Q3 2022 Holdings
Filed 2022-11-14 | 408 holdings | $50.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Palisade BIO Inc | COM | 696389105 | $1 | 10,000 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $1 | 20,000 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $2 | 10,000 | 0.0% |
| Ageagle Aerial SYS Inc New | COM | 00848K101 | $7 | 14,000 | 0.0% |
| Cyngn Inc | COM | 23257B107 | $13 | 13,000 | 0.0% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $17 | 17,000 | 0.0% |
| Medicinova Inc(MNOV) | COM NEW | 58468P206 | $22 | 10,000 | 0.0% |
| Journey MED Corp(DERM) | COM | 48115J109 | $25 | 10,000 | 0.0% |
| Ocugen Inc(OCGN) | COM | 67577C105 | $28 | 15,500 | 0.0% |
| Aethlon MED Inc | COM | 00808Y307 | $29 | 50,000 | 0.0% |
| Traeger Inc(COOK) | COMMON STOCK | 89269P103 | $31 | 10,911 | 0.0% |
| Virtus Convertible & Inc FD | COM | 92838U108 | $45 | 15,800 | 0.0% |
| Puma Biotechnology Inc(PBYI) | COM | 74587V107 | $46 | 19,220 | 0.0% |
| Amtd Idea Group(HKIBEUR) | SPONSORED ADS | 00180G106 | $60 | 50,000 | 0.0% |
| First US Bancshares Inc(FUSB) | COM | 33744V103 | $88 | 11,000 | 0.0% |
| Nuveen PFD & Income Secs FD | COM | 67072C105 | $89 | 13,486 | 0.0% |
| Viatris Inc(VTRS) | COM | 92556V106 | $92 | 10,828 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $94 | 23,194 | 0.0% |
| Thornburg Incm Builder OPP T(TBLD) | COM | 885213108 | $127 | 10,000 | 0.0% |
| Comsovereign Hldg Corp(DRNEEUR) | COM NEW | 205650203 | $139 | 1,814,596 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $154 | 25,204 | 0.0% |
| Warner Bros Discovery Inc(WBD) | COM SER A | 934423104 | $175 | 15,255 | 0.0% |
| Nuveen AMT Free MUN CR Inc F(NVG) | COM | 67071L106 | $187 | 16,032 | 0.0% |
| First TR Enhanced Equity Inc(FFA) | COM | 337318109 | $191 | 13,000 | 0.0% |
| Under Armour Inc(UA) | CL C | 904311206 | $197 | 33,000 | 0.0% |
| Essex Ppty TR Inc(ESS) | COM | 297178105 | $202 | 831 | 0.0% |
| Realty Income Corp(O) | COM | 756109104 | $203 | 3,486 | 0.0% |
| American Tower Corp New(AMT) | COM | 03027X100 | $204 | 950 | 0.0% |
| Ishares TR(IBDQ) | IBONDS DEC25 ETF | 46434VBD1 | $204 | 8,445 | 0.0% |
| Rambus Inc del(RMBS) | COM | 750917106 | $205 | 8,079 | 0.0% |
| Berkley W R Corp(WRB) | COM | 084423102 | $206 | 3,195 | 0.0% |
| Moderna Inc(MRNA) | COM | 60770K107 | $206 | 1,743 | 0.0% |
| Emerson Elec Co(EMR) | COM | 291011104 | $207 | 2,829 | 0.0% |
| Ishares Silver TR(SLV) | ISHARES | 46428Q109 | $207 | 11,802 | 0.0% |
| Old Natl Bancorp IND(ONB) | COM | 680033107 | $209 | 12,677 | 0.0% |
| Vaneck ETF Trust(MOAT) | MRNGSTR WDE MOAT | 92189F643 | $211 | 3,509 | 0.0% |
| Cigna Corp New(CI) | COM | 125523100 | $212 | 763 | 0.0% |
| Archer Daniels Midland Co(ADM) | COM | 039483102 | $213 | 2,651 | 0.0% |
| Camden Ppty TR(CPT) | SH BEN INT | 133131102 | $214 | 1,793 | 0.0% |
| Ishares TR(GOVT) | US TREAS BD ETF | 46429B267 | $214 | 9,418 | 0.0% |
| Ishares TR | IBONDS DEC23 ETF | 46434VAX8 | $216 | 8,667 | 0.0% |
| Ishares TR | IBONDS DEC22 ETF | 46434VBA7 | $217 | 8,651 | 0.0% |
| Chubb Limited(CB) | COM | H1467J104 | $218 | 1,200 | 0.0% |
| Ishares TR(IGSB) | ISHS 1-5YR INVS | 464288646 | $219 | 4,454 | 0.0% |
| Toro Co(TTC) | COM | 891092108 | $221 | 2,556 | 0.0% |
| Ishares TR(SHV) | SHORT TREAS BD | 464288679 | $222 | 2,017 | 0.0% |
| DOW Inc(DOW) | COM | 260557103 | $222 | 5,061 | 0.0% |
| BlackRock Inc(BLKCHF) | COM | 09247X101 | $224 | 406 | 0.0% |
| YUM China Hldgs Inc(YUMC) | COM | 98850P109 | $225 | 4,760 | 0.0% |
| Brookfield Asset Mgmt Inc | CL A LTD VT SH | 112585104 | $226 | 5,518 | 0.0% |