Q3 2022 Holdings
Filed 2022-11-14 | 1360 holdings | $406.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $2 | 25,000 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $2 | 12,000 | 0.0% |
| Neubase Therapeutics Inc | COM | 64132K102 | $6 | 15,750 | 0.0% |
| Orchard Therapeutics PLC | SPON ADS | 68570P101 | $6 | 11,700 | 0.0% |
| Molecular Templates Inc | COM | 608550109 | $7 | 10,000 | 0.0% |
| Surface Oncology Inc | COM | 86877M209 | $11 | 10,733 | 0.0% |
| Mercurity Fintech Holding in | SPONSORED ADS | 58936H109 | $11 | 12,500 | 0.0% |
| Pieris Pharmaceuticals Inc | COM | 720795103 | $12 | 10,500 | 0.0% |
| Kala Pharmaceuticals Inc | COM | 483119103 | $13 | 61,600 | 0.0% |
| Adial Pharmaceuticals Inc | COM | 00688A106 | $13 | 38,500 | 0.0% |
| Western Copper & Gold Corp(WRN) | COM | 95805V108 | $13 | 10,000 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $15 | 13,845 | 0.0% |
| Energous Corp | COM | 29272C103 | $16 | 15,050 | 0.0% |
| Conformis Inc(CFMS) | COM | 20717E101 | $19 | 98,728 | 0.0% |
| Retractable Technologies Inc(RVP) | COM | 76129W105 | $20 | 10,020 | 0.0% |
| Eargo Inc | COM | 270087109 | $21 | 20,000 | 0.0% |
| Compugen LTD(CGEN) | ORD | M25722105 | $21 | 31,500 | 0.0% |
| Mereo Biopharma Group PLC(MREO) | SPON ADS | 589492107 | $22 | 26,000 | 0.0% |
| Skillz Inc | COM | 83067L109 | $22 | 21,862 | 0.0% |
| Outlook Therapeutics Inc(ONSGBP) | COM NEW | 69012T206 | $22 | 18,000 | 0.0% |
| Femasys Inc(FEMY) | COM | 31447E105 | $22 | 19,088 | 0.0% |
| Precigen Inc(PGEN) | COM | 74017N105 | $26 | 12,100 | 0.0% |
| Canopy Growth Corp | COM | 138035100 | $28 | 10,521 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $29 | 47,407 | 0.0% |
| Appharvest Inc(APPHEUR) | COM | 03783T103 | $29 | 14,800 | 0.0% |
| Invitae Corp(NVTA1EUR) | COM | 46185L103 | $34 | 13,650 | 0.0% |
| Milestone Scientific Inc(MLSS) | COM NEW | 59935P209 | $34 | 42,500 | 0.0% |
| Great ELM Group Inc(GEG) | COM NEW | 39037G109 | $41 | 20,510 | 0.0% |
| Matterport Inc(MTTR*) | COM CL A | 577096100 | $43 | 11,474 | 0.0% |
| Abrdn Asia Pacific Income FU | COM | 003009107 | $45 | 18,000 | 0.0% |
| Infra and Energy Altrntive I | *W EXP 03/27/202 | 45686J112 | $46 | 25,000 | 0.0% |
| Rigetti Computing Inc(RGTI) | COMMON STOCK | 76655K103 | $48 | 25,587 | 0.0% |
| Canoo Inc | COM CL A | 13803R102 | $49 | 26,000 | 0.0% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $50 | 16,825 | 0.0% |
| Virgin Galactic Holdings Inc(IPOAGBP) | COM | 92766K106 | $51 | 10,874 | 0.0% |
| Graftech Intl LTD(EAFEUR) | COM | 384313508 | $53 | 12,400 | 0.0% |
| Mustang BIO Inc | COM | 62818Q104 | $57 | 120,980 | 0.0% |
| Cbre GBL Real Estate Inc FD(IGR) | COM | 12504G100 | $58 | 10,072 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $61 | 19,800 | 0.0% |
| Alaunos Therapeutics Inc | COM | 98973P101 | $63 | 36,500 | 0.0% |
| FST TR New Opport MLP & ENE | COM | 33739M100 | $66 | 12,062 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $67 | 18,600 | 0.0% |
| VBI Vaccines Inc CDA(VAC2USD) | COM NEW | 91822J103 | $68 | 96,300 | 0.0% |
| MFS MUN Income TR(MFM) | SH BEN INT | 552738106 | $69 | 14,297 | 0.0% |
| Tcr2 Therapeutics Inc | COM | 87808K106 | $70 | 38,950 | 0.0% |
| Bionano Genomics Inc(BNGOUSD) | COM | 09075F107 | $71 | 38,812 | 0.0% |
| Pimco Income Strategy FD II(PFN) | COM | 72201J104 | $71 | 10,200 | 0.0% |
| Jumia Technologies AG(JMIA) | SPONSORED ADS | 48138M105 | $81 | 13,919 | 0.0% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $82 | 13,222 | 0.0% |
| Ceragon Networks LTD(CRNT) | ORD | M22013102 | $82 | 45,000 | 0.0% |