 | $107 | 16,327 | 0.0% |
| Nuveen PFD & Income Opportun(JPC) | COM | 67073B106 | $122 | 17,500 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $123 | 14,500 | 0.0% |
| Abrdn Global Income Fund Inc(FCO) | COM | 003013109 | $123 | 25,900 | 0.0% |
| Ballantyne Strong Inc | COM | 058516105 | $125 | 60,563 | 0.0% |
| Universal Stainless & Alloy | COM | 913837100 | $126 | 17,697 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $127 | 77,735 | 0.0% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $130 | 34,891 | 0.0% |
| Regeneron Pharmaceuticals(REGN)Put | COM | 75886F107 | $138 | $200 | 0.0% |
| Jetblue Awys Corp(JBLU) | COM | 477143101 | $150 | 22,651 | 0.0% |
| S&W Seed Co | COM | 785135104 | $152 | 208,009 | 0.0% |
| Cohen & Steers Total Return(RFI) | COM | 19247R103 | $153 | 12,700 | 0.0% |
| Cohen & Steers Quality Incom(RQI) | COM | 19247L106 | $164 | 14,600 | 0.0% |
| Western Asset MUN Partners F | COM | 95766P108 | $166 | 14,836 | 0.0% |
| Nuveen New York QLT MUN Inc(NAN) | COM | 67066X107 | $173 | 16,500 | 0.0% |
| Invesco TR Invt Grade New YO(VTN) | COM | 46131T101 | $177 | 18,500 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $183 | 45,000 | 0.0% |
| Healthcare Svcs Group Inc(HCSG) | COM | 421906108 | $190 | 15,710 | 0.0% |
| Hayward Hldgs Inc(HAYW) | COM | 421298100 | $195 | 22,000 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $201 | 17,680 | 0.0% |