Q3 2022 Holdings
Filed 2022-11-07 | 810 holdings | $81.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BlackRock Corpor HI YLD FD I | RIGHT 10/13/2022 | 09255L114 | $0 | 22,496 | 0.0% |
| Orbital Infrastructure GRP I | COM | 68559A109 | $4 | 10,012 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $11 | 352,950 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $13 | 10,968 | 0.0% |
| Contextlogic Inc | COM CL A | 21077C107 | $14 | 20,000 | 0.0% |
| Leap Therapeutics Inc | COM | 52187K101 | $14 | 16,000 | 0.0% |
| Galmed Pharmaceuticals LTD(GLMD) | SHS | M47238106 | $19 | 59,074 | 0.0% |
| Vaxart Inc(VXRT) | COM NEW | 92243A200 | $23 | 11,430 | 0.0% |
| Vapotherm Inc | COM | 922107107 | $25 | 15,706 | 0.0% |
| Allied Esports Entmt Inc(AGAE) | COM | 019170109 | $30 | 25,000 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $30 | 28,044 | 0.0% |
| Lightning Emotors Inc | COM | 53228T101 | $32 | 20,000 | 0.0% |
| Banco Santander S.A.(SAN) | ADR | 05964H105 | $33 | 13,941 | 0.0% |
| Overseas Shipholding Group I(OSG1EUR) | CL A NEW | 69036R863 | $36 | 12,000 | 0.0% |
| Ginkgo Bioworks Holdings Inc(DNA4EUR) | CL A SHS | 37611X100 | $41 | 15,300 | 0.0% |
| Mustang BIO Inc | COM | 62818Q104 | $42 | 90,000 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $47 | 13,500 | 0.0% |
| Nikola Corp | COM | 654110105 | $53 | 14,962 | 0.0% |
| Gold Royalty Corp(GROY) | COMMON SHARES | 38071H106 | $53 | 20,600 | 0.0% |
| Dermtech Inc(DMTKQ) | COM | 24984K105 | $67 | 17,330 | 0.0% |
| Mymd Pharmaceuticals Inc | COM | 62856X102 | $71 | 25,050 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $72 | 13,000 | 0.0% |
| Japan Smaller Capitalization(JOF) | COM | 47109U104 | $76 | 13,000 | 0.0% |
| Marqeta Inc(MQ) | CLASS A COM | 57142B104 | $78 | 11,324 | 0.0% |
| Invesco Muni Income OPP Trst(OIA) | COM | 46132X101 | $84 | 14,434 | 0.0% |
| Eaton Vance Risk-Managed DIV(ETJ) | COM | 27829G106 | $90 | 10,772 | 0.0% |
| Global X FDS | GLB X SUPERDIV | 37950E549 | $97 | 12,696 | 0.0% |
| Flaherty & Crumrine PFD Inco(PFD) | COM | 338480106 | $105 | 10,000 | 0.0% |
| BlackRock Calif MUN Income T(XBFZX) | SH BEN INT | 09248E102 | $106 | 10,450 | 0.0% |
| Pgim Global High Yield FD FO(GHY) | COM | 69346J106 | $108 | 10,208 | 0.0% |
| Concord Acquisition Corp | UNIT 12/28/2025 | 206071201 | $118 | 11,400 | 0.0% |
| Velo3d Inc | COMMON STOCK | 92259N104 | $121 | 30,530 | 0.0% |
| First TR Stoxx European Sele(FDD) | COMMON SHS | 33735T109 | $123 | 13,260 | 0.0% |
| Nuveen PFD & Income Opportun(JPC) | COM | 67073B106 | $125 | 17,963 | 0.0% |
| Nuveen Inter Duration MUN TE | COM | 670671106 | $129 | 10,488 | 0.0% |
| Rithm Capital Corp(RITM) | COM NEW | 64828T201 | $133 | 18,374 | 0.0% |
| BNY Mellon Strategic Muns in(LEO) | COM | 05588W108 | $138 | 22,762 | 0.0% |
| Park Hotels & Resorts Inc(PK) | COM | 700517105 | $139 | 10,645 | 0.0% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $141 | 13,618 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $147 | 18,590 | 0.0% |
| Liberty All-Star Growth FD I(ASG) | COM | 529900102 | $148 | 27,866 | 0.0% |
| Pgim High Yield Bond Fund in(ISD) | COM | 69346H100 | $150 | 13,068 | 0.0% |
| Brightspire Capital Inc(BRSP) | COM CL A | 10949T109 | $158 | 25,436 | 0.0% |
| Sabra Health Care REIT Inc(SBRA) | COM | 78573L106 | $159 | 11,635 | 0.0% |
| Nuveen PFD & Income Secs FD | COM | 67072C105 | $165 | 24,450 | 0.0% |
| Nuveen Floating Rate Income | COM SHS | 6706EN100 | $167 | 21,155 | 0.0% |
| Superior Inds Intl Inc | COM | 868168105 | $170 | 56,440 | 0.0% |
| Alpine Immune Sciences Inc(NVLSEUR) | COM | 02083G100 | $172 | 24,000 | 0.0% |
| Eaton Vance Tax-Managed Glob(ETW) | COM | 27829C105 | $176 | 23,318 | 0.0% |
| Flex LTD(FLEX) | ORD | Y2573F102 | $176 | 10,613 | 0.0% |