Q2 2023 Holdings
Filed 2023-08-03 | 317 holdings | $1.1B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Firsthand Technology Value F(SVVC) | COM | 33766Y100 | $6.3K | 10,000 | 0.0% |
| Intrusion Inc | COM NEW | 46121E205 | $14.9K | 12,250 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $34.8K | 11,000 | 0.0% |
| Sigmatron Intl Inc | COM | 82661L101 | $40.1K | 12,368 | 0.0% |
| Alto Ingredients Inc(ALTO) | COM | 021513106 | $40.5K | 14,000 | 0.0% |
| Coeur MNG Inc(CDE) | COM NEW | 192108504 | $42.6K | 15,000 | 0.0% |
| Arts WAY MFG Inc(ARTW) | COM | 043168103 | $51.2K | 21,855 | 0.0% |
| Renn FD Inc(RCG) | COM | 759720105 | $54.3K | 30,000 | 0.0% |
| GSI Technology Inc(GSIT) | COM | 36241U106 | $55.3K | 10,000 | 0.0% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $57.6K | 34,891 | 0.0% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $62.0K | 10,000 | 0.0% |
| Acacia Resh Corp(ACTG) | ACACIA TCH COM | 003881307 | $62.4K | 15,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $64.0K | 29,500 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | COM | 092533108 | $71.4K | 21,783 | 0.0% |
| Nano Dimension LTD(NNDM) | SPONSORD ADS NEW | 63008G203 | $72.3K | 25,000 | 0.0% |
| Nuveen PFD & Income Secs FD | COM | 67072C105 | $85.0K | 13,327 | 0.0% |
| FG Group Holdings Inc | COM | 302462106 | $87.5K | 45,563 | 0.0% |
| IAC Inc(IAC)Put | COM NEW | 44891N208 | $94.2K | $1,500 | 0.0% |
| Cerus Corp(CERS) | COM | 157085101 | $94.7K | 38,500 | 0.0% |
| Western Asset GBL High Inc F(EHI) | COM | 95766B109 | $96.1K | 13,185 | 0.0% |
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $99.5K | 10,000 | 0.0% |
| Invesco MUN Opportunity TR(VMO) | COM | 46132C107 | $104.1K | 11,000 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $112.7K | 77,735 | 0.0% |
| Nuveen New York QLT MUN Inc(NAN) | COM | 67066X107 | $112.9K | 10,500 | 0.0% |
| Nuveen PFD & Income Opportun(JPC) | COM | 67073B106 | $113.4K | 17,500 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $119.4K | 31,000 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $126.2K | 14,500 | 0.0% |
| Abrdn Global Income Fund Inc(FCO) | COM | 003013109 | $127.5K | 21,400 | 0.0% |
| Impinj Inc(PI)Put | COM | 453204109 | $134.5K | $1,500 | 0.0% |
| NU Hldgs LTD(NU) | ORD SHS CL A | G6683N103 | $134.5K | 17,045 | 0.0% |
| Invesco TR Invt Grade Muns(VGM) | COM | 46131M106 | $150.5K | 15,500 | 0.0% |
| Cohen & Steers Total Return(RFI) | COM | 19247R103 | $156.5K | 13,700 | 0.0% |
| BlackRock N Y MUN Income TRU(BNY) | SH BEN INT | 09248L106 | $159.0K | 15,373 | 0.0% |
| Louisiana PAC Corp(LPX) | COM | 546347105 | $165.0K | 2,200 | 0.0% |
| Louisiana PAC Corp(LPX)Call | COM | 546347105 | $165.0K | $2,200 | 0.0% |
| Valley Natl Bancorp(VLY) | COM | 919794107 | $174.4K | 22,500 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $177.3K | 15,180 | 0.0% |
| Impinj Inc(PI) | COM | 453204109 | $179.3K | 2,000 | 0.0% |
| Pimco Income Strategy FD(PFL) | COM | 72201H108 | $193.3K | 23,600 | 0.0% |
| Dana Inc(DAN) | COM | 235825205 | $195.5K | 11,500 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $196.7K | 47,500 | 0.0% |
| S&W Seed Co | COM | 785135104 | $197.0K | 161,500 | 0.0% |
| Ishares TR | IBONDS DEC2023 | 46435G318 | $201.2K | 7,895 | 0.0% |
| Invesco Exch TRD SLF IDX FD(BSJO) | BULSHS 2024 HY | 46138J833 | $202.3K | 9,000 | 0.0% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $204.7K | 2,090 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $205.7K | 4,951 | 0.0% |
| Micron Technology Inc(MU) | COM | 595112103 | $208.3K | 3,300 | 0.0% |
| Blackstone Seni Fltn RAT 202(BSL) | COM | 09256U105 | $209.0K | 16,300 | 0.0% |
| Phillips 66(PSX) | COM | 718546104 | $209.7K | 2,199 | 0.0% |
| Waters Corp(WAT) | COM | 941848103 | $213.2K | 800 | 0.0% |