Q3 2021 Holdings
Filed 2021-11-15 | 1701 holdings | $419.4M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2023-09-21) | View on SEC ↗ · Holdings Table ↗
This amendment's correction looks implausible relative to the firm's filing history and is under review — showing the original filing's data below instead.
JEFFERIES LLC: Sub-manager's reported value grew 85791.4% versus the original filing (from $14.2M to $12.2B), and now represents 2905.3% of the firm's original firm-wide total ($419.4M) — flagged for manual review before treating this correction as reliable.
Leucadia Asset Management LLC: Sub-manager's reported value grew 65745.6% versus the original filing (from $5.9M to $3.9B), and now represents 920.0% of the firm's original firm-wide total ($419.4M) — flagged for manual review before treating this correction as reliable.
Jefferies Financial Services, Inc.: Sub-manager's reported value grew 110446.7% versus the original filing (from $3.2M to $3.5B), and now represents 837.3% of the firm's original firm-wide total ($419.4M) — flagged for manual review before treating this correction as reliable.
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Evelo Biosciences Inc | COM | 299734103 | $0 | 33 | 0.0% |
| Gaotu Techedu Inc(GOTU) | SPONSORED ADS | 36257Y109 | $0 | 100 | 0.0% |
| Rocket Pharmaceuticals Inc(RCKT) | COM | 77313F106 | $0 | 1 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $1 | 318 | 0.0% |
| Harmonic Inc |
| COM |
| 413160102 |
| $2 |
| 200 |
| 0.0% |
| Scorpio Tankers Inc(STNG) | SHS | Y7542C130 | $2 | 83 | 0.0% |
| Aurinia Pharmaceuticals Inc(AUPH) | COM | 05156V102 | $2 | 100 | 0.0% |
| Spdr SER TR(KRE) | S&P REGL BKG | 78464A698 | $2 | 27 | 0.0% |
| Evolent Health Inc(EVH) | CL A | 30050B101 | $3 | 100 | 0.0% |
| Dupont de Nemours Inc(DD) | COM | 26614N102 | $3 | 42 | 0.0% |
| Gogo Inc(GOGO) | COM | 38046C109 | $3 | 200 | 0.0% |
| Supernus Pharmaceuticals Inc(SUPN) | COM | 868459108 | $3 | 100 | 0.0% |
| Cargurus Inc(CARG) | COM CL A | 141788109 | $3 | 100 | 0.0% |
| Sage Therapeutics Inc(SG7)Put | COM | 78667J108 | $4 | 100 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X884 | $4 | 600 | 0.0% |
| Jeld-Wen Hldg Inc(JELD) | COM | 47580P103 | $5 | 200 | 0.0% |
| Championx Corporation(APY1EUR) | COM | 15872M104 | $7 | 323 | 0.0% |
| Powered Brands | *W EXP 01/07/202 | G7209M116 | $8 | 13,333 | 0.0% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $10 | $10,000 | 0.0% |
| Avadel Pharmaceuticals PLCPut | SPONSORED ADR | 05337M104 | $10 | 1,000 | 0.0% |
| Evolent Health Inc(EVH)Put | CL A | 30050B101 | $12 | 400 | 0.0% |
| Truist Finl Corp(TFC) | COM | 89832Q109 | $12 | 200 | 0.0% |
| Pontem Corporation | *W EXP 01/05/202 | G71707122 | $12 | 16,666 | 0.0% |
| Viavi Solutions Inc | NOTE 1.750% 6/0 | 925550AE5 | $14 | $11,000 | 0.0% |
| 1Life Healthcare Inc | NOTE 3.000% 6/1 | 68269GAB3 | $14 | $15,000 | 0.0% |
| Pretium RES Inc | COM | 74139C102 | $14 | 1,463 | 0.0% |
| Electronic Arts Inc(EA) | COM | 285512109 | $14 | 100 | 0.0% |
| One Equity Partners Open WTR | *W EXP 01/14/202 | 68237L113 | $15 | 23,333 | 0.0% |
| Lazard Growth Acquisition Co | *W EXP 02/10/202 | G54035111 | $16 | 20,000 | 0.0% |
| Effector Therapeutics Inc | *W EXP 12/31/202 | 28202V116 | $16 | 10,000 | 0.0% |
| Sarcos Techn and Robotics Co | *W EXP 06/15/202 | 80359A114 | $16 | 20,000 | 0.0% |
| Iqiyi Inc | NOTE 2.000% 4/0 | 46267XAD0 | $17 | $20,000 | 0.0% |
| Crucible Acquisition Corp | *W EXP 12/26/202 | 22877P116 | $17 | 19,889 | 0.0% |
| Virgin Group Acquisit Corp I | *W EXP 03/13/202 | G9460K128 | $17 | 20,000 | 0.0% |
| Gores Hldgs VIII Inc | *W EXP 03/01/202 | 382863116 | $18 | 15,625 | 0.0% |
| Trebia Acquisition Corp | *W EXP 99/99/999 | G9027T117 | $18 | 12,711 | 0.0% |
| Eldorado Gold Corp New(EGO) | COM | 284902509 | $20 | 2,573 | 0.0% |
| Jazz Investments I LTD | NOTE 2.000% 6/1 | 472145AF8 | $21 | $18,000 | 0.0% |
| Suncor Energy Inc New(SU) | COM | 867224107 | $21 | 1,000 | 0.0% |
| Cohn Robbins Holdings Corp | *W EXP 08/28/202 | G23726113 | $22 | 24,287 | 0.0% |
| ICU MED Inc(ICUI) | COM | 44930G107 | $23 | 100 | 0.0% |
| Science Strategic ACQ Alpha | *W EXP 01/20/202 | 808641112 | $23 | 33,333 | 0.0% |
| Root Inc(ROOTGBP) | COM CL A | 77664L108 | $24 | 4,500 | 0.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $25 | $25,000 | 0.0% |
| Ftac Hera Acquisition Corp | *W EXP 02/28/202 | G3728Y111 | $26 | 25,000 | 0.0% |
| Gigcapital4 Inc | *W EXP 02/08/202 | 37518G119 | $26 | 25,000 | 0.0% |
| Aeye Inc | CLASS A COM | 008183105 | $27 | 5,000 | 0.0% |
| Aeye IncPut | CLASS A COM | 008183105 | $27 | 5,000 | 0.0% |
| Inovio Pharmaceuticals Inc | COM NEW | 45773H201 | $27 | 3,751 | 0.0% |
| Zillow Group Inc | NOTE 2.750% 5/1 | 98954MAH4 | $27 | $17,000 | 0.0% |