Q3 2023 Holdings
Filed 2023-10-17 | 1049 holdings | $13.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hall of Fame Resort & Entmt | W EXP 07/01/202 | 40619L110 | $275 | 13,333 | 0.0% |
| Seelos Therapeutics IncCall | COM | 81577F109 | $1.8K | 10,000 | 0.0% |
| Conx Corp | W EXP 10/30/202 | 212873111 | $2.0K | 13,000 | 0.0% |
| Bristol-Myers Squibb Co(CELG-R) | RIGHT 12/30/2030 | 110122140 | $8.6K | 90,970 | 0.0% |
| Smith Micro Software Inc | COM NEW | 832154207 | $12.1K | 10,000 | 0.0% |
| Angi Inc(ANGI1EUR) | COM CL A NEW | 00183L102 | $26.5K | 13,400 | 0.0% |
| Seelos Therapeutics Inc | COM | 81577F109 | $26.8K | 145,500 | 0.0% |
| Sangamo Therapeutics Inc(SGMO) | COM | 800677106 | $28.3K | 47,100 | 0.0% |
| Canopy Growth Corp | COM | 138035100 | $32.7K | 42,083 | 0.0% |
| Durect Corp(DC8A) | COM NEW | 266605500 | $37.4K | 15,000 | 0.0% |
| Credit Suisse Asset Mgmt Inc(CIK) | COM | 224916106 | $37.6K | 14,500 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $42.9K | 20,160 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $59.6K | 15,200 | 0.0% |
| Medical Pptys Trust Inc(MPT) | COM | 58463J304 | $61.0K | 11,196 | 0.0% |
| Cbre GBL Real Estate Inc FD(IGR) | COM | 12504G100 | $75.3K | 16,723 | 0.0% |
| 8X8 Inc New(EGHT) | COM | 282914100 | $76.0K | 30,167 | 0.0% |
| Nuveen PFD & Income Opportun(JPC) | COM | 67073B106 | $87.4K | 13,805 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $105.1K | 12,697 | 0.0% |
| Pimco MUN Income FD II(PML) | COM | 72200W106 | $108.1K | 14,058 | 0.0% |
| Kayne Anderson Energy Infrst(KYN) | COM | 486606106 | $115.4K | 13,726 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $121.5K | 11,400 | 0.0% |
| Global MED REIT Inc(GMREUSD) | COM NEW | 37954A204 | $124.2K | 13,850 | 0.0% |
| Telefonica Brasil SA(VIV) | NEW ADR | 87936R205 | $124.9K | 14,608 | 0.0% |
| Village Farms Intl Inc(VFF) | COM | 92707Y108 | $128.0K | 160,500 | 0.0% |
| Abrdn Total Dynamic Dividend(XAODX) | COM SH BEN INT | 00326L100 | $128.6K | 17,006 | 0.0% |
| Elanco Animal Health Inc(ELAN) | COM | 28414H103 | $129.3K | 11,505 | 0.0% |
| Siga Technologies Inc(SIGA) | COM | 826917106 | $131.3K | 25,000 | 0.0% |
| Viatris Inc(VTRS) | COM | 92556V106 | $132.3K | 13,417 | 0.0% |
| Sofi Technologies Inc(SOFI) | COM | 83406F102 | $134.5K | 16,829 | 0.0% |
| Eaton Vance Tax-Managed Glob(ETW) | COM | 27829C105 | $136.1K | 17,820 | 0.0% |
| Whitehorse FIN Inc(WHF) | COM | 96524V106 | $140.1K | 10,973 | 0.0% |
| Natwest Group PLC(NWG) | SPONS ADR | 639057207 | $140.9K | 24,174 | 0.0% |
| Keycorp(KEY) | COM | 493267108 | $143.3K | 13,344 | 0.0% |
| Pimco Corporate & Income OPP(PTY) | COM | 72201B101 | $143.6K | 10,985 | 0.0% |
| Proshares TR | SHORT S&P 500 NE | 74347B425 | $144.7K | 10,000 | 0.0% |
| Invesco Actvely Mngd ETC FD(PDBC) | OPTIMUM YIELD | 46090F100 | $154.1K | 10,311 | 0.0% |
| Partners Bancorp | COM | 70213Q108 | $155.0K | 20,000 | 0.0% |
| Bioxcel Therapeutics Inc(BTAIEUR) | COM | 09075P105 | $155.6K | 61,505 | 0.0% |
| Sunrun Inc(RUN) | COM | 86771W105 | $157.2K | 12,515 | 0.0% |
| Advisorshares TR(MSOS)Call | PURE US CANNABIS | 00768Y453 | $158.8K | 20,000 | 0.0% |
| Bain Cap Specialty FIN Inc(BCSF) | COM STK | 05684B107 | $160.1K | 10,455 | 0.0% |
| Cleveland-Cliffs Inc New(CLF) | COM | 185899101 | $161.0K | 10,300 | 0.0% |
| Latham Group Inc(SWIM) | COM | 51819L107 | $161.6K | 57,727 | 0.0% |
| Vodafone Group PLC New(VOD) | SPONSORED ADR | 92857W308 | $168.8K | 17,808 | 0.0% |
| SFL Corporation LTD(SFL) | SHS | G7738W106 | $173.1K | 15,529 | 0.0% |
| Nuveen S&P 500 Buy-Write Inc(XBXMX) | COM | 6706ER101 | $176.3K | 13,927 | 0.0% |
| Gladstone Capital Corp | COM | 376535100 | $176.5K | 18,312 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $176.7K | 13,641 | 0.0% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $181.5K | 30,006 | 0.0% |
| ING Groep N.V.(ING) | SPONSORED ADR | 456837103 | $183.2K | 13,898 | 0.0% |