Q2 2023 Holdings
Filed 2023-08-10 | 1652 holdings | $6.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $355 | 500 | 0.0% |
| Spdr Gold TR(GLD)Put | GOLD SHS | 78463V107 | $6.9K | 2,600 | 0.0% |
| Bionano Genomics Inc(BNGOUSD) | COM | 09075F107 | $7.2K | 11,850 | 0.0% |
| Insulet Corp(PODD)Put | COM | 45784P101 | $7.8K | 1,000 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $9.1K | 11,900 | 0.0% |
| Intuitive Surgical Inc(ISRG)Put | COM NEW | 46120E602 | $9.7K | 1,300 | 0.0% |
| Nektar Therapeutics(NKTREUR) | COM | 640268108 | $9.9K | 17,280 | 0.0% |
| Hannon Armstrong Sust Infr C | NOTE 8/1 | 41068XAD2 | $11.9K | 12,000 | 0.0% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $12.1K | 10,000 | 0.0% |
| Praxis Precision Medicines I | COM | 74006W108 | $12.9K | 11,194 | 0.0% |
| Top Ships Inc | SHS NEW | Y8897Y198 | $13.8K | 24,222 | 0.0% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $14.9K | 15,000 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X884 | $15.4K | 29,152 | 0.0% |
| Cameco Corp(CCJ)Put | COM | 13321L108 | $16.7K | 25,400 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $17.3K | 16,000 | 0.0% |
| Hope Bancorp Inc | NOTE 2.000% 5/1 | 43940TAB5 | $17.8K | 18,000 | 0.0% |
| Vaxart Inc(VXRT) | COM NEW | 92243A200 | $18.4K | 25,200 | 0.0% |
| Virios Therapeutics Inc | COM | 92829J104 | $18.7K | 13,560 | 0.0% |
| Lument Finance Trust Inc(LFT) | COM | 55025L108 | $20.3K | 10,695 | 0.0% |
| American RES Corp(AREC) | CL A | 02927U208 | $20.6K | 10,500 | 0.0% |
| Ironwood Pharmaceuticals Inc | NOTE 0.750% 6/1 | 46333XAF5 | $21.0K | 21,000 | 0.0% |
| Ishares Silver TR(SLV)Put | ISHARES | 46428Q109 | $23.8K | 34,500 | 0.0% |
| Nice LTD | NOTE 9/1 | 653656AB4 | $24.2K | 25,000 | 0.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $27.1K | 28,000 | 0.0% |
| Nvidia Corporation(NVDA)Put | COM | 67066G104 | $27.6K | 4,900 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $29.0K | 10,930 | 0.0% |
| Cronos Group Inc(CRON) | COM | 22717L101 | $29.1K | 14,752 | 0.0% |
| Cracker Barrel Old Ctry Stor | NOTE 0.625% 6/1 | 22410JAB2 | $29.7K | 35,000 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $30.6K | 11,172 | 0.0% |
| Abrdn Asia Pacific Income FU | COM | 003009107 | $31.9K | 11,832 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $32.3K | 15,027 | 0.0% |
| Ironwood Pharmaceuticals Inc | NOTE 1.500% 6/1 | 46333XAH1 | $32.7K | 32,000 | 0.0% |
| AIR Trans Svcs Group Inc | NOTE 1.125%10/1 | 00922RAB1 | $34.0K | 36,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $34.1K | 15,707 | 0.0% |
| Insight Enterprises Inc | NOTE 0.750% 2/1 | 45765UAB9 | $34.2K | 16,000 | 0.0% |
| Flexshopper Inc(FPAYQ) | COM NEW | 33939J303 | $35.1K | 27,400 | 0.0% |
| Thredup Inc(TDUP) | CL A | 88556E102 | $37.0K | 15,150 | 0.0% |
| Tilray Brands Inc(TLRYEUR) | COM | 88688T100 | $39.2K | 25,115 | 0.0% |
| Compass Inc(COMP) | CL A | 20464U100 | $39.3K | 11,221 | 0.0% |
| Fubotv Inc(FUBO) | COM | 35953D104 | $39.6K | 19,055 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.500%12/1 | 55024UAD1 | $41.5K | 47,000 | 0.0% |
| Imax Corp | NOTE 0.500% 4/0 | 45245EAJ8 | $42.0K | 46,000 | 0.0% |
| Enphase Energy Inc | NOTE 3/0 | 29355AAH0 | $42.3K | 45,000 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $42.5K | 10,434 | 0.0% |
| Alpine 4 Holdings Inc(ALPP) | CL A NEW | 02083E204 | $43.3K | 21,441 | 0.0% |
| Industrial Logistics Pptys T(ILPT) | COM SHS BEN INT | 456237106 | $44.6K | 13,525 | 0.0% |
| Bioventus Inc(BVS) | COM CL A | 09075A108 | $47.4K | 16,391 | 0.0% |
| Hanesbrands Inc(HN9) | COM | 410345102 | $48.1K | 10,584 | 0.0% |
| Lumen Technologies Inc(LUMN) | COM | 550241103 | $48.8K | 21,583 | 0.0% |
| Euronet Worldwide Inc | NOTE 0.750% 3/1 | 298736AL3 | $52.4K | 54,000 | 0.0% |